Form 8.3 - DRAFTKINGS INC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	DRAFTKINGS INC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	22 September 2021
(f)	In addition to the company in 1(c) above, is the discloser making	YES:
	disclosures in respect of any other party to the offer?	ENTAIN PLC
		GVC HLDGS PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		USD 0.0001 class A common
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	522,479	0.13%	591,857	0.15%
(2)	Cash-settled derivatives:
		102,783,788	25.48%	41,892,230	10.38%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	2,087,485	0.52%	1,210,411	0.30%
	TOTAL:	105,393,752	26.12%	43,694,498	10.83%
Class of relevant security:		Convertible Bond US26142RAA23
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	0	0.00%	442,000	0.11%
(2)	Cash-settled derivatives:
		0	0.00%	0	0.00%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	0	0.00%	442,000	0.11%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
USD 0.0001 class A common	Purchase	6	52.3500 USD
USD 0.0001 class A common	Purchase	10	53.0000 USD
USD 0.0001 class A common	Purchase	20	52.8800 USD
USD 0.0001 class A common	Purchase	48	52.8152 USD
USD 0.0001 class A common	Purchase	100	52.8300 USD
USD 0.0001 class A common	Purchase	100	52.3400 USD
USD 0.0001 class A common	Purchase	100	52.8100 USD
USD 0.0001 class A common	Purchase	100	52.3800 USD
USD 0.0001 class A common	Purchase	100	52.0600 USD
USD 0.0001 class A common	Purchase	143	52.2507 USD
USD 0.0001 class A common	Purchase	200	52.7525 USD
USD 0.0001 class A common	Purchase	200	52.9700 USD
USD 0.0001 class A common	Purchase	300	52.4700 USD
USD 0.0001 class A common	Purchase	300	52.7733 USD
USD 0.0001 class A common	Purchase	300	52.7800 USD
USD 0.0001 class A common	Purchase	303	52.9355 USD
USD 0.0001 class A common	Purchase	304	52.7827 USD
USD 0.0001 class A common	Purchase	314	52.7896 USD
USD 0.0001 class A common	Purchase	353	52.6300 USD
USD 0.0001 class A common	Purchase	484	52.8691 USD
USD 0.0001 class A common	Purchase	494	52.8572 USD
USD 0.0001 class A common	Purchase	497	52.6500 USD
USD 0.0001 class A common	Purchase	499	52.7533 USD
USD 0.0001 class A common	Purchase	502	52.7579 USD
USD 0.0001 class A common	Purchase	546	52.9011 USD
USD 0.0001 class A common	Purchase	569	52.8970 USD
USD 0.0001 class A common	Purchase	600	52.7425 USD
USD 0.0001 class A common	Purchase	641	52.8900 USD
USD 0.0001 class A common	Purchase	680	52.8494 USD
USD 0.0001 class A common	Purchase	700	52.5700 USD
USD 0.0001 class A common	Purchase	716	52.6341 USD
USD 0.0001 class A common	Purchase	786	52.8580 USD
USD 0.0001 class A common	Purchase	789	52.8092 USD
USD 0.0001 class A common	Purchase	832	52.8667 USD
USD 0.0001 class A common	Purchase	1,183	52.6685 USD
USD 0.0001 class A common	Purchase	2,315	52.7918 USD
USD 0.0001 class A common	Purchase	2,500	53.1000 USD
USD 0.0001 class A common	Purchase	2,583	52.6170 USD
USD 0.0001 class A common	Purchase	2,886	52.8065 USD
USD 0.0001 class A common	Purchase	5,000	53.0479 USD
USD 0.0001 class A common	Purchase	5,011	52.8314 USD
USD 0.0001 class A common	Purchase	5,554	52.4193 USD
USD 0.0001 class A common	Purchase	9,748	52.4137 USD
USD 0.0001 class A common	Purchase	10,000	52.5839 USD
USD 0.0001 class A common	Purchase	10,100	52.1962 USD
USD 0.0001 class A common	Purchase	10,353	52.7232 USD
USD 0.0001 class A common	Purchase	11,955	52.4915 USD
USD 0.0001 class A common	Purchase	12,106	52.4056 USD
USD 0.0001 class A common	Purchase	14,884	52.4500 USD
USD 0.0001 class A common	Purchase	14,958	52.6690 USD
USD 0.0001 class A common	Purchase	19,438	52.4269 USD
USD 0.0001 class A common	Purchase	20,057	52.6496 USD
USD 0.0001 class A common	Purchase	20,616	52.6893 USD
USD 0.0001 class A common	Purchase	31,424	52.5384 USD
USD 0.0001 class A common	Purchase	35,439	52.5268 USD
USD 0.0001 class A common	Purchase	59,859	52.6698 USD
USD 0.0001 class A common	Purchase	129,736	52.6055 USD
USD 0.0001 class A common	Purchase	215,405	52.7476 USD
USD 0.0001 class A common	Sale	10	52.0400 USD
USD 0.0001 class A common	Sale	29	52.3989 USD
USD 0.0001 class A common	Sale	40	52.9150 USD
USD 0.0001 class A common	Sale	41	52.6307 USD
USD 0.0001 class A common	Sale	100	52.5900 USD
USD 0.0001 class A common	Sale	100	52.5050 USD
USD 0.0001 class A common	Sale	100	52.3200 USD
USD 0.0001 class A common	Sale	100	52.2500 USD
USD 0.0001 class A common	Sale	100	51.6300 USD
USD 0.0001 class A common	Sale	100	52.9350 USD
USD 0.0001 class A common	Sale	100	52.9300 USD
USD 0.0001 class A common	Sale	100	52.9100 USD
USD 0.0001 class A common	Sale	100	52.6200 USD
USD 0.0001 class A common	Sale	106	52.9200 USD
USD 0.0001 class A common	Sale	140	52.6946 USD
USD 0.0001 class A common	Sale	150	52.7506 USD
USD 0.0001 class A common	Sale	150	52.9266 USD
USD 0.0001 class A common	Sale	150	52.9330 USD
USD 0.0001 class A common	Sale	150	52.5999 USD
USD 0.0001 class A common	Sale	165	52.9166 USD
USD 0.0001 class A common	Sale	175	52.8437 USD
USD 0.0001 class A common	Sale	200	52.7700 USD
USD 0.0001 class A common	Sale	200	52.7470 USD
USD 0.0001 class A common	Sale	200	52.9450 USD
USD 0.0001 class A common	Sale	200	52.3396 USD
USD 0.0001 class A common	Sale	250	52.4700 USD
USD 0.0001 class A common	Sale	252	52.2176 USD
USD 0.0001 class A common	Sale	300	51.8966 USD
USD 0.0001 class A common	Sale	300	52.4166 USD
USD 0.0001 class A common	Sale	325	52.7629 USD
USD 0.0001 class A common	Sale	490	52.1955 USD
USD 0.0001 class A common	Sale	495	52.4637 USD
USD 0.0001 class A common	Sale	497	52.8731 USD
USD 0.0001 class A common	Sale	500	52.3500 USD
USD 0.0001 class A common	Sale	500	52.4940 USD
USD 0.0001 class A common	Sale	500	52.7060 USD
USD 0.0001 class A common	Sale	542	52.6530 USD
USD 0.0001 class A common	Sale	600	52.1766 USD
USD 0.0001 class A common	Sale	600	52.0900 USD
USD 0.0001 class A common	Sale	600	52.5366 USD
USD 0.0001 class A common	Sale	623	52.6300 USD
USD 0.0001 class A common	Sale	710	52.8509 USD
USD 0.0001 class A common	Sale	752	52.6432 USD
USD 0.0001 class A common	Sale	754	52.7140 USD
USD 0.0001 class A common	Sale	860	52.8124 USD
USD 0.0001 class A common	Sale	861	52.5933 USD
USD 0.0001 class A common	Sale	1,608	52.5725 USD
USD 0.0001 class A common	Sale	1,700	52.8523 USD
USD 0.0001 class A common	Sale	1,871	52.6753 USD
USD 0.0001 class A common	Sale	2,357	52.8590 USD
USD 0.0001 class A common	Sale	2,500	53.1000 USD
USD 0.0001 class A common	Sale	2,779	52.5322 USD
USD 0.0001 class A common	Sale	3,025	52.4912 USD
USD 0.0001 class A common	Sale	3,183	52.6026 USD
USD 0.0001 class A common	Sale	4,171	52.5320 USD
USD 0.0001 class A common	Sale	4,604	53.0585 USD
USD 0.0001 class A common	Sale	5,221	52.8295 USD
USD 0.0001 class A common	Sale	5,763	52.7829 USD
USD 0.0001 class A common	Sale	7,218	52.7711 USD
USD 0.0001 class A common	Sale	7,562	52.8850 USD
USD 0.0001 class A common	Sale	8,117	52.5824 USD
USD 0.0001 class A common	Sale	8,300	52.1879 USD
USD 0.0001 class A common	Sale	8,843	52.7938 USD
USD 0.0001 class A common	Sale	10,706	52.1668 USD
USD 0.0001 class A common	Sale	12,385	52.4962 USD
USD 0.0001 class A common	Sale	15,659	52.5930 USD
USD 0.0001 class A common	Sale	18,706	52.5696 USD
USD 0.0001 class A common	Sale	20,337	52.5674 USD
USD 0.0001 class A common	Sale	21,939	52.7212 USD
USD 0.0001 class A common	Sale	24,246	52.8108 USD
USD 0.0001 class A common	Sale	25,892	52.5711 USD
USD 0.0001 class A common	Sale	37,798	52.4216 USD
USD 0.0001 class A common	Sale	39,976	52.7838 USD
USD 0.0001 class A common	Sale	55,923	52.6034 USD
USD 0.0001 class A common	Sale	56,540	52.5828 USD
USD 0.0001 class A common	Sale	113,077	52.6410 USD
USD 0.0001 class A common	Sale	118,092	52.7479 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description e.g. CFD

Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	23 Sep 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings	Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose	DRAFTKINGS INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
USD 0.0001 class A common	Call Options	Written	-39,996	50.0000	American	15 Oct 2021
USD 0.0001 class A common	Call Options	Written	-35,500	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-33,835	70.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-31,007	65.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-20,503	65.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-16,059	55.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-14,443	60.0000	American	20 Jan 2023
USD 0.0001 class A common	Call Options	Written	-7,373	45.0000	American	19 Nov 2021
USD 0.0001 class A common	Call Options	Written	-6,363	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common	Call Options	Written	-101	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Purchased	-212,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-211,100	45.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Purchased	-85,700	40.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Purchased	-76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Purchased	-63,963	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-61,085	40.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Purchased	-30,000	60.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Purchased	-22,601	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-16,968	65.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Purchased	-707	40.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	9,999	55.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	22,500	60.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	23,230	60.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	30,300	60.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	45,248	45.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	50,500	60.0000	American	15 Jul 2022
USD 0.0001 class A common	Put Options	Written	57,600	50.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	76,200	45.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	98,071	50.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	111,403	60.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	113,778	40.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	141,400	55.0000	American	19 Nov 2021
USD 0.0001 class A common	Put Options	Written	201,596	45.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	202,000	45.0000	American	14 Apr 2022
USD 0.0001 class A common	Put Options	Written	204,000	40.0000	American	20 Jan 2023
USD 0.0001 class A common	Put Options	Written	223,800	35.0000	American	15 Oct 2021
USD 0.0001 class A common	Put Options	Written	228,400	55.0000	American	21 Jan 2022
USD 0.0001 class A common	Put Options	Written	247,460	45.0000	American	20 Jan 2023
	Call Options	Purchased	9,502,950	0.0001	European	5 Aug 2024
	Call Options	Purchased	9,502,950	50.4800	European	5 Aug 2024
	Call Options	Purchased	20,922,615	0.0001	European	30 Apr 2024
	Call Options	Purchased	20,922,615	56.6600	European	30 Apr 2024
	Call Options	Purchased	41,892,230		European	30 Apr 2024
	Call Options	Written	-41,892,230		European	30 Apr 2024

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.