Hightower Appoints Bob Lavigne as Chief Compliance Officer

CHICAGO--(BUSINESS WIRE)--Hightower Advisors, a national wealth management firm, today announced the appointment of Bob Lavigne as Chief Compliance Officer (CCO) for Hightower Holdings, LLC. In this role, Mr. Lavigne will oversee the firm’s enterprise-wide compliance program, regulatory strategy, and risk governance across Hightower’s national community of advisors.

Lavigne brings nearly 30 years of senior compliance and regulatory leadership within the wealth management industry, including deep experience in designing scalable compliance programs, implementing technology-driven oversight tools, and partnering with advisors to support a culture of transparency and fiduciary excellence. He will report to Hightower CEO Larry Restieri.

“Bob is an accomplished leader whose experience, judgment and collaborative approach make him well suited for Hightower’s continued growth,” Restieri said. “His work helping advisors navigate an increasingly dynamic regulatory environment aligns with our intention to modernize our compliance program.”

Prior to joining Hightower, Lavigne served as Vice President and Chief Compliance Officer at Edelman Financial Engines. His background spans RIA, broker-dealer, and hybrid firm oversight, providing him with a comprehensive understanding of the supervisory frameworks required for a modern advisory organization.

“I am excited to join Hightower during a period of continued momentum and growth for the firm,” Lavigne said. “The advisor-centric culture and commitment to excellence resonate deeply with me. I look forward to working with teams across the organization to strengthen our compliance program and help advisors deliver quality client outcomes.”

Hightower’s nationwide advisor community comprises practices in 33 states and the District of Columbia. As of September 30, 2025, assets under management (AUM) for Hightower and its affiliates were approximately $350.3 billion.

About Hightower

Hightower is a wealth management firm that provides investment, financial, and retirement planning services to individuals, families, and institutions, as well as 401(k) consulting and cash management services to corporations. Through its community of advisor businesses, Hightower offers sophisticated planning solutions and a robust platform designed to help clients achieve their financial goals.

Headquartered in Chicago with offices nationwide, Hightower serves as a growth partner to independent-minded advisors seeking to scale their practices, elevate the client experience, and access the benefits of a national brand. Learn more about Hightower’s collaborative business model at http://www.hightoweradvisors.com.

Hightower Advisors, LLC is an SEC registered investment adviser. Registration as an investment advisor does not imply a certain level of skill or training. Securities are offered through Hightower Securities, LLC, Member FINRA/SIPC.