Form 8.3 - BLUE PRISM GROUP PLC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	BLUE PRISM GROUP PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	22 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		1p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,539,120	1.59%	483,699	0.50%
(2)	Cash-settled derivatives:
		471,561	0.49%	1,531,832	1.58%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	2,010,681	2.08%	2,015,531	2.08%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
1p ordinary	Purchase	126	11.3280 GBP
1p ordinary	Purchase	232	11.3294 GBP
1p ordinary	Purchase	274	11.3223 GBP
1p ordinary	Purchase	431	11.2846 GBP
1p ordinary	Purchase	936	11.2169 GBP
1p ordinary	Purchase	1,005	11.2441 GBP
1p ordinary	Purchase	1,500	11.1516 GBP
1p ordinary	Purchase	1,584	11.2045 GBP
1p ordinary	Purchase	2,902	11.3300 GBP
1p ordinary	Purchase	8,811	11.1934 GBP
1p ordinary	Purchase	8,853	11.2391 GBP
1p ordinary	Sale	12	11.3311 GBP
1p ordinary	Sale	241	11.1565 GBP
1p ordinary	Sale	1,712	11.1397 GBP
1p ordinary	Sale	2,238	11.1849 GBP
1p ordinary	Sale	2,710	11.3400 GBP
1p ordinary	Sale	6,687	11.1781 GBP
1p ordinary	Sale	11,288	11.2425 GBP
1p ordinary	Sale	25,209	11.1936 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
1p ordinary	SWAP	Long	747	11.1976 GBP
1p ordinary	SWAP	Long	1,712	11.1397 GBP
1p ordinary	SWAP	Long	3,364	11.2226 GBP
1p ordinary	SWAP	Long	3,386	11.2316 GBP
1p ordinary	CFD	Long	3,427	11.0543 GBP
1p ordinary	SWAP	Long	4,428	11.1612 GBP
1p ordinary	SWAP	Long	7,262	11.2359 GBP
1p ordinary	SWAP	Long	10,029	11.1914 GBP
1p ordinary	SWAP	Short	11	11.3302 GBP
1p ordinary	SWAP	Short	126	11.3280 GBP
1p ordinary	SWAP	Short	274	11.3223 GBP
1p ordinary	SWAP	Short	464	11.1438 GBP
1p ordinary	SWAP	Short	1,437	11.1902 GBP
1p ordinary	SWAP	Short	3,432	11.3300 GBP
1p ordinary	SWAP	Short	8,958	11.1959 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	23 Sep 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.