FORM 8.3 - NORTONLIFELOCK INC.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	24 November 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,652,326	0.28%	908,365	0.16%
(2)	Cash-settled derivatives:
		635,572	0.11%	1,310,292	0.23%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	2,100	0.00%
(4)
	TOTAL:	2,287,898	0.39%	2,220,757	0.38%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	378,000	0.06%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	378,000	0.06%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
Convertible Bond	Purchase	4,000	125.3125 USD
Convertible Bond	Sale	2,000	125.3125 USD
USD 0.01 common	Purchase	23	25.2600 USD
USD 0.01 common	Purchase	46	25.1875 USD
USD 0.01 common	Purchase	46	25.1975 USD
USD 0.01 common	Purchase	46	25.1950 USD
USD 0.01 common	Purchase	46	25.1900 USD
USD 0.01 common	Purchase	56	25.0150 USD
USD 0.01 common	Purchase	56	24.9200 USD
USD 0.01 common	Purchase	63	25.3000 USD
USD 0.01 common	Purchase	69	25.2116 USD
USD 0.01 common	Purchase	69	25.2333 USD
USD 0.01 common	Purchase	100	25.2050 USD
USD 0.01 common	Purchase	112	25.1700 USD
USD 0.01 common	Purchase	145	25.2717 USD
USD 0.01 common	Purchase	169	25.0402 USD
USD 0.01 common	Purchase	177	24.9954 USD
USD 0.01 common	Purchase	263	25.2790 USD
USD 0.01 common	Purchase	263	25.2823 USD
USD 0.01 common	Purchase	294	25.2363 USD
USD 0.01 common	Purchase	326	25.2734 USD
USD 0.01 common	Purchase	363	25.2806 USD
USD 0.01 common	Purchase	400	24.9325 USD
USD 0.01 common	Purchase	400	25.2837 USD
USD 0.01 common	Purchase	600	25.0300 USD
USD 0.01 common	Purchase	1,000	25.0180 USD
USD 0.01 common	Purchase	1,093	25.2053 USD
USD 0.01 common	Purchase	1,228	25.1640 USD
USD 0.01 common	Purchase	1,301	25.1316 USD
USD 0.01 common	Purchase	1,400	25.2850 USD
USD 0.01 common	Purchase	1,497	25.1518 USD
USD 0.01 common	Purchase	1,693	25.1913 USD
USD 0.01 common	Purchase	2,632	25.2093 USD
USD 0.01 common	Purchase	7,026	25.2000 USD
USD 0.01 common	Purchase	7,550	24.8328 USD
USD 0.01 common	Purchase	8,112	25.2026 USD
USD 0.01 common	Purchase	10,340	25.2057 USD
USD 0.01 common	Purchase	11,433	25.1998 USD
USD 0.01 common	Purchase	19,786	25.0107 USD
USD 0.01 common	Purchase	23,172	25.1692 USD
USD 0.01 common	Purchase	58,854	25.1773 USD
USD 0.01 common	Sale	8	24.8500 USD
USD 0.01 common	Sale	29	25.1531 USD
USD 0.01 common	Sale	46	25.1169 USD
USD 0.01 common	Sale	56	25.0150 USD
USD 0.01 common	Sale	56	25.1400 USD
USD 0.01 common	Sale	56	24.9200 USD
USD 0.01 common	Sale	65	25.1571 USD
USD 0.01 common	Sale	68	25.1200 USD
USD 0.01 common	Sale	70	25.1261 USD
USD 0.01 common	Sale	84	25.1550 USD
USD 0.01 common	Sale	100	24.8800 USD
USD 0.01 common	Sale	100	24.8900 USD
USD 0.01 common	Sale	171	25.2164 USD
USD 0.01 common	Sale	200	24.9050 USD
USD 0.01 common	Sale	200	24.8650 USD
USD 0.01 common	Sale	201	25.2433 USD
USD 0.01 common	Sale	212	25.2479 USD
USD 0.01 common	Sale	259	25.2111 USD
USD 0.01 common	Sale	300	24.8250 USD
USD 0.01 common	Sale	300	24.9868 USD
USD 0.01 common	Sale	300	24.8400 USD
USD 0.01 common	Sale	382	25.1568 USD
USD 0.01 common	Sale	396	25.2108 USD
USD 0.01 common	Sale	500	25.2490 USD
USD 0.01 common	Sale	608	24.9101 USD
USD 0.01 common	Sale	960	25.1306 USD
USD 0.01 common	Sale	1,314	25.1502 USD
USD 0.01 common	Sale	1,342	25.1234 USD
USD 0.01 common	Sale	1,447	24.8103 USD
USD 0.01 common	Sale	2,584	25.1552 USD
USD 0.01 common	Sale	2,805	25.1002 USD
USD 0.01 common	Sale	4,043	25.2032 USD
USD 0.01 common	Sale	5,303	24.8378 USD
USD 0.01 common	Sale	5,934	25.2070 USD
USD 0.01 common	Sale	6,601	25.2000 USD
USD 0.01 common	Sale	10,313	25.2040 USD
USD 0.01 common	Sale	11,566	25.1998 USD
USD 0.01 common	Sale	16,310	25.1896 USD
USD 0.01 common	Sale	22,918	25.1705 USD
USD 0.01 common	Sale	24,346	25.0256 USD
USD 0.01 common	Sale	35,665	25.1903 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	25 Nov 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk