Form 8.3 - SIGNATURE AVIATION PLC - Amendment

LONDON--()-- 

FORM 8.3 Amendment to purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

SIGNATURE AVIATION PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

19 April 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

32,948,562

3.98%

11,550,505

1.39%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

11,501,964

1.39%

30,698,042

3.70%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

44,450,526

5.36%

42,248,547

5.09%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
37p ordinary Purchase

602

4.0200 GBP
37p ordinary Purchase

775

4.0192 GBP
37p ordinary Purchase

1,784

4.0020 GBP
37p ordinary Purchase

2,163

4.0213 GBP
37p ordinary Purchase

3,798

4.0104 GBP
37p ordinary Purchase

23,604

4.0290 GBP
37p ordinary Purchase

29,499

4.0018 GBP
37p ordinary Purchase

59,561

4.0160 GBP
37p ordinary Purchase

300,000

4.0370 GBP
37p ordinary Sale

564

4.0050 GBP
37p ordinary Sale

879

4.0384 GBP
37p ordinary Sale

900

4.0290 GBP
37p ordinary Sale

900

4.0291 GBP
37p ordinary Sale

1,426

4.0156 GBP
37p ordinary Sale

1,660

4.0460 GBP
37p ordinary Sale

1,827

4.0350 GBP
37p ordinary Sale

2,058

4.0189 GBP
37p ordinary Sale

2,148

4.0400 GBP
37p ordinary Sale

2,195

4.0128 GBP
37p ordinary Sale

2,400

4.0340 GBP
37p ordinary Sale

2,817

4.0405 GBP
37p ordinary Sale

3,903

4.0157 GBP
37p ordinary Sale

4,398

4.0339 GBP
37p ordinary Sale

5,853

4.0127 GBP
37p ordinary Sale

9,919

4.0260 GBP
37p ordinary Sale

10,232

4.0124 GBP
37p ordinary Sale

28,425

4.0115 GBP
37p ordinary Sale

59,921

4.0081 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
37p ordinary SWAP Long

2,657

4.0026 GBP
37p ordinary SWAP Long

8,525

4.0057 GBP
37p ordinary CFD Long

11,471

4.0330 GBP
37p ordinary SWAP Long

12,228

4.0061 GBP
37p ordinary CFD Short

19

4.0021 GBP
37p ordinary CFD Short

20

4.0105 GBP
37p ordinary CFD Short

29

4.0020 GBP
37p ordinary SWAP Short

791

4.0173 GBP
37p ordinary SWAP Short

1,722

4.0022 GBP
37p ordinary SWAP Short

3,426

4.0206 GBP
37p ordinary CFD Short

3,778

4.0104 GBP
37p ordinary SWAP Short

10,960

4.0189 GBP
37p ordinary SWAP Short

11,067

4.0397 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 April 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 735807
Time of Receipt (offset from UTC): 20210421T140425+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC