Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

04 February 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

433,926

0.19%

2,392,194

1.05%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

604,593

0.26%

30,257

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

23,000

0.01%

23,000

0.01%

 

 

 

 

TOTAL:

 

 

 

 

1,061,519

0.46%

2,445,451

1.07%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

205.6400 USD

Purchase

1

206.0500 USD

Purchase

2

207.0600 USD

Purchase

100

205.5600 USD

Purchase

170

206.3600 USD

Purchase

200

205.6650 USD

Purchase

254

207.9399 USD

Purchase

300

205.6076 USD

Purchase

475

206.6115 USD

Purchase

500

205.9640 USD

Purchase

1,196

205.9600 USD

Purchase

1,550

206.1341 USD

Purchase

2,900

207.6872 USD

Purchase

6,939

205.9817 USD

Purchase

9,559

206.5679 USD

Purchase

9,964

206.5714 USD

Purchase

11,348

208.1000 USD

Purchase

18,231

207.5695 USD

Purchase

32,188

207.0351 USD

Sale

1

206.0500 USD

Sale

2

207.0600 USD

Sale

2

205.9800 USD

Sale

100

204.9900 USD

Sale

171

207.7766 USD

Sale

200

206.7200 USD

Sale

235

207.7462 USD

Sale

254

207.9399 USD

Sale

400

205.7450 USD

Sale

674

207.9234 USD

Sale

800

207.1187 USD

Sale

896

205.9600 USD

Sale

1,100

206.8459 USD

Sale

1,348

206.4555 USD

Sale

1,720

207.6878 USD

Sale

2,100

207.9038 USD

Sale

4,592

207.0864 USD

Sale

4,622

206.7760 USD

Sale

5,412

206.3940 USD

Sale

7,344

206.5236 USD

Sale

11,284

207.8042 USD

Sale

11,348

208.1000 USD

Sale

41,273

206.7733 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

5 Feb 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 729058
Time of Receipt (offset from UTC): 20210205T111410+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC