Form 8.3 - SIGNATURE AVIATION PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

SIGNATURE AVIATION PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

23 December 2020

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

9,549,667

1.15%

3,348,491

0.40%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

2,809,796

0.34%

7,586,925

0.92%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

12,359,463

1.49%

10,935,416

1.32%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

37p ordinary

Purchase

57

3.9949 GBP

37p ordinary

Purchase

270

4.0000 GBP

37p ordinary

Purchase

1,200

3.9450 GBP

37p ordinary

Purchase

1,227

3.9930 GBP

37p ordinary

Purchase

1,300

4.0200 GBP

37p ordinary

Purchase

1,390

4.0010 GBP

37p ordinary

Purchase

1,771

4.0011 GBP

37p ordinary

Purchase

2,400

3.9960 GBP

37p ordinary

Purchase

4,900

4.0015 GBP

37p ordinary

Purchase

7,208

3.9933 GBP

37p ordinary

Purchase

7,376

3.9566 GBP

37p ordinary

Purchase

10,982

3.9867 GBP

37p ordinary

Purchase

17,689

3.9998 GBP

37p ordinary

Purchase

30,702

4.0004 GBP

37p ordinary

Purchase

39,406

3.9877 GBP

37p ordinary

Purchase

86,294

4.0196 GBP

37p ordinary

Purchase

92,381

3.9889 GBP

37p ordinary

Purchase

804,150

4.0471 GBP

37p ordinary

Sale

597

3.9860 GBP

37p ordinary

Sale

921

4.0046 GBP

37p ordinary

Sale

939

4.0013 GBP

37p ordinary

Sale

1,059

3.9865 GBP

37p ordinary

Sale

1,200

3.9451 GBP

37p ordinary

Sale

1,200

3.9450 GBP

37p ordinary

Sale

1,200

3.9930 GBP

37p ordinary

Sale

1,300

4.0200 GBP

37p ordinary

Sale

2,038

3.9442 GBP

37p ordinary

Sale

2,400

3.9960 GBP

37p ordinary

Sale

3,040

4.0014 GBP

37p ordinary

Sale

3,292

3.9998 GBP

37p ordinary

Sale

4,138

3.9661 GBP

37p ordinary

Sale

13,149

3.9873 GBP

37p ordinary

Sale

19,634

4.0001 GBP

37p ordinary

Sale

31,310

3.9901 GBP

37p ordinary

Sale

705,935

4.0000 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

37p ordinary

SWAP

Long

558

4.0076 GBP

37p ordinary

SWAP

Long

1,117

3.9990 GBP

37p ordinary

SWAP

Long

1,198

3.9754 GBP

37p ordinary

CFD

Long

3,264

3.9998 GBP

37p ordinary

CFD

Long

4,712

3.9994 GBP

37p ordinary

SWAP

Long

14,465

3.9823 GBP

37p ordinary

SWAP

Long

25,740

3.9916 GBP

37p ordinary

CFD

Long

223,749

4.0000 GBP

37p ordinary

SWAP

Long

480,531

4.0000 GBP

37p ordinary

CFD

Short

2,138

4.0015 GBP

37p ordinary

SWAP

Short

35,455

3.9986 GBP

37p ordinary

SWAP

Short

36,479

3.9857 GBP

37p ordinary

SWAP

Short

77,295

3.9854 GBP

37p ordinary

SWAP

Short

86,294

7.1676 USD

37p ordinary

SWAP

Short

804,150

7.2166 USD

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

24 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 725581
Time of Receipt (offset from UTC): 20201224T103045+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC