Form 8.3 - DRAFTKINGS INC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

DRAFTKINGS INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

19 Oct 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES: ENTAIN PLC
GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: USD 0.0001 class A common
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

611,857

0.15%

392,103

0.10%

 

(2)

Cash-settled derivatives:

21,805

0.01%

0

0.00%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

2,470,261

0.61%

1,373,761

0.34%

 

(4)

TOTAL:

3,103,923

0.76%

1,765,864

0.43%

 
Class of relevant security: Convertible Bond US26142RAA23
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

0

0.00%

206,000

0.05%

 

(2)

Cash-settled derivatives:

0

0.00%

0

0.00%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 

(4)

TOTAL:

0

0.00%

206,000

0.05%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.0001 class A common Purchase

7

48.6700 USD
USD 0.0001 class A common Purchase

16

48.8300 USD
USD 0.0001 class A common Purchase

78

48.7400 USD
USD 0.0001 class A common Purchase

95

48.7900 USD
USD 0.0001 class A common Purchase

100

48.6750 USD
USD 0.0001 class A common Purchase

107

49.0564 USD
USD 0.0001 class A common Purchase

139

48.8725 USD
USD 0.0001 class A common Purchase

153

48.8400 USD
USD 0.0001 class A common Purchase

170

48.8108 USD
USD 0.0001 class A common Purchase

200

49.4650 USD
USD 0.0001 class A common Purchase

212

49.0466 USD
USD 0.0001 class A common Purchase

245

48.6377 USD
USD 0.0001 class A common Purchase

299

48.1400 USD
USD 0.0001 class A common Purchase

329

48.8115 USD
USD 0.0001 class A common Purchase

338

48.9395 USD
USD 0.0001 class A common Purchase

400

48.9325 USD
USD 0.0001 class A common Purchase

500

49.0000 USD
USD 0.0001 class A common Purchase

600

48.9508 USD
USD 0.0001 class A common Purchase

612

49.0284 USD
USD 0.0001 class A common Purchase

700

48.9921 USD
USD 0.0001 class A common Purchase

700

48.8757 USD
USD 0.0001 class A common Purchase

1,205

48.8587 USD
USD 0.0001 class A common Purchase

1,500

49.7100 USD
USD 0.0001 class A common Purchase

2,100

48.9809 USD
USD 0.0001 class A common Purchase

2,181

48.8122 USD
USD 0.0001 class A common Purchase

2,200

48.7172 USD
USD 0.0001 class A common Purchase

2,475

49.1277 USD
USD 0.0001 class A common Purchase

2,500

48.8346 USD
USD 0.0001 class A common Purchase

2,511

48.8719 USD
USD 0.0001 class A common Purchase

3,306

48.9034 USD
USD 0.0001 class A common Purchase

4,311

48.7170 USD
USD 0.0001 class A common Purchase

4,461

48.7783 USD
USD 0.0001 class A common Purchase

6,900

48.7300 USD
USD 0.0001 class A common Purchase

9,661

48.8998 USD
USD 0.0001 class A common Purchase

14,347

48.5346 USD
USD 0.0001 class A common Purchase

16,553

48.7205 USD
USD 0.0001 class A common Purchase

16,920

48.6749 USD
USD 0.0001 class A common Purchase

19,089

48.9084 USD
USD 0.0001 class A common Purchase

21,088

48.6527 USD
USD 0.0001 class A common Purchase

22,514

48.8081 USD
USD 0.0001 class A common Purchase

24,299

48.6693 USD
USD 0.0001 class A common Purchase

37,097

48.8915 USD
USD 0.0001 class A common Purchase

83,715

48.4601 USD
USD 0.0001 class A common Purchase

100,245

49.2137 USD
USD 0.0001 class A common Purchase

129,613

48.7301 USD
USD 0.0001 class A common Sale

1

48.9100 USD
USD 0.0001 class A common Sale

1

50.0500 USD
USD 0.0001 class A common Sale

2

49.3400 USD
USD 0.0001 class A common Sale

3

49.0500 USD
USD 0.0001 class A common Sale

6

48.8200 USD
USD 0.0001 class A common Sale

7

48.7114 USD
USD 0.0001 class A common Sale

17

48.9400 USD
USD 0.0001 class A common Sale

18

48.8944 USD
USD 0.0001 class A common Sale

33

48.8621 USD
USD 0.0001 class A common Sale

50

48.7590 USD
USD 0.0001 class A common Sale

80

48.8400 USD
USD 0.0001 class A common Sale

100

48.7000 USD
USD 0.0001 class A common Sale

100

48.4200 USD
USD 0.0001 class A common Sale

100

48.9300 USD
USD 0.0001 class A common Sale

100

48.6300 USD
USD 0.0001 class A common Sale

100

48.9150 USD
USD 0.0001 class A common Sale

106

48.7640 USD
USD 0.0001 class A common Sale

150

49.0400 USD
USD 0.0001 class A common Sale

153

48.7964 USD
USD 0.0001 class A common Sale

153

48.7828 USD
USD 0.0001 class A common Sale

157

48.8312 USD
USD 0.0001 class A common Sale

159

48.7677 USD
USD 0.0001 class A common Sale

195

48.7900 USD
USD 0.0001 class A common Sale

200

49.2300 USD
USD 0.0001 class A common Sale

200

48.7250 USD
USD 0.0001 class A common Sale

200

49.8000 USD
USD 0.0001 class A common Sale

205

48.7026 USD
USD 0.0001 class A common Sale

218

48.8171 USD
USD 0.0001 class A common Sale

272

48.6200 USD
USD 0.0001 class A common Sale

327

48.7662 USD
USD 0.0001 class A common Sale

327

48.8100 USD
USD 0.0001 class A common Sale

347

49.0011 USD
USD 0.0001 class A common Sale

352

48.8096 USD
USD 0.0001 class A common Sale

401

49.1439 USD
USD 0.0001 class A common Sale

428

48.8244 USD
USD 0.0001 class A common Sale

500

49.3680 USD
USD 0.0001 class A common Sale

500

48.4510 USD
USD 0.0001 class A common Sale

500

48.8940 USD
USD 0.0001 class A common Sale

527

48.4661 USD
USD 0.0001 class A common Sale

600

48.9666 USD
USD 0.0001 class A common Sale

600

48.9816 USD
USD 0.0001 class A common Sale

600

48.8516 USD
USD 0.0001 class A common Sale

700

49.4885 USD
USD 0.0001 class A common Sale

807

48.8231 USD
USD 0.0001 class A common Sale

821

48.5969 USD
USD 0.0001 class A common Sale

1,000

49.7880 USD
USD 0.0001 class A common Sale

1,100

48.9645 USD
USD 0.0001 class A common Sale

1,130

48.7514 USD
USD 0.0001 class A common Sale

1,348

48.8045 USD
USD 0.0001 class A common Sale

1,417

48.7917 USD
USD 0.0001 class A common Sale

1,777

48.5418 USD
USD 0.0001 class A common Sale

1,946

48.5337 USD
USD 0.0001 class A common Sale

2,266

49.0421 USD
USD 0.0001 class A common Sale

2,863

48.8313 USD
USD 0.0001 class A common Sale

3,470

48.5232 USD
USD 0.0001 class A common Sale

3,787

48.4418 USD
USD 0.0001 class A common Sale

4,763

48.8395 USD
USD 0.0001 class A common Sale

5,044

48.5748 USD
USD 0.0001 class A common Sale

5,385

49.4228 USD
USD 0.0001 class A common Sale

5,702

48.4585 USD
USD 0.0001 class A common Sale

6,900

48.7300 USD
USD 0.0001 class A common Sale

9,789

48.7674 USD
USD 0.0001 class A common Sale

10,673

48.6597 USD
USD 0.0001 class A common Sale

11,750

48.9624 USD
USD 0.0001 class A common Sale

11,960

48.8575 USD
USD 0.0001 class A common Sale

16,400

48.7200 USD
USD 0.0001 class A common Sale

20,977

48.4503 USD
USD 0.0001 class A common Sale

24,264

48.9278 USD
USD 0.0001 class A common Sale

29,931

48.6479 USD
USD 0.0001 class A common Sale

30,472

49.2777 USD
USD 0.0001 class A common Sale

38,792

48.4348 USD
USD 0.0001 class A common Sale

42,792

48.8689 USD
USD 0.0001 class A common Sale

52,543

49.2194 USD
USD 0.0001 class A common Sale

174,901

48.7104 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Oct 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number*:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

DRAFTKINGS INC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.0001 class A common Call Options Purchased

65,000

50.0000

American 29 Oct 2021
USD 0.0001 class A common Call Options Written

-56,900

50.0000

American 22 Oct 2021
USD 0.0001 class A common Call Options Written

-35,500

55.0000

American 21 Jan 2022
USD 0.0001 class A common Call Options Written

-33,835

70.0000

American 20 Jan 2023
USD 0.0001 class A common Call Options Written

-31,007

65.0000

American 20 Jan 2023
USD 0.0001 class A common Call Options Written

-20,503

65.0000

American 21 Jan 2022
USD 0.0001 class A common Call Options Written

-16,059

55.0000

American 20 Jan 2023
USD 0.0001 class A common Call Options Written

-14,443

60.0000

American 20 Jan 2023
USD 0.0001 class A common Call Options Written

-7,373

45.0000

American 19 Nov 2021
USD 0.0001 class A common Call Options Written

-6,363

50.0000

American 21 Jan 2022
USD 0.0001 class A common Call Options Written

-707

40.0000

American 21 Jan 2022
USD 0.0001 class A common Call Options Written

-101

60.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased

-418,200

45.0000

American 20 May 2022
USD 0.0001 class A common Put Options Purchased

-212,400

55.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased

-211,100

45.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased

-85,700

40.0000

American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased

-63,963

50.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased

-55,631

40.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Purchased

-30,000

60.0000

American 19 Nov 2021
USD 0.0001 class A common Put Options Purchased

-22,601

60.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased

-18,700

49.0000

American 22 Oct 2021
USD 0.0001 class A common Put Options Purchased

-16,968

65.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Purchased

-15,000

49.0000

American 29 Oct 2021
USD 0.0001 class A common Put Options Purchased

-707

40.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Written

505

40.0000

American 20 May 2022
USD 0.0001 class A common Put Options Written

9,999

55.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Written

22,500

60.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Written

23,230

60.0000

American 19 Nov 2021
USD 0.0001 class A common Put Options Written

45,248

45.0000

American 19 Nov 2021
USD 0.0001 class A common Put Options Written

50,500

60.0000

American 15 Jul 2022
USD 0.0001 class A common Put Options Written

54,944

50.0000

American 20 May 2022
USD 0.0001 class A common Put Options Written

57,600

50.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Written

111,403

60.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Written

113,778

40.0000

American 19 Nov 2021
USD 0.0001 class A common Put Options Written

141,400

55.0000

American 19 Nov 2021
USD 0.0001 class A common Put Options Written

188,971

50.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Written

201,596

45.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Written

202,000

45.0000

American 14 Apr 2022
USD 0.0001 class A common Put Options Written

204,000

40.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Written

228,400

55.0000

American 21 Jan 2022
USD 0.0001 class A common Put Options Written

247,460

45.0000

American 20 Jan 2023
USD 0.0001 class A common Put Options Written

501,727

45.0000

American 20 May 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 749013
Time of Receipt (offset from UTC): 20211020T103001+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC