Form 8.3 - DIALOG SEMICONDUCTOR PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

13 April 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

1,582,652

2.06%

769,334

1.00%

 

(2)

Cash-settled derivatives:

597,380

0.78%

1,366,164

1.78%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

2,180,032

2.84%

2,135,498

2.78%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

10p ordinary

Purchase

132

64.9254 EUR

10p ordinary

Purchase

303

64.9600 EUR

10p ordinary

Purchase

349

64.9000 EUR

10p ordinary

Purchase

350

64.9800 EUR

10p ordinary

Purchase

357

64.9684 EUR

10p ordinary

Purchase

505

64.8780 EUR

10p ordinary

Purchase

725

64.8000 EUR

10p ordinary

Purchase

2,319

64.6329 EUR

10p ordinary

Purchase

2,386

64.9317 EUR

10p ordinary

Purchase

2,731

64.8463 EUR

10p ordinary

Purchase

13,982

64.9610 EUR

10p ordinary

Sale

5

64.7780 EUR

10p ordinary

Sale

5

64.8400 EUR

10p ordinary

Sale

10

64.8200 EUR

10p ordinary

Sale

193

64.9819 EUR

10p ordinary

Sale

297

64.8137 EUR

10p ordinary

Sale

303

64.9600 EUR

10p ordinary

Sale

349

64.9000 EUR

10p ordinary

Sale

454

64.9777 EUR

10p ordinary

Sale

999

64.9683 EUR

10p ordinary

Sale

1,092

64.9771 EUR

10p ordinary

Sale

1,212

64.9655 EUR

10p ordinary

Sale

1,272

64.9670 EUR

10p ordinary

Sale

1,652

64.9718 EUR

10p ordinary

Sale

1,694

64.9635 EUR

10p ordinary

Sale

2,011

64.9398 EUR

10p ordinary

Sale

2,145

64.9587 EUR

10p ordinary

Sale

2,266

64.9798 EUR

10p ordinary

Sale

2,721

64.9697 EUR

10p ordinary

Sale

3,584

64.9703 EUR

10p ordinary

Sale

5,134

64.9800 EUR

10p ordinary

Sale

15,257

64.5921 EUR

10p ordinary

Sale

17,549

64.6676 EUR

10p ordinary

Sale

273,152

64.8000 EUR

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

CFD

Long

5

64.7780 EUR

10p ordinary

SWAP

Long

15

64.8260 EUR

10p ordinary

CFD

Long

297

64.8040 EUR

10p ordinary

SWAP

Long

725

64.8000 EUR

10p ordinary

SWAP

Long

12,938

64.5921 EUR

10p ordinary

CFD

Long

272,129

64.8000 EUR

10p ordinary

CFD

Short

3

64.8800 EUR

10p ordinary

CFD

Short

502

64.8780 EUR

10p ordinary

SWAP

Short

725

64.8000 EUR

10p ordinary

CFD

Short

2,386

64.9317 EUR

10p ordinary

CFD

Short

13,982

64.9610 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Apr 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

10p ordinary

Call Options

Purchased

22,020

69.0099

European

30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 735209
Time of Receipt (offset from UTC): 20210414T120556+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC