Osaic Welcomes $300 Million Firm, Neville & Associates

Family-run advisory firm serving multi-generational clients joins Osaic from LPL Financial

SCOTTSDALE, Ariz.--(BUSINESS WIRE)--Osaic, Inc. (“Osaic”), one of the nation’s largest providers of wealth management strategies, today announced that Neville & Associates (“the Nevilles”) has joined the firm from LPL Financial. Based in Hampton, New Hampshire, the family-run advisory firm brings approximately $300 million in client assets.

Led by Branch Manager Rick Neville, the office has served clients in the Hampton, New Hampshire, community and across 28 states for more than 40 years. The firm works closely with multi-generational families and, in some cases, advises four generations within the same family, helping clients make informed financial decisions and build long-term plans for current and future generations.

“We’ve built our business around personal relationships and helping families make confident financial decisions for the future,” said Neville. “Osaic offers a personalized partnership we were looking for, along with the resources and support to help us continue serving clients the way we always have – with independence, forward-thinking, and proven strategies. We’re excited about this next chapter and what it means for the families we work with.”

As a relationship-based family business, the Nevilles sought a partner that could offer the scale, resources and technology of a large organization while maintaining the personal connection and accessibility the team values. Osaic’s advisor-focused support model and collaborative culture aligned closely with the way the office has served families for decades.

“Rick and the team's deep community roots and long-standing commitment to serving generations of families reflect the kind of advisor-centric culture we continue to build at Osaic,” Shannon Reid, president and head of advisor growth and engagement at Osaic. “We look forward to supporting their continued growth while helping them preserve the personalized experience their clients value.”

The firm’s family legacy is reflected in both its leadership and client relationships. The office was founded by Rick’s mother, Carol Neville, and previously led by his father, Harold Neville, Jr. Today, the team includes Rick’s wife, Amy Neville, registered representative; their daughter, Courtney Neville, client service associate; and Courtney’s husband, Nick Romagnoli, client service associate; alongside Rick and Amy’s niece, Hannah Scott, client service associate; Jenel Faro, marketing associate; and Jack Kaplan, client service associate.

This affiliation builds on Osaic’s continued recruiting momentum among growth-oriented advisory teams seeking scale, flexibility and relationship-focused support. Recent additions to the firm include Du Lac Wealth Services, a North Carolina-based advisory team that transitioned from LPL Financial with approximately $200 million in client assets, and Eric Westall, who joined through Osaic’s office of supervisory jurisdiction, Innovative Financial Group, with more than $250 million in client assets.

To learn more about Osaic, please visit Osaic.com.

About Osaic

Osaic, Inc. (“Osaic”), a portfolio company of Reverence Capital Partners, is one of the nation’s largest providers of wealth management strategies, supporting over 10,000 financial professionals. Osaic’s mission is to empower entrepreneurial advisors to create leading wealth management solutions that enhance lives and legacies. Visit www.osaic.com to learn more.

Securities and investment advisory services are offered through the firms: Osaic Wealth, Inc. and Osaic Institutions, Inc., broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Osaic Services, Inc. and Ladenburg Thalmann & Co., broker-dealers and members of FINRA and SIPC. Advisory services are offered through Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC, and CW Advisors, LLC, registered investment advisers. Advisory programs offered by Osaic Wealth, Inc. are sponsored by VISION2020 Wealth Management Corp., an affiliated registered investment adviser.