Form 8.3 - AVAST PLC

LONDON--()-- 

FORM 8.3 Amendment to Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

AVAST PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

15 July 2021

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

NORTONLIFELOCK INC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

15,534,567

1.51%

14,379,808

1.39%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

645,201

0.06%

10,513,406

1.02%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

16,179,768

1.57%

24,893,214

2.41%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

7

5.7960 GBP

10p ordinary

Purchase

167

5.9354 GBP

10p ordinary

Purchase

365

5.6800 GBP

10p ordinary

Purchase

384

5.6820 GBP

10p ordinary

Purchase

394

5.8450 GBP

10p ordinary

Purchase

400

5.8510 GBP

10p ordinary

Purchase

414

5.8700 GBP

10p ordinary

Purchase

420

5.8080 GBP

10p ordinary

Purchase

424

5.6660 GBP

10p ordinary

Purchase

515

5.7980 GBP

10p ordinary

Purchase

534

5.6680 GBP

10p ordinary

Purchase

575

5.6740 GBP

10p ordinary

Purchase

997

5.6760 GBP

10p ordinary

Purchase

1,000

5.8740 GBP

10p ordinary

Purchase

1,488

5.7000 GBP

10p ordinary

Purchase

1,533

5.6720 GBP

10p ordinary

Purchase

2,572

5.8081 GBP

10p ordinary

Purchase

2,834

5.9332 GBP

10p ordinary

Purchase

3,171

5.6552 GBP

10p ordinary

Purchase

3,288

5.7482 GBP

10p ordinary

Purchase

3,340

5.6959 GBP

10p ordinary

Purchase

3,643

5.7445 GBP

10p ordinary

Purchase

4,176

5.6805 GBP

10p ordinary

Purchase

4,301

5.8298 GBP

10p ordinary

Purchase

4,622

5.8221 GBP

10p ordinary

Purchase

6,698

5.6736 GBP

10p ordinary

Purchase

6,839

5.8065 GBP

10p ordinary

Purchase

7,807

5.7977 GBP

10p ordinary

Purchase

8,443

5.7862 GBP

10p ordinary

Purchase

9,704

5.6974 GBP

10p ordinary

Purchase

10,142

5.7967 GBP

10p ordinary

Purchase

11,676

5.9367 GBP

10p ordinary

Purchase

12,396

5.6603 GBP

10p ordinary

Purchase

16,268

5.7204 GBP

10p ordinary

Purchase

16,810

5.8064 GBP

10p ordinary

Purchase

18,900

5.9560 GBP

10p ordinary

Purchase

22,477

5.7020 GBP

10p ordinary

Purchase

24,168

5.8071 GBP

10p ordinary

Purchase

24,449

5.6782 GBP

10p ordinary

Purchase

27,903

5.6923 GBP

10p ordinary

Purchase

31,223

5.8322 GBP

10p ordinary

Purchase

43,121

5.8457 GBP

10p ordinary

Purchase

50,737

5.9352 GBP

10p ordinary

Purchase

54,071

5.8022 GBP

10p ordinary

Purchase

54,921

5.8188 GBP

10p ordinary

Purchase

57,156

5.8060 GBP

10p ordinary

Purchase

58,615

5.8087 GBP

10p ordinary

Purchase

69,973

5.9551 GBP

10p ordinary

Purchase

76,105

5.9274 GBP

10p ordinary

Purchase

82,144

5.7904 GBP

10p ordinary

Purchase

95,696

5.7747 GBP

10p ordinary

Purchase

105,476

5.9073 GBP

10p ordinary

Purchase

126,842

5.8185 GBP

10p ordinary

Purchase

128,430

5.6576 GBP

10p ordinary

Purchase

159,873

5.6900 GBP

10p ordinary

Purchase

249,457

5.8232 GBP

10p ordinary

Purchase

954,585

5.8168 GBP

10p ordinary

Purchase

3,457,191

172.3857 CZK

10p ordinary

Sale

1

5.8870 GBP

10p ordinary

Sale

7

5.7960 GBP

10p ordinary

Sale

10

5.8500 GBP

10p ordinary

Sale

12

5.8540 GBP

10p ordinary

Sale

101

5.7580 GBP

10p ordinary

Sale

209

5.9044 GBP

10p ordinary

Sale

365

5.6800 GBP

10p ordinary

Sale

384

5.6820 GBP

10p ordinary

Sale

385

5.7940 GBP

10p ordinary

Sale

394

5.8450 GBP

10p ordinary

Sale

400

5.8510 GBP

10p ordinary

Sale

420

5.8080 GBP

10p ordinary

Sale

424

5.6660 GBP

10p ordinary

Sale

453

5.7980 GBP

10p ordinary

Sale

500

5.6530 GBP

10p ordinary

Sale

534

5.6680 GBP

10p ordinary

Sale

575

5.6740 GBP

10p ordinary

Sale

939

5.9375 GBP

10p ordinary

Sale

997

5.6760 GBP

10p ordinary

Sale

1,000

177.2000 CZK

10p ordinary

Sale

1,000

5.8740 GBP

10p ordinary

Sale

1,100

5.8580 GBP

10p ordinary

Sale

1,183

5.7617 GBP

10p ordinary

Sale

1,429

5.8200 GBP

10p ordinary

Sale

1,480

5.9176 GBP

10p ordinary

Sale

1,488

5.7000 GBP

10p ordinary

Sale

1,533

5.6720 GBP

10p ordinary

Sale

2,014

5.8276 GBP

10p ordinary

Sale

5,457

5.7614 GBP

10p ordinary

Sale

8,414

5.8018 GBP

10p ordinary

Sale

8,896

5.7620 GBP

10p ordinary

Sale

18,935

5.7898 GBP

10p ordinary

Sale

20,852

5.6943 GBP

10p ordinary

Sale

22,867

5.8699 GBP

10p ordinary

Sale

36,221

5.7710 GBP

10p ordinary

Sale

63,320

5.9052 GBP

10p ordinary

Sale

83,000

5.9547 GBP

10p ordinary

Sale

85,957

5.9423 GBP

10p ordinary

Sale

100,815

5.8512 GBP

10p ordinary

Sale

130,339

5.8330 GBP

10p ordinary

Sale

147,575

5.8718 GBP

10p ordinary

Sale

152,610

5.7865 GBP

10p ordinary

Sale

175,000

5.6560 GBP

10p ordinary

Sale

198,756

5.8264 GBP

10p ordinary

Sale

200,000

5.9536 GBP

10p ordinary

Sale

325,000

5.7987 GBP

10p ordinary

Sale

466,999

5.8113 GBP

10p ordinary

Sale

637,502

5.7993 GBP

10p ordinary

Sale

3,706,935

5.8042 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

SWAP

Long

209

5.9044 GBP

10p ordinary

CFD

Long

1,000

177.0759 CZK

10p ordinary

SWAP

Long

1,183

5.7617 GBP

10p ordinary

SWAP

Long

6,300

5.6797 GBP

10p ordinary

SWAP

Long

7,063

5.8129 GBP

10p ordinary

SWAP

Long

18,900

5.9302 GBP

10p ordinary

SWAP

Long

18,935

5.7898 GBP

10p ordinary

SWAP

Long

42,244

5.9559 GBP

10p ordinary

SWAP

Long

63,320

5.9052 GBP

10p ordinary

SWAP

Long

68,876

5.8657 GBP

10p ordinary

SWAP

Long

83,000

5.9547 GBP

10p ordinary

SWAP

Long

100,815

5.8512 GBP

10p ordinary

SWAP

Long

105,331

5.8380 GBP

10p ordinary

SWAP

Long

200,000

5.9536 GBP

10p ordinary

SWAP

Long

262,657

5.8392 GBP

10p ordinary

SWAP

Long

413,131

5.8684 GBP

10p ordinary

SWAP

Long

805,474

5.8651 GBP

10p ordinary

CFD

Long

1,014,000

170.7500 CZK

10p ordinary

CFD

Long

3,455,040

5.7787 GBP

10p ordinary

CFD

Short

1,190

5.8778 GBP

10p ordinary

CFD

Short

2,528

176.5382 CZK

10p ordinary

CFD

Short

2,833

5.9502 GBP

10p ordinary

SWAP

Short

3,288

5.7482 GBP

10p ordinary

SWAP

Short

3,340

5.6959 GBP

10p ordinary

SWAP

Short

3,643

5.7445 GBP

10p ordinary

SWAP

Short

4,622

5.8221 GBP

10p ordinary

SWAP

Short

9,704

5.6974 GBP

10p ordinary

SWAP

Short

11,676

5.9367 GBP

10p ordinary

SWAP

Short

16,268

5.7204 GBP

10p ordinary

CFD

Short

16,309

5.9564 GBP

10p ordinary

SWAP

Short

18,900

5.9560 GBP

10p ordinary

SWAP

Short

27,903

5.6923 GBP

10p ordinary

SWAP

Short

38,884

5.7764 GBP

10p ordinary

CFD

Short

50,737

5.9352 GBP

10p ordinary

SWAP

Short

56,812

5.7736 GBP

10p ordinary

SWAP

Short

62,144

5.8245 GBP

10p ordinary

SWAP

Short

69,613

5.8019 GBP

10p ordinary

CFD

Short

76,105

5.9274 GBP

10p ordinary

SWAP

Short

105,476

5.9073 GBP

10p ordinary

CFD

Short

126,842

5.8185 GBP

10p ordinary

SWAP

Short

132,272

5.8380 GBP

10p ordinary

CFD

Short

156,316

5.8286 GBP

10p ordinary

SWAP

Short

160,797

5.6908 GBP

10p ordinary

SWAP

Short

196,669

5.8178 GBP

10p ordinary

CFD

Short

200,000

5.8468 GBP

10p ordinary

SWAP

Short

317,053

5.7836 GBP

10p ordinary

CFD

Short

1,014,000

5.6776 GBP

10p ordinary

CFD

Short

3,454,663

172.5034 CZK

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

19 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 741726
Time of Receipt (offset from UTC): 20210719T110443+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC