Form 8.3 - Meggitt PLC

STAMFORD, Conn.--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Discerene Group LP, on behalf of entities managed on a discretionary basis

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Meggitt PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

22 October 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

No

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

 

5p Ordinary Shares

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

12,556,086

1.61

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

TOTAL:

12,556,086

1.61

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

5p ordinary

Sale

47,423

GBP 7.50

5p ordinary

Sale

814

GBP 7.501

5p ordinary

Sale

875

GBP 7.502

5p ordinary

Sale

3,757

GBP 7.504

5p ordinary

Sale

7,649

GBP 7.506

5p ordinary

Sale

7,960

GBP 7.508

5p ordinary

Sale

2,165

GBP 7.509

5p ordinary

Sale

12,375

GBP 7.51

5p ordinary

Sale

944

GBP 7.511

5p ordinary

Sale

10,194

GBP 7.512

5p ordinary

Sale

502

GBP 7.513

5p ordinary

Sale

5,243

GBP 7.514

5p ordinary

Sale

1,304

GBP 7.515

5p ordinary

Sale

5,258

GBP 7.516

5p ordinary

Sale

9,388

GBP 7.518

5p ordinary

Sale

3,128

GBP 7.519

5p ordinary

Sale

3,887

GBP 7.52

5p ordinary

Sale

2,580

GBP 7.521

5p ordinary

Sale

5,302

GBP 7.522

5p ordinary

Sale

1,711

GBP 7.523

5p ordinary

Sale

6,494

GBP 7.524

5p ordinary

Sale

392

GBP 7.525

5p ordinary

Sale

1,566

GBP 7.526

5p ordinary

Sale

814

GBP 7.527

5p ordinary

Sale

2,892

GBP 7.528

5p ordinary

Sale

6,916

GBP 7.529

5p ordinary

Sale

306

GBP 7.53

5p ordinary

Sale

3,229

GBP 7.531

5p ordinary

Sale

2,513

GBP 7.532

5p ordinary

Sale

378

GBP 7.537

5p ordinary

Sale

5,286

GBP 7.54

5p ordinary

Sale

4,576

GBP 7.541

5p ordinary

Sale

18,479

GBP 7.542

5p ordinary

Sale

3,127

GBP 7.543

5p ordinary

Sale

458

GBP 7.544

5p ordinary

Sale

1,384

GBP 7.545

5p ordinary

Sale

4,442

GBP 7.546

5p ordinary

Sale

971

GBP 7.547

5p ordinary

Sale

1,606

GBP 7.548

5p ordinary

Sale

1,401

GBP 7.55

5p ordinary

Sale

1,400

GBP 7.551

5p ordinary

Sale

1,679

GBP 7.552

5p ordinary

Sale

415

GBP 7.554

5p ordinary

Sale

1,307

GBP 7.557

5p ordinary

Sale

2,175

GBP 7.558

5p ordinary

Sale

1,473

GBP 7.561

5p ordinary

Sale

647

GBP 7.562

5p ordinary

Sale

272

GBP 7.564

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

No

Date of disclosure:

25 October 2021

Contact name:

Justin Wallentin

Telephone number*:

+1 203-724-9961

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 749321
Time of Receipt (offset from UTC): 20211022T190957+0100

Contacts

Discerene Group LP

Contacts

Discerene Group LP