FORM 8.3 - WM MORRISON SUPERMARKETS PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchases

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose WM MORRISON SUPERMARKETS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

29 June 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

18,673,961

0.77%

16,437,972

0.68%

 

(2)

Cash-settled derivatives:

14,334,883

0.59%

8,261,986

0.34%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

33,008,844

1.37%

24,699,958

1.02%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

157

2.3310 GBP

10p ordinary

Purchase

301

2.3470 GBP

10p ordinary

Purchase

1,409

2.3300 GBP

10p ordinary

Purchase

2,364

2.3460 GBP

10p ordinary

Purchase

3,514

2.3365 GBP

10p ordinary

Purchase

5,000

2.3370 GBP

10p ordinary

Purchase

5,000

2.3369 GBP

10p ordinary

Purchase

5,426

2.3424 GBP

10p ordinary

Purchase

5,488

2.3522 GBP

10p ordinary

Purchase

7,511

2.3499 GBP

10p ordinary

Purchase

8,164

2.3405 GBP

10p ordinary

Purchase

10,700

2.3338 GBP

10p ordinary

Purchase

11,262

2.3374 GBP

10p ordinary

Purchase

26,744

2.3358 GBP

10p ordinary

Purchase

39,512

2.3351 GBP

10p ordinary

Purchase

52,233

2.3347 GBP

10p ordinary

Purchase

55,643

2.3543 GBP

10p ordinary

Purchase

57,444

2.3332 GBP

10p ordinary

Purchase

60,219

2.3355 GBP

10p ordinary

Purchase

132,092

2.3600 GBP

10p ordinary

Purchase

149,706

2.3490 GBP

10p ordinary

Purchase

305,906

2.3342 GBP

10p ordinary

Purchase

384,412

2.3410 GBP

10p ordinary

Purchase

690,000

2.3430 GBP

10p ordinary

Purchase

750,000

2.3316 GBP

10p ordinary

Purchase

1,000,000

2.3366 GBP

10p ordinary

Sale

157

2.3310 GBP

10p ordinary

Sale

511

2.3470 GBP

10p ordinary

Sale

915

2.3449 GBP

10p ordinary

Sale

1,025

2.3500 GBP

10p ordinary

Sale

1,046

2.3365 GBP

10p ordinary

Sale

1,685

2.3490 GBP

10p ordinary

Sale

1,780

2.3340 GBP

10p ordinary

Sale

2,637

2.3343 GBP

10p ordinary

Sale

3,706

2.3360 GBP

10p ordinary

Sale

5,000

2.3370 GBP

10p ordinary

Sale

5,528

2.3375 GBP

10p ordinary

Sale

5,743

2.3321 GBP

10p ordinary

Sale

9,318

2.3402 GBP

10p ordinary

Sale

10,700

2.3337 GBP

10p ordinary

Sale

12,000

2.3570 GBP

10p ordinary

Sale

14,754

2.3487 GBP

10p ordinary

Sale

15,065

2.3457 GBP

10p ordinary

Sale

15,250

2.3482 GBP

10p ordinary

Sale

18,238

2.3525 GBP

10p ordinary

Sale

42,868

2.3481 GBP

10p ordinary

Sale

48,063

2.3392 GBP

10p ordinary

Sale

69,808

2.3600 GBP

10p ordinary

Sale

923,936

2.3562 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

SWAP

Long

5,606

2.3628 GBP

10p ordinary

SWAP

Long

5,892

2.3350 GBP

10p ordinary

CFD

Long

15,250

2.3482 GBP

10p ordinary

SWAP

Long

29,367

2.3591 GBP

10p ordinary

SWAP

Long

35,874

2.3600 GBP

10p ordinary

CFD

Long

42,868

2.3481 GBP

10p ordinary

SWAP

Long

70,401

2.3361 GBP

10p ordinary

CFD

Long

104,566

2.3530 GBP

10p ordinary

SWAP

Long

158,092

2.3587 GBP

10p ordinary

SWAP

Long

206,223

2.3583 GBP

10p ordinary

SWAP

Long

321,547

2.3592 GBP

10p ordinary

SWAP

Short

2,950

2.3430 GBP

10p ordinary

CFD

Short

2,975

2.3463 GBP

10p ordinary

SWAP

Short

4,201

2.3360 GBP

10p ordinary

SWAP

Short

4,205

2.3406 GBP

10p ordinary

SWAP

Short

7,511

2.3499 GBP

10p ordinary

SWAP

Short

17,500

2.3378 GBP

10p ordinary

SWAP

Short

18,520

2.3365 GBP

10p ordinary

SWAP

Short

29,098

2.3516 GBP

10p ordinary

SWAP

Short

33,508

2.3517 GBP

10p ordinary

SWAP

Short

65,241

2.3600 GBP

10p ordinary

SWAP

Short

224,966

2.3471 GBP

10p ordinary

SWAP

Short

305,906

2.3342 GBP

10p ordinary

SWAP

Short

325,599

2.3332 GBP

10p ordinary

SWAP

Short

750,000

2.3316 GBP

10p ordinary

SWAP

Short

1,000,000

2.3366 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

1 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 740608
Time of Receipt (offset from UTC): 20210701T115413+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC