Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 13 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

449,549

0.20%

1,753,939

0.78%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

161,781

0.07%

7,021

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

635,530

0.28%

1,785,160

0.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

249.9100 USD

Purchase

22

250.3890 USD

Purchase

44

250.4022 USD

Purchase

54

250.3000 USD

Purchase

100

249.9900 USD

Purchase

100

249.7000 USD

Purchase

100

250.8950 USD

Purchase

100

250.5800 USD

Purchase

100

250.4200 USD

Purchase

108

250.6244 USD

Purchase

165

251.4557 USD

Purchase

199

251.3301 USD

Purchase

200

251.8050 USD

Purchase

202

251.3158 USD

Purchase

240

249.5800 USD

Purchase

242

251.8772 USD

Purchase

267

251.9851 USD

Purchase

272

250.3255 USD

Purchase

300

251.5914 USD

Purchase

300

252.1700 USD

Purchase

373

252.1405 USD

Purchase

396

251.9766 USD

Purchase

400

252.4300 USD

Purchase

418

251.6352 USD

Purchase

539

251.6344 USD

Purchase

562

251.7298 USD

Purchase

600

251.7408 USD

Purchase

778

251.6910 USD

Purchase

800

251.7925 USD

Purchase

825

252.0475 USD

Purchase

868

252.0035 USD

Purchase

1,261

251.7163 USD

Purchase

1,312

251.7429 USD

Purchase

1,521

251.7621 USD

Purchase

1,537

251.4008 USD

Purchase

2,300

252.1187 USD

Purchase

2,350

252.2512 USD

Purchase

2,585

250.9851 USD

Purchase

5,966

252.0000 USD

Purchase

6,035

251.9735 USD

Purchase

7,262

251.9993 USD

Purchase

9,200

250.1668 USD

Purchase

9,319

251.3850 USD

Purchase

9,416

252.7104 USD

Purchase

9,524

251.7991 USD

Purchase

15,627

251.9498 USD

Purchase

20,822

252.7103 USD

Purchase

21,645

251.9082 USD

Sale

1

252.4900 USD

Sale

1

252.4200 USD

Sale

1

252.5200 USD

Sale

1

252.6900 USD

Sale

1

252.2600 USD

Sale

2

252.7200 USD

Sale

2

252.5850 USD

Sale

2

252.9000 USD

Sale

2

252.3600 USD

Sale

4

253.0500 USD

Sale

6

249.5800 USD

Sale

6

252.9300 USD

Sale

61

250.1043 USD

Sale

98

252.9400 USD

Sale

100

249.7000 USD

Sale

100

250.6100 USD

Sale

100

249.6300 USD

Sale

102

250.5660 USD

Sale

197

251.2221 USD

Sale

200

249.8050 USD

Sale

200

251.2400 USD

Sale

202

252.4927 USD

Sale

320

251.8170 USD

Sale

414

251.0807 USD

Sale

449

251.3545 USD

Sale

524

250.2834 USD

Sale

536

252.4783 USD

Sale

620

252.3045 USD

Sale

689

252.5049 USD

Sale

699

251.6124 USD

Sale

700

250.4318 USD

Sale

815

250.8559 USD

Sale

991

252.6689 USD

Sale

1,087

249.5940 USD

Sale

1,160

251.3998 USD

Sale

1,413

251.2220 USD

Sale

1,467

251.6040 USD

Sale

1,484

252.7880 USD

Sale

1,621

250.5184 USD

Sale

1,733

251.6156 USD

Sale

2,038

251.3507 USD

Sale

2,118

251.0997 USD

Sale

2,367

252.7086 USD

Sale

2,857

252.7495 USD

Sale

2,968

252.8309 USD

Sale

3,327

252.5853 USD

Sale

3,543

251.4396 USD

Sale

4,251

251.8485 USD

Sale

4,309

252.0000 USD

Sale

4,758

251.4422 USD

Sale

5,290

252.7405 USD

Sale

5,650

252.1706 USD

Sale

6,437

251.6203 USD

Sale

7,263

251.9990 USD

Sale

7,990

251.8521 USD

Sale

8,011

251.9660 USD

Sale

9,118

252.0141 USD

Sale

14,467

251.9939 USD

Sale

22,401

251.8444 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

14 May 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 737264
Time of Receipt (offset from UTC): 20210514T121003+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC