Form 8.3 - Norton LifeLock Inc. - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to purchase & sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NORTONLIFELOCK INC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

20 July 2021

(f) In addition to the company in 1(c) above, is the discloser making

YES:

disclosures in respect of any other party to the offer? AVAST PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.01 common

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,891,856

0.33%

183,630

0.03%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

24,339

0.00%

1,279,498

0.22%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

500

0.00%

2,100

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,916,695

0.33%

1,465,228

0.25%

 

 

 

 

Class of relevant security:

Convertible Bond US668771AA66

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

129,000

0.02%

0

0.00%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

0

0.00%

0

0.00%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

129,000

0.02%

0

0.00%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security

securities

USD 0.01 common Purchase

100

26.0250 USD
USD 0.01 common Purchase

100

25.8600 USD
USD 0.01 common Purchase

200

25.8000 USD
USD 0.01 common Purchase

200

25.9000 USD
USD 0.01 common Purchase

200

25.8550 USD
USD 0.01 common Purchase

200

25.8150 USD
USD 0.01 common Purchase

243

26.0241 USD
USD 0.01 common Purchase

300

25.8700 USD
USD 0.01 common Purchase

500

25.8460 USD
USD 0.01 common Purchase

503

25.9494 USD
USD 0.01 common Purchase

546

25.8570 USD
USD 0.01 common Purchase

600

26.0283 USD
USD 0.01 common Purchase

830

25.8500 USD
USD 0.01 common Purchase

1,124

25.8504 USD
USD 0.01 common Purchase

1,406

25.8714 USD
USD 0.01 common Purchase

1,740

25.8478 USD
USD 0.01 common Purchase

1,816

25.8475 USD
USD 0.01 common Purchase

1,988

25.9025 USD
USD 0.01 common Purchase

2,122

25.8495 USD
USD 0.01 common Purchase

2,382

25.9442 USD
USD 0.01 common Purchase

3,421

26.1000 USD
USD 0.01 common Purchase

4,144

25.8740 USD
USD 0.01 common Purchase

4,581

25.9080 USD
USD 0.01 common Purchase

5,468

25.8697 USD
USD 0.01 common Purchase

5,712

25.9132 USD
USD 0.01 common Purchase

5,940

25.8064 USD
USD 0.01 common Purchase

7,457

25.8505 USD
USD 0.01 common Purchase

7,736

25.8119 USD
USD 0.01 common Purchase

8,664

25.8085 USD
USD 0.01 common Purchase

8,708

25.8634 USD
USD 0.01 common Purchase

9,256

25.8783 USD
USD 0.01 common Purchase

12,343

25.8668 USD
USD 0.01 common Purchase

20,831

25.8140 USD
USD 0.01 common Purchase

22,962

25.9018 USD
USD 0.01 common Purchase

56,980

25.8324 USD
USD 0.01 common Purchase

84,535

25.8100 USD
USD 0.01 common Purchase

143,005

25.8464 USD
USD 0.01 common Sale

2

26.0500 USD
USD 0.01 common Sale

6

25.9450 USD
USD 0.01 common Sale

12

25.9150 USD
USD 0.01 common Sale

36

25.9075 USD
USD 0.01 common Sale

39

25.9246 USD
USD 0.01 common Sale

57

25.9442 USD
USD 0.01 common Sale

69

25.9443 USD
USD 0.01 common Sale

70

25.8600 USD
USD 0.01 common Sale

74

25.9562 USD
USD 0.01 common Sale

78

25.9957 USD
USD 0.01 common Sale

82

25.8500 USD
USD 0.01 common Sale

127

25.8477 USD
USD 0.01 common Sale

138

25.8027 USD
USD 0.01 common Sale

176

25.9168 USD
USD 0.01 common Sale

199

25.9600 USD
USD 0.01 common Sale

200

25.9800 USD
USD 0.01 common Sale

218

25.8098 USD
USD 0.01 common Sale

221

25.9219 USD
USD 0.01 common Sale

300

25.8700 USD
USD 0.01 common Sale

300

25.9500 USD
USD 0.01 common Sale

300

25.9300 USD
USD 0.01 common Sale

323

25.9546 USD
USD 0.01 common Sale

403

25.9716 USD
USD 0.01 common Sale

425

25.9744 USD
USD 0.01 common Sale

476

25.8566 USD
USD 0.01 common Sale

500

25.9720 USD
USD 0.01 common Sale

554

25.9978 USD
USD 0.01 common Sale

600

25.9400 USD
USD 0.01 common Sale

600

26.0283 USD
USD 0.01 common Sale

611

25.8883 USD
USD 0.01 common Sale

700

25.9728 USD
USD 0.01 common Sale

1,299

25.8055 USD
USD 0.01 common Sale

1,380

25.8058 USD
USD 0.01 common Sale

1,491

25.8288 USD
USD 0.01 common Sale

1,543

25.9872 USD
USD 0.01 common Sale

1,589

25.8691 USD
USD 0.01 common Sale

1,637

25.9953 USD
USD 0.01 common Sale

1,716

26.0132 USD
USD 0.01 common Sale

2,002

25.9803 USD
USD 0.01 common Sale

2,076

25.8382 USD
USD 0.01 common Sale

2,082

25.9434 USD
USD 0.01 common Sale

3,435

26.0988 USD
USD 0.01 common Sale

3,584

25.8966 USD
USD 0.01 common Sale

3,939

25.9824 USD
USD 0.01 common Sale

4,868

25.8611 USD
USD 0.01 common Sale

5,705

25.9209 USD
USD 0.01 common Sale

5,940

25.8064 USD
USD 0.01 common Sale

10,258

25.8417 USD
USD 0.01 common Sale

11,342

25.9325 USD
USD 0.01 common Sale

18,555

25.8617 USD
USD 0.01 common Sale

21,174

25.8174 USD
USD 0.01 common Sale

56,980

25.8324 USD
USD 0.01 common Sale

88,183

25.8100 USD
USD 0.01 common Sale

169,906

25.8496 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

22 Jul 2021

Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 742096
Time of Receipt (offset from UTC): 20210722T125033+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC