FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 April 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

461,453

0.20%

1,752,206

0.78%

 

(2)

Derivatives (other than options):

95,497

0.04%

13,691

0.01%

 

(3)

Options and agreements to
purchase/sell:

24,200

0.01%

24,200

0.01%

 
TOTAL:

581,150

0.26%

1,790,097

0.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

234.3100 USD

Purchase

2

234.0600 USD

Purchase

3

233.2000 USD

Purchase

5

233.8640 USD

Purchase

17

233.9373 USD

Purchase

25

233.6404 USD

Purchase

25

233.6400 USD

Purchase

29

233.8800 USD

Purchase

38

233.6450 USD

Purchase

44

233.6456 USD

Purchase

56

233.2100 USD

Purchase

65

233.5896 USD

Purchase

71

233.7369 USD

Purchase

83

233.8197 USD

Purchase

83

233.7774 USD

Purchase

89

233.7785 USD

Purchase

93

233.8281 USD

Purchase

100

233.8300 USD

Purchase

100

233.6900 USD

Purchase

113

233.6800 USD

Purchase

144

233.7694 USD

Purchase

144

234.1941 USD

Purchase

146

233.8112 USD

Purchase

153

233.7187 USD

Purchase

167

233.9820 USD

Purchase

200

233.9250 USD

Purchase

200

234.1100 USD

Purchase

236

234.1316 USD

Purchase

262

233.7435 USD

Purchase

300

233.6250 USD

Purchase

384

234.0806 USD

Purchase

599

233.5883 USD

Purchase

600

233.8266 USD

Purchase

1,451

233.7742 USD

Purchase

2,000

234.1195 USD

Purchase

2,300

233.8243 USD

Purchase

3,524

233.7359 USD

Purchase

3,572

233.9187 USD

Purchase

3,698

233.9358 USD

Purchase

5,940

234.1835 USD

Purchase

7,052

233.6846 USD

Purchase

16,069

233.7647 USD

Purchase

23,531

234.2200 USD

Sale

3

233.4900 USD

Sale

6

233.2250 USD

Sale

6

233.2000 USD

Sale

41

233.2100 USD

Sale

41

233.6124 USD

Sale

63

233.8000 USD

Sale

77

233.8807 USD

Sale

88

233.4200 USD

Sale

93

234.2300 USD

Sale

100

233.6400 USD

Sale

166

233.8197 USD

Sale

200

233.8250 USD

Sale

255

233.9496 USD

Sale

300

233.7366 USD

Sale

300

233.7100 USD

Sale

300

233.9200 USD

Sale

752

234.2123 USD

Sale

1,362

233.8059 USD

Sale

1,647

233.8577 USD

Sale

2,089

233.9921 USD

Sale

2,218

233.8040 USD

Sale

3,165

233.8681 USD

Sale

3,462

233.9120 USD

Sale

7,775

234.1787 USD

Sale

22,400

234.2200 USD

Sale

27,290

233.7304 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

7 Apr 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 734542
Time of Receipt (offset from UTC): 20210407T120832+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC