FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 January 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

401,384

0.18%

2,572,893

1.13%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

602,840

0.26%

34,356

0.02%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

23,000

0.01%

23,000

0.01%

 

 

 

 

(4)

TOTAL:

 

 

 

 

1,027,224

0.45%

2,630,249

1.15%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

209.7100 USD
Purchase

2

209.7300 USD
Purchase

4

209.5300 USD
Purchase

11

209.3800 USD
Purchase

93

209.8100 USD
Purchase

100

208.8300 USD
Purchase

100

208.5800 USD
Purchase

100

209.7500 USD
Purchase

100

209.5900 USD
Purchase

193

208.9616 USD
Purchase

300

208.7100 USD
Purchase

309

208.9433 USD
Purchase

1,209

209.0989 USD
Purchase

1,527

208.8846 USD
Purchase

1,580

208.1281 USD
Purchase

2,105

209.3796 USD
Purchase

2,167

209.1513 USD
Purchase

3,011

209.1998 USD
Purchase

3,049

209.2412 USD
Purchase

3,170

209.2050 USD
Purchase

3,313

209.1001 USD
Purchase

3,835

209.2155 USD
Purchase

4,395

209.2327 USD
Purchase

5,072

209.0348 USD
Purchase

6,184

209.4032 USD
Purchase

6,987

209.2518 USD
Purchase

7,590

209.1600 USD
Purchase

7,816

208.8628 USD
Purchase

7,828

209.2071 USD
Purchase

9,756

209.5557 USD
Purchase

10,345

209.3215 USD
Purchase

10,691

209.4005 USD
Purchase

15,265

209.4050 USD
Purchase

16,394

209.0527 USD
Purchase

17,135

209.4244 USD
Purchase

34,923

209.1372 USD
Sale

4

209.6400 USD
Sale

4

209.5300 USD
Sale

5

209.7760 USD
Sale

5

209.0950 USD
Sale

13

208.1946 USD
Sale

15

209.0880 USD
Sale

18

209.2100 USD
Sale

34

209.4052 USD
Sale

50

208.6800 USD
Sale

54

209.5771 USD
Sale

60

209.1960 USD
Sale

63

209.2593 USD
Sale

79

209.1556 USD
Sale

93

208.6300 USD
Sale

100

208.0600 USD
Sale

100

208.0900 USD
Sale

100

208.4000 USD
Sale

100

208.4700 USD
Sale

100

208.8300 USD
Sale

100

209.0400 USD
Sale

100

209.2700 USD
Sale

100

209.3250 USD
Sale

100

209.3500 USD
Sale

100

209.4700 USD
Sale

100

209.4950 USD
Sale

100

209.6200 USD
Sale

100

209.7500 USD
Sale

100

209.8800 USD
Sale

100

209.9200 USD
Sale

116

208.1206 USD
Sale

129

208.5876 USD
Sale

129

208.1448 USD
Sale

135

208.9685 USD
Sale

140

208.3457 USD
Sale

170

208.0511 USD
Sale

172

208.7655 USD
Sale

185

208.3671 USD
Sale

200

208.3350 USD
Sale

200

208.7100 USD
Sale

200

209.4400 USD
Sale

211

209.1268 USD
Sale

220

208.8390 USD
Sale

247

209.3157 USD
Sale

272

208.6403 USD
Sale

293

209.0383 USD
Sale

300

209.5133 USD
Sale

309

208.9433 USD
Sale

502

209.1316 USD
Sale

529

208.9232 USD
Sale

630

208.8816 USD
Sale

777

209.0057 USD
Sale

777

209.1260 USD
Sale

864

208.3482 USD
Sale

1,025

208.9850 USD
Sale

1,167

209.6234 USD
Sale

1,345

209.0679 USD
Sale

1,500

209.1673 USD
Sale

1,581

209.0847 USD
Sale

1,800

209.4938 USD
Sale

1,934

208.9404 USD
Sale

2,118

208.9325 USD
Sale

2,160

209.2624 USD
Sale

2,477

208.7581 USD
Sale

4,418

209.3011 USD
Sale

6,062

209.4113 USD
Sale

7,156

209.1600 USD
Sale

7,504

209.4610 USD
Sale

7,685

209.1984 USD
Sale

8,197

209.0527 USD
Sale

12,830

209.4422 USD
Sale

38,717

209.1249 USD
Sale

69,910

209.3104 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 20 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 728067
Time of Receipt (offset from UTC): 20210120T130557+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC