Form 8.3 - AON PLC - Amendment

LONDON--()-- 

FORM 8.3 Amendment to purchase and sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

26 March 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

491,535

0.22%

1,742,945

0.77%

 

(2)

Derivatives (other than options):

97,128

0.04%

13,657

0.01%

 

(3)

Options and agreements to
purchase/sell:

24,200

0.01%

24,200

0.01%

 
TOTAL:

612,863

0.27%

1,780,802

0.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

224.3000 USD
Purchase

2

226.4800 USD
Purchase

3

225.9833 USD
Purchase

4

225.8400 USD
Purchase

4

225.0550 USD
Purchase

8

227.4000 USD
Purchase

10

226.1400 USD
Purchase

24

225.2150 USD
Purchase

83

226.2500 USD
Purchase

96

225.9800 USD
Purchase

100

225.8700 USD
Purchase

100

225.8200 USD
Purchase

100

224.5400 USD
Purchase

100

224.3600 USD
Purchase

100

227.4200 USD
Purchase

100

226.2100 USD
Purchase

100

226.1900 USD
Purchase

104

225.8300 USD
Purchase

108

224.7877 USD
Purchase

120

226.2413 USD
Purchase

172

224.4867 USD
Purchase

176

228.2631 USD
Purchase

200

224.2350 USD
Purchase

200

224.5650 USD
Purchase

200

225.5375 USD
Purchase

244

226.2262 USD
Purchase

258

224.4508 USD
Purchase

260

226.8967 USD
Purchase

283

226.1749 USD
Purchase

295

224.5220 USD
Purchase

303

226.0184 USD
Purchase

330

225.7700 USD
Purchase

385

226.1395 USD
Purchase

585

226.1647 USD
Purchase

649

226.0546 USD
Purchase

681

226.0684 USD
Purchase

700

225.7191 USD
Purchase

800

225.4154 USD
Purchase

899

226.0606 USD
Purchase

937

227.8488 USD
Purchase

1,049

224.8314 USD
Purchase

1,107

226.5939 USD
Purchase

1,372

225.2836 USD
Purchase

1,472

225.1438 USD
Purchase

1,568

224.6140 USD
Purchase

2,889

225.9769 USD
Purchase

3,751

225.8170 USD
Purchase

4,373

225.7428 USD
Purchase

4,378

228.0675 USD
Purchase

9,970

225.3582 USD
Purchase

10,800

225.8702 USD
Purchase

11,324

225.9586 USD
Purchase

14,709

225.7882 USD
Purchase

15,117

225.8095 USD
Purchase

19,634

228.3100 USD
Purchase

24,057

227.4849 USD
Purchase

48,583

225.3915 USD
Sale

4

225.8400 USD
Sale

24

226.5600 USD
Sale

24

226.5500 USD
Sale

25

228.1044 USD
Sale

26

225.7300 USD
Sale

46

225.7700 USD
Sale

83

225.9322 USD
Sale

92

224.7400 USD
Sale

100

224.2200 USD
Sale

101

224.9381 USD
Sale

112

225.9280 USD
Sale

115

227.4800 USD
Sale

200

228.1772 USD
Sale

200

227.9723 USD
Sale

229

225.9554 USD
Sale

288

227.0605 USD
Sale

296

225.9247 USD
Sale

300

225.1950 USD
Sale

409

225.8915 USD
Sale

424

225.1074 USD
Sale

433

227.4646 USD
Sale

437

225.6305 USD
Sale

572

225.6089 USD
Sale

628

226.5650 USD
Sale

630

225.8033 USD
Sale

737

227.7596 USD
Sale

817

225.4207 USD
Sale

820

226.9837 USD
Sale

838

225.9113 USD
Sale

903

225.7541 USD
Sale

1,009

225.3577 USD
Sale

1,031

228.0930 USD
Sale

1,097

226.3600 USD
Sale

1,127

225.1904 USD
Sale

1,284

225.7720 USD
Sale

1,302

226.0966 USD
Sale

1,474

227.2007 USD
Sale

1,926

225.6352 USD
Sale

2,166

225.7429 USD
Sale

2,441

227.2017 USD
Sale

3,398

224.8236 USD
Sale

4,178

228.1191 USD
Sale

4,263

225.9045 USD
Sale

4,277

228.1414 USD
Sale

4,475

228.3100 USD
Sale

4,660

226.1815 USD
Sale

5,389

225.5839 USD
Sale

5,576

225.4336 USD
Sale

6,738

225.8134 USD
Sale

9,519

225.8931 USD
Sale

12,719

225.7853 USD
Sale

29,140

227.8697 USD
Sale

65,581

225.4077 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

30 May 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-1,200

220.0000

American Jul 16, 2021
Call Options Purchased

1,200

240.0000

American Jul 16, 2021
Call Options Purchased

23,000

220.0000

American Jul 16, 2021
Put Options Purchased

-23,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 734176
Time of Receipt (offset from UTC): 20210330T161231+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC