Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

07 December 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

937,232

1.31%

11,084

0.02%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

0

0.00%

584,820

0.82%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

937,232

1.31%

595,904

0.83%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

5p ordinary

Purchase

23

31.3200 GBP

5p ordinary

Purchase

93

31.8400 GBP

5p ordinary

Purchase

150

31.4651 GBP

5p ordinary

Purchase

262

31.5513 GBP

5p ordinary

Purchase

266

31.7800 GBP

5p ordinary

Purchase

369

31.7629 GBP

5p ordinary

Purchase

497

31.5995 GBP

5p ordinary

Purchase

643

31.5858 GBP

5p ordinary

Purchase

720

31.7400 GBP

5p ordinary

Purchase

2,060

31.5908 GBP

5p ordinary

Purchase

5,410

31.6188 GBP

5p ordinary

Sale

57

31.6000 GBP

5p ordinary

Sale

69

31.7800 GBP

5p ordinary

Sale

85

31.7400 GBP

5p ordinary

Sale

108

31.7200 GBP

5p ordinary

Sale

153

31.6900 GBP

5p ordinary

Sale

590

31.5800 GBP

5p ordinary

Sale

1,999

31.6126 GBP

5p ordinary

Sale

2,640

31.5820 GBP

(b) Cash-settled derivative transactions

Class of

 

Product

 

Nature of dealing

 

Number of

Price per

relevant

 

description

 

 

 

reference

unit

security

 

 

 

 

 

securities

 

5p ordinary

SWAP

Long

107

31.5848 GBP

5p ordinary

SWAP

Long

125

31.5849 GBP

5p ordinary

SWAP

Long

319

31.6387 GBP

5p ordinary

SWAP

Long

827

31.6603 GBP

5p ordinary

SWAP

Long

1,030

31.5888 GBP

5p ordinary

SWAP

Short

1

31.4400 GBP

5p ordinary

SWAP

Short

19

31.7626 GBP

5p ordinary

CFD

Short

150

31.4652 GBP

5p ordinary

SWAP

Short

262

31.5513 GBP

5p ordinary

SWAP

Short

315

31.4975 GBP

5p ordinary

CFD

Short

355

31.7544 GBP

5p ordinary

SWAP

Short

2,963

31.6315 GBP

5p ordinary

SWAP

Short

2,967

31.6333 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

8 Dec 2021

 

 

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 752611
Time of Receipt (offset from UTC): 20211208T110425+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC