FORM 8.3 - NORTONLIFELOCK INC.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	16 December 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,522,802	0.26%	678,635	0.12%
(2)	Cash-settled derivatives:
		426,198	0.07%	1,513,170	0.26%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	2,100	0.00%
(4)
	TOTAL:	1,949,000	0.33%	2,193,905	0.38%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	389,000	0.07%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	389,000	0.07%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	1	25.5900 USD
USD 0.01 common	Purchase	5	25.1100 USD
USD 0.01 common	Purchase	16	25.5800 USD
USD 0.01 common	Purchase	100	24.9300 USD
USD 0.01 common	Purchase	100	24.8900 USD
USD 0.01 common	Purchase	100	24.8400 USD
USD 0.01 common	Purchase	100	24.8300 USD
USD 0.01 common	Purchase	100	25.4450 USD
USD 0.01 common	Purchase	100	25.1700 USD
USD 0.01 common	Purchase	100	25.0400 USD
USD 0.01 common	Purchase	103	24.8200 USD
USD 0.01 common	Purchase	144	25.3100 USD
USD 0.01 common	Purchase	200	24.8700 USD
USD 0.01 common	Purchase	300	24.9816 USD
USD 0.01 common	Purchase	300	24.9533 USD
USD 0.01 common	Purchase	400	25.3225 USD
USD 0.01 common	Purchase	446	25.2074 USD
USD 0.01 common	Purchase	500	25.2940 USD
USD 0.01 common	Purchase	500	25.1820 USD
USD 0.01 common	Purchase	500	25.3890 USD
USD 0.01 common	Purchase	529	25.5164 USD
USD 0.01 common	Purchase	618	25.2645 USD
USD 0.01 common	Purchase	678	25.3571 USD
USD 0.01 common	Purchase	700	25.5600 USD
USD 0.01 common	Purchase	800	25.2337 USD
USD 0.01 common	Purchase	1,127	25.5569 USD
USD 0.01 common	Purchase	1,313	25.4730 USD
USD 0.01 common	Purchase	1,481	25.3865 USD
USD 0.01 common	Purchase	1,691	25.2375 USD
USD 0.01 common	Purchase	2,265	25.2649 USD
USD 0.01 common	Purchase	2,677	25.4487 USD
USD 0.01 common	Purchase	3,280	25.4122 USD
USD 0.01 common	Purchase	3,413	25.5328 USD
USD 0.01 common	Purchase	4,991	25.4848 USD
USD 0.01 common	Purchase	5,550	25.4642 USD
USD 0.01 common	Purchase	5,767	25.4169 USD
USD 0.01 common	Purchase	8,000	25.3162 USD
USD 0.01 common	Purchase	8,098	25.4727 USD
USD 0.01 common	Purchase	11,629	25.4742 USD
USD 0.01 common	Purchase	12,563	25.5234 USD
USD 0.01 common	Purchase	14,005	25.4333 USD
USD 0.01 common	Purchase	16,746	25.5133 USD
USD 0.01 common	Purchase	17,695	25.3054 USD
USD 0.01 common	Purchase	22,843	25.4691 USD
USD 0.01 common	Purchase	26,618	25.4620 USD
USD 0.01 common	Purchase	28,494	25.3539 USD
USD 0.01 common	Purchase	30,847	25.4606 USD
USD 0.01 common	Purchase	32,678	25.4778 USD
USD 0.01 common	Purchase	35,860	25.4689 USD
USD 0.01 common	Purchase	35,894	25.4196 USD
USD 0.01 common	Purchase	35,908	25.4569 USD
USD 0.01 common	Purchase	48,518	25.5200 USD
USD 0.01 common	Purchase	64,235	25.4745 USD
USD 0.01 common	Purchase	101,748	25.4555 USD
USD 0.01 common	Purchase	113,790	25.4610 USD
USD 0.01 common	Purchase	223,125	25.4881 USD
USD 0.01 common	Purchase	586,000	25.4875 USD
USD 0.01 common	Sale	1	25.3200 USD
USD 0.01 common	Sale	3	24.8200 USD
USD 0.01 common	Sale	4	25.5500 USD
USD 0.01 common	Sale	4	25.3775 USD
USD 0.01 common	Sale	4	25.4775 USD
USD 0.01 common	Sale	5	25.5400 USD
USD 0.01 common	Sale	10	25.4200 USD
USD 0.01 common	Sale	18	25.5475 USD
USD 0.01 common	Sale	18	25.5550 USD
USD 0.01 common	Sale	18	25.5900 USD
USD 0.01 common	Sale	27	25.5733 USD
USD 0.01 common	Sale	27	25.5583 USD
USD 0.01 common	Sale	28	25.4800 USD
USD 0.01 common	Sale	45	25.5540 USD
USD 0.01 common	Sale	54	25.5308 USD
USD 0.01 common	Sale	56	25.4108 USD
USD 0.01 common	Sale	63	25.5485 USD
USD 0.01 common	Sale	68	25.3685 USD
USD 0.01 common	Sale	99	25.5709 USD
USD 0.01 common	Sale	115	25.3240 USD
USD 0.01 common	Sale	166	25.3400 USD
USD 0.01 common	Sale	171	25.4858 USD
USD 0.01 common	Sale	173	25.3735 USD
USD 0.01 common	Sale	176	25.5530 USD
USD 0.01 common	Sale	200	25.3150 USD
USD 0.01 common	Sale	220	25.5198 USD
USD 0.01 common	Sale	283	25.4733 USD
USD 0.01 common	Sale	300	25.3166 USD
USD 0.01 common	Sale	300	25.3133 USD
USD 0.01 common	Sale	300	25.2200 USD
USD 0.01 common	Sale	310	25.5016 USD
USD 0.01 common	Sale	330	25.4652 USD
USD 0.01 common	Sale	339	25.3571 USD
USD 0.01 common	Sale	392	25.4865 USD
USD 0.01 common	Sale	400	25.2212 USD
USD 0.01 common	Sale	401	25.4949 USD
USD 0.01 common	Sale	500	25.4900 USD
USD 0.01 common	Sale	511	25.4806 USD
USD 0.01 common	Sale	516	25.2311 USD
USD 0.01 common	Sale	688	25.4230 USD
USD 0.01 common	Sale	700	25.3100 USD
USD 0.01 common	Sale	727	25.5600 USD
USD 0.01 common	Sale	900	25.5355 USD
USD 0.01 common	Sale	905	25.3869 USD
USD 0.01 common	Sale	1,023	25.3653 USD
USD 0.01 common	Sale	1,885	25.3160 USD
USD 0.01 common	Sale	3,413	25.5328 USD
USD 0.01 common	Sale	3,967	25.4151 USD
USD 0.01 common	Sale	4,244	25.2791 USD
USD 0.01 common	Sale	4,614	25.3173 USD
USD 0.01 common	Sale	5,000	25.2501 USD
USD 0.01 common	Sale	5,188	25.4410 USD
USD 0.01 common	Sale	6,381	24.9598 USD
USD 0.01 common	Sale	7,079	25.3725 USD
USD 0.01 common	Sale	7,932	25.4989 USD
USD 0.01 common	Sale	10,129	25.4359 USD
USD 0.01 common	Sale	10,613	25.2605 USD
USD 0.01 common	Sale	14,224	25.5192 USD
USD 0.01 common	Sale	14,748	25.3147 USD
USD 0.01 common	Sale	16,489	25.4780 USD
USD 0.01 common	Sale	38,337	25.4079 USD
USD 0.01 common	Sale	39,519	25.5195 USD
USD 0.01 common	Sale	41,728	25.5200 USD
USD 0.01 common	Sale	95,550	25.4621 USD
USD 0.01 common	Sale	1,172,000	25.4875 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	17 Dec 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk