FORM 8.3 - NORTONLIFELOCK INC.

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	12 October 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.01 common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,468,593	0.25%	778,088	0.13%
(2)	Cash-settled derivatives:
		354,367	0.06%	1,028,322	0.18%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	500	0.00%	2,100	0.00%
(4)
	TOTAL:	1,823,460	0.31%	1,808,510	0.31%

Class of relevant security:		Convertible Bond US668771AA66
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	146,000	0.03%	0	0.00%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	146,000	0.03%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.01 common	Purchase	6	25.3100 USD
USD 0.01 common	Purchase	8	25.3650 USD
USD 0.01 common	Purchase	10	25.3550 USD
USD 0.01 common	Purchase	10	25.4050 USD
USD 0.01 common	Purchase	14	25.3414 USD
USD 0.01 common	Purchase	36	25.3638 USD
USD 0.01 common	Purchase	42	25.3900 USD
USD 0.01 common	Purchase	62	25.6000 USD
USD 0.01 common	Purchase	100	25.3450 USD
USD 0.01 common	Purchase	102	25.3544 USD
USD 0.01 common	Purchase	102	25.3533 USD
USD 0.01 common	Purchase	104	25.3388 USD
USD 0.01 common	Purchase	105	25.3752 USD
USD 0.01 common	Purchase	178	25.6600 USD
USD 0.01 common	Purchase	200	25.3300 USD
USD 0.01 common	Purchase	274	25.3218 USD
USD 0.01 common	Purchase	400	25.5650 USD
USD 0.01 common	Purchase	419	25.4786 USD
USD 0.01 common	Purchase	500	25.5080 USD
USD 0.01 common	Purchase	850	25.3634 USD
USD 0.01 common	Purchase	910	25.3276 USD
USD 0.01 common	Purchase	1,516	25.4351 USD
USD 0.01 common	Purchase	7,568	25.3787 USD
USD 0.01 common	Purchase	12,726	25.4384 USD
USD 0.01 common	Purchase	16,383	25.4111 USD
USD 0.01 common	Purchase	18,900	25.3818 USD
USD 0.01 common	Purchase	19,748	25.3794 USD
USD 0.01 common	Purchase	34,317	25.3943 USD
USD 0.01 common	Purchase	39,374	25.4035 USD
USD 0.01 common	Purchase	47,306	25.3937 USD
USD 0.01 common	Purchase	59,979	25.3800 USD
USD 0.01 common	Purchase	86,305	25.3823 USD
USD 0.01 common	Sale	5	25.2600 USD
USD 0.01 common	Sale	10	25.4000 USD
USD 0.01 common	Sale	14	25.3450 USD
USD 0.01 common	Sale	20	25.4100 USD
USD 0.01 common	Sale	20	25.3900 USD
USD 0.01 common	Sale	26	25.3500 USD
USD 0.01 common	Sale	50	25.3350 USD
USD 0.01 common	Sale	100	25.3300 USD
USD 0.01 common	Sale	100	25.6100 USD
USD 0.01 common	Sale	100	25.6050 USD
USD 0.01 common	Sale	100	25.4700 USD
USD 0.01 common	Sale	100	25.4200 USD
USD 0.01 common	Sale	158	25.6213 USD
USD 0.01 common	Sale	198	25.3718 USD
USD 0.01 common	Sale	200	25.5350 USD
USD 0.01 common	Sale	200	25.3012 USD
USD 0.01 common	Sale	210	25.4050 USD
USD 0.01 common	Sale	238	25.5979 USD
USD 0.01 common	Sale	256	25.3400 USD
USD 0.01 common	Sale	300	25.3316 USD
USD 0.01 common	Sale	300	25.3516 USD
USD 0.01 common	Sale	300	25.4450 USD
USD 0.01 common	Sale	300	25.5716 USD
USD 0.01 common	Sale	378	25.5223 USD
USD 0.01 common	Sale	379	25.5811 USD
USD 0.01 common	Sale	400	25.5125 USD
USD 0.01 common	Sale	400	25.5425 USD
USD 0.01 common	Sale	400	25.3650 USD
USD 0.01 common	Sale	414	25.5549 USD
USD 0.01 common	Sale	500	25.3980 USD
USD 0.01 common	Sale	500	25.3790 USD
USD 0.01 common	Sale	500	25.6700 USD
USD 0.01 common	Sale	500	25.3750 USD
USD 0.01 common	Sale	600	25.5966 USD
USD 0.01 common	Sale	668	25.4559 USD
USD 0.01 common	Sale	717	25.2977 USD
USD 0.01 common	Sale	1,000	25.3420 USD
USD 0.01 common	Sale	1,100	25.3745 USD
USD 0.01 common	Sale	1,183	25.3824 USD
USD 0.01 common	Sale	1,200	25.3783 USD
USD 0.01 common	Sale	1,309	25.4016 USD
USD 0.01 common	Sale	1,671	25.3533 USD
USD 0.01 common	Sale	6,368	25.3856 USD
USD 0.01 common	Sale	11,114	25.3879 USD
USD 0.01 common	Sale	13,018	25.4366 USD
USD 0.01 common	Sale	14,000	25.3823 USD
USD 0.01 common	Sale	21,034	25.3801 USD
USD 0.01 common	Sale	23,277	25.3964 USD
USD 0.01 common	Sale	34,477	25.3923 USD
USD 0.01 common	Sale	36,143	25.3893 USD
USD 0.01 common	Sale	49,745	25.3973 USD
USD 0.01 common	Sale	59,393	25.3800 USD
USD 0.01 common	Sale	61,533	25.3819 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	13 Oct 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	NORTONLIFELOCK INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.01 common	Call Options	Purchased	500	27.0000	American	21 Jan 2022
USD 0.01 common	Put Options	Purchased	-2,100	30.0000	American	21 Jan 2022

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk