FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 July 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

594,081

0.26%

1,673,337

0.74%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

246,295

0.11%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

(4)

TOTAL:

 

 

 

 

864,576

0.38%

1,697,537

0.75%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

232.0200 USD
Purchase

1

232.3200 USD
Purchase

1

234.9650 USD
Purchase

4

232.5600 USD
Purchase

9

234.6788 USD
Purchase

17

234.9100 USD
Purchase

28

232.7764 USD
Purchase

32

234.8585 USD
Purchase

44

232.0868 USD
Purchase

67

235.7400 USD
Purchase

78

233.7728 USD
Purchase

80

232.5200 USD
Purchase

80

232.3820 USD
Purchase

100

234.7400 USD
Purchase

100

234.3500 USD
Purchase

174

233.8067 USD
Purchase

245

232.3300 USD
Purchase

255

234.2383 USD
Purchase

262

232.3195 USD
Purchase

265

233.9104 USD
Purchase

291

233.9384 USD
Purchase

322

234.7851 USD
Purchase

358

233.8341 USD
Purchase

360

233.5720 USD
Purchase

551

232.8588 USD
Purchase

662

234.1899 USD
Purchase

762

232.6631 USD
Purchase

900

232.8955 USD
Purchase

1,050

232.5209 USD
Purchase

1,184

234.3254 USD
Purchase

1,273

234.4814 USD
Purchase

1,459

232.3923 USD
Purchase

1,760

232.9041 USD
Purchase

1,989

234.0492 USD
Purchase

2,012

233.2871 USD
Purchase

2,095

232.6327 USD
Purchase

2,262

234.2267 USD
Purchase

2,499

233.3160 USD
Purchase

2,606

232.9375 USD
Purchase

2,862

232.9670 USD
Purchase

3,666

232.8277 USD
Purchase

3,804

234.0416 USD
Purchase

3,979

232.7900 USD
Purchase

7,107

232.9942 USD
Purchase

7,932

232.6737 USD
Purchase

8,346

232.6938 USD
Purchase

31,067

233.0793 USD
Sale

1

232.0500 USD
Sale

1

234.9600 USD
Sale

1

234.3400 USD
Sale

1

233.9200 USD
Sale

1

232.8100 USD
Sale

1

232.4800 USD
Sale

1

232.1100 USD
Sale

2

232.3100 USD
Sale

2

232.2200 USD
Sale

2

232.2950 USD
Sale

2

232.4450 USD
Sale

3

232.2300 USD
Sale

3

232.4283 USD
Sale

3

232.2800 USD
Sale

3

232.1600 USD
Sale

3

233.2966 USD
Sale

4

232.0900 USD
Sale

6

235.0000 USD
Sale

7

231.9357 USD
Sale

9

232.4322 USD
Sale

15

232.5826 USD
Sale

17

232.3808 USD
Sale

23

231.8000 USD
Sale

23

232.1450 USD
Sale

30

232.6400 USD
Sale

32

234.8585 USD
Sale

43

232.5700 USD
Sale

55

232.0700 USD
Sale

92

232.6661 USD
Sale

100

232.4900 USD
Sale

100

233.3000 USD
Sale

100

233.3100 USD
Sale

100

231.9500 USD
Sale

100

232.1900 USD
Sale

101

234.7422 USD
Sale

109

232.1511 USD
Sale

111

232.3006 USD
Sale

118

232.6808 USD
Sale

123

232.4249 USD
Sale

158

232.2358 USD
Sale

160

232.3820 USD
Sale

198

232.8022 USD
Sale

200

232.2000 USD
Sale

219

233.5569 USD
Sale

223

234.4253 USD
Sale

250

232.4752 USD
Sale

262

232.3195 USD
Sale

280

232.4163 USD
Sale

300

232.1666 USD
Sale

300

233.5266 USD
Sale

323

233.7272 USD
Sale

333

232.6218 USD
Sale

355

232.8016 USD
Sale

424

233.8566 USD
Sale

459

232.4157 USD
Sale

493

232.9347 USD
Sale

507

233.0472 USD
Sale

536

232.8815 USD
Sale

583

232.9744 USD
Sale

635

233.6579 USD
Sale

783

233.0224 USD
Sale

795

232.9460 USD
Sale

961

233.2264 USD
Sale

1,002

233.8973 USD
Sale

1,097

232.3494 USD
Sale

1,161

233.1351 USD
Sale

1,449

232.3950 USD
Sale

1,876

232.9431 USD
Sale

3,069

233.3421 USD
Sale

3,784

233.3583 USD
Sale

4,151

233.5778 USD
Sale

6,374

232.7900 USD
Sale

6,380

232.6635 USD
Sale

7,298

232.7179 USD
Sale

7,612

233.0074 USD
Sale

8,550

232.7910 USD
Sale

9,460

234.0750 USD
Sale

36,353

233.1004 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Jul 2021
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

relates

 

 

 

Put Options Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 741156
Time of Receipt (offset from UTC): 20210713T115139+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC