Form 8.3 - TAKE-TWO INTERACTIVE SOFTWARE INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

TAKE-TWO INTERACTIVE SOFTWARE INC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

16 December 2020

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer?

CODEMASTERS GROUP HOLDINGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: Common stock
Interests Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

292,171

0.25%

321,401

0.28%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

211,463

0.18%

25,445

0.02%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

38,600

0.03%

68,800

0.06%

 

 

 

 

 

 

 

 

TOTAL:

542,234

0.47%

415,646

0.36%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

Common stock

Purchase

1

194.8700 USD

Common stock

Purchase

3

195.4800 USD

Common stock

Purchase

3

195.2950 USD

Common stock

Purchase

3

195.1600 USD

Common stock

Purchase

9

195.2183 USD

Common stock

Purchase

12

195.1116 USD

Common stock

Purchase

12

195.0537 USD

Common stock

Purchase

58

195.1800 USD

Common stock

Purchase

89

194.9400 USD

Common stock

Purchase

100

195.0160 USD

Common stock

Purchase

107

197.2862 USD

Common stock

Purchase

150

196.7600 USD

Common stock

Purchase

200

197.2950 USD

Common stock

Purchase

279

196.7531 USD

Common stock

Purchase

328

195.1532 USD

Common stock

Purchase

400

195.0325 USD

Common stock

Purchase

909

195.2896 USD

Common stock

Purchase

934

195.8018 USD

Common stock

Purchase

1,774

195.3356 USD

Common stock

Purchase

2,502

194.9460 USD

Common stock

Purchase

3,781

195.7058 USD

Common stock

Purchase

5,006

195.0859 USD

Common stock

Purchase

7,754

194.7000 USD

Common stock

Purchase

8,113

195.0235 USD

Common stock

Purchase

14,152

195.7120 USD

Common stock

Purchase

19,996

195.1200 USD

Common stock

Purchase

26,524

195.2365 USD

Common stock

Purchase

31,805

195.4303 USD

Common stock

Purchase

37,370

195.4782 USD

Common stock

Sale

2

195.5400 USD

Common stock

Sale

7

197.0900 USD

Common stock

Sale

22

194.9500 USD

Common stock

Sale

58

195.1800 USD

Common stock

Sale

86

195.1492 USD

Common stock

Sale

88

196.2552 USD

Common stock

Sale

100

195.5000 USD

Common stock

Sale

100

195.0000 USD

Common stock

Sale

162

195.1485 USD

Common stock

Sale

164

195.1532 USD

Common stock

Sale

261

195.0047 USD

Common stock

Sale

400

194.6925 USD

Common stock

Sale

429

196.7555 USD

Common stock

Sale

449

194.5400 USD

Common stock

Sale

700

197.3328 USD

Common stock

Sale

939

196.3240 USD

Common stock

Sale

991

195.1208 USD

Common stock

Sale

1,559

196.6273 USD

Common stock

Sale

2,322

195.1209 USD

Common stock

Sale

2,326

195.4977 USD

Common stock

Sale

2,900

195.3227 USD

Common stock

Sale

3,814

195.1436 USD

Common stock

Sale

3,879

195.0312 USD

Common stock

Sale

3,907

195.0680 USD

Common stock

Sale

3,962

195.0900 USD

Common stock

Sale

4,500

195.9147 USD

Common stock

Sale

4,721

195.2013 USD

Common stock

Sale

4,883

195.0298 USD

Common stock

Sale

5,724

195.0487 USD

Common stock

Sale

6,414

195.0280 USD

Common stock

Sale

7,727

195.8775 USD

Common stock

Sale

11,523

195.6695 USD

Common stock

Sale

12,333

195.3126 USD

Common stock

Sale

13,302

195.1200 USD

Common stock

Sale

17,558

195.5345 USD

Common stock

Sale

21,447

195.2897 USD

Common stock

Sale

30,895

196.4951 USD

Common stock

Sale

32,801

195.5416 USD

Common stock

Sale

36,311

195.1499 USD

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

 

 

 

 

 

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 Dec 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose TAKE-TWO INTERACTIVE SOFTWARE INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

Common stock

Call Options

Purchased

7,700

140.0000

American

15 Jan 2021

Common stock

Call Options

Purchased

8,000

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-21,600

160.0000

American

21 Jan 2022

Common stock

Call Options

Written

-13,600

170.0000

American

21 Jan 2022

Common stock

Call Options

Written

-4,900

160.0000

American

15 Jan 2021

Common stock

Call Options

Written

-3,500

110.0000

American

15 Jan 2021

Common stock

Call Options

Written

-2,800

185.0000

American

21 Jan 2022

Common stock

Call Options

Written

-2,500

120.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-11,700

160.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-4,800

115.0000

American

21 Jan 2022

Common stock

Put Options

Purchased

-2,400

45.0000

American

15 Jan 2021

Common stock

Put Options

Purchased

-1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

400

185.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,000

130.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,200

165.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

180.0000

American

21 Jan 2022

Common stock

Put Options

Written

1,600

170.0000

American

21 Jan 2022

Common stock

Put Options

Written

17,100

160.0000

American

21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 724556
Time of Receipt (offset from UTC): 20201217T103728+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC