Form 8.3 - AON PLC - Amendment

LONDON--()-- 

FORM 8.3 Amendment to sales and purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

28 April 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

591,838

0.26%

1,779,626

0.79%

 

(2)

Derivatives (other than options):

144,543

0.06%

7,125

0.00%

 

(3)

Options and agreements to
purchase/sell:

24,200

0.01%

24,200

0.01%

 
TOTAL:

760,581

0.34%

1,810,951

0.80%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

236.4300 USD
Purchase

2

233.8400 USD
Purchase

4

237.9250 USD
Purchase

5

238.2040 USD
Purchase

12

237.4400 USD
Purchase

13

239.0000 USD
Purchase

17

238.8082 USD
Purchase

48

238.6200 USD
Purchase

50

234.3100 USD
Purchase

62

239.0200 USD
Purchase

100

233.9500 USD
Purchase

100

238.4100 USD
Purchase

100

238.5050 USD
Purchase

100

235.0700 USD
Purchase

200

238.4300 USD
Purchase

242

238.5602 USD
Purchase

262

234.0174 USD
Purchase

300

237.3666 USD
Purchase

414

238.4747 USD
Purchase

465

237.4423 USD
Purchase

567

235.2889 USD
Purchase

600

235.7550 USD
Purchase

634

235.5853 USD
Purchase

891

236.8916 USD
Purchase

948

236.2017 USD
Purchase

1,127

234.2709 USD
Purchase

1,133

237.9825 USD
Purchase

2,120

238.3750 USD
Purchase

2,505

237.4516 USD
Purchase

4,052

238.0771 USD
Purchase

5,053

238.3445 USD
Purchase

5,279

238.3800 USD
Purchase

5,500

237.9980 USD
Purchase

8,634

234.9267 USD
Purchase

11,600

237.2660 USD
Purchase

12,472

237.4876 USD
Purchase

13,100

237.3760 USD
Purchase

15,371

236.3067 USD
Purchase

26,022

238.3655 USD
Purchase

64,800

237.2037 USD
Purchase

77,413

238.1132 USD
Sale

2

238.3700 USD
Sale

2

235.3300 USD
Sale

5

234.9300 USD
Sale

6

235.3316 USD
Sale

7

234.2900 USD
Sale

8

237.7137 USD
Sale

11

235.8936 USD
Sale

14

237.2564 USD
Sale

16

238.6731 USD
Sale

18

237.2127 USD
Sale

19

236.8342 USD
Sale

22

237.0031 USD
Sale

23

238.3389 USD
Sale

26

238.3373 USD
Sale

30

238.5900 USD
Sale

32

235.2053 USD
Sale

47

234.8065 USD
Sale

50

238.5922 USD
Sale

50

234.3100 USD
Sale

73

237.4558 USD
Sale

100

237.8650 USD
Sale

100

238.8100 USD
Sale

100

238.0610 USD
Sale

100

238.8400 USD
Sale

100

235.2100 USD
Sale

100

238.0200 USD
Sale

140

238.3845 USD
Sale

191

238.0052 USD
Sale

200

238.0075 USD
Sale

200

238.0850 USD
Sale

200

238.0325 USD
Sale

200

237.9625 USD
Sale

202

237.9250 USD
Sale

209

238.0047 USD
Sale

262

234.0174 USD
Sale

300

238.4533 USD
Sale

300

237.9700 USD
Sale

300

237.9350 USD
Sale

400

234.4950 USD
Sale

400

238.8225 USD
Sale

400

238.8162 USD
Sale

400

237.8800 USD
Sale

500

237.8910 USD
Sale

503

235.4460 USD
Sale

600

238.3867 USD
Sale

600

238.0000 USD
Sale

631

238.3014 USD
Sale

700

238.0750 USD
Sale

1,000

238.2950 USD
Sale

1,104

237.4351 USD
Sale

1,110

238.1721 USD
Sale

1,302

238.0076 USD
Sale

1,467

235.9044 USD
Sale

1,553

238.3956 USD
Sale

1,752

238.1328 USD
Sale

2,100

238.0288 USD
Sale

2,122

238.3707 USD
Sale

2,300

238.3720 USD
Sale

3,151

238.3800 USD
Sale

3,806

238.3532 USD
Sale

4,742

237.9680 USD
Sale

5,003

237.6058 USD
Sale

12,357

237.3338 USD
Sale

12,573

237.4055 USD
Sale

18,662

238.1723 USD
Sale

25,310

235.9408 USD
Sale

25,808

238.3767 USD
Sale

49,469

237.9975 USD
Sale

75,600

237.2037 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

30 April 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-1,200

220.0000

American Jul 16, 2021
Call Options Purchased

1,200

240.0000

American Jul 16, 2021
Call Options Purchased

23,000

220.0000

American Jul 16, 2021
Put Options Purchased

-23,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 736550
Time of Receipt (offset from UTC): 20210430T170415+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC