Form 8.3 - Daily Mail & General Trust plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

21 July 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:

12.5p A Non-Voting

 

 

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

2,451,931

1.18%

169,433

0.08%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

161,564

0.08%

542,225

0.26%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

2,613,495

1.25%

711,658

0.34%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale

Number of

Price per unit
security

securities

12.5p A Non-Voting Purchase

168

10.8400 GBP
12.5p A Non-Voting Purchase

326

10.9020 GBP
12.5p A Non-Voting Purchase

1,253

10.8674 GBP
12.5p A Non-Voting Purchase

2,670

10.8600 GBP
12.5p A Non-Voting Purchase

3,800

10.8800 GBP
12.5p A Non-Voting Purchase

4,240

10.8307 GBP
12.5p A Non-Voting Sale

126

10.7900 GBP
12.5p A Non-Voting Sale

402

10.8588 GBP
12.5p A Non-Voting Sale

567

10.8400 GBP
12.5p A Non-Voting Sale

1,113

10.8751 GBP
12.5p A Non-Voting Sale

1,257

10.9179 GBP
12.5p A Non-Voting Sale

1,436

10.9182 GBP
12.5p A Non-Voting Sale

2,122

10.9184 GBP
12.5p A Non-Voting Sale

3,672

10.8600 GBP
12.5p A Non-Voting Sale

5,683

10.9168 GBP
12.5p A Non-Voting Sale

5,731

10.8641 GBP
12.5p A Non-Voting Sale

6,000

10.8423 GBP
12.5p A Non-Voting Sale

24,811

10.9153 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

12.5p A Non-Voting

SWAP Long

231

10.8391 GBP

12.5p A Non-Voting

SWAP Long

670

10.8594 GBP

12.5p A Non-Voting

SWAP Long

1,321

10.8777 GBP

12.5p A Non-Voting

SWAP Long

2,409

10.8488 GBP

12.5p A Non-Voting

CFD Long

4,497

10.8591 GBP

12.5p A Non-Voting

SWAP Long

6,000

10.8423 GBP

12.5p A Non-Voting

SWAP Long

13,751

10.9115 GBP

12.5p A Non-Voting

SWAP Long

20,888

10.9189 GBP

12.5p A Non-Voting

SWAP Short

6

10.7801 GBP

12.5p A Non-Voting

SWAP Short

52

10.9429 GBP

12.5p A Non-Voting

SWAP Short

326

10.9020 GBP

12.5p A Non-Voting

SWAP Short

1,194

10.8718 GBP

12.5p A Non-Voting

SWAP Short

2,670

10.8600 GBP

12.5p A Non-Voting

SWAP Short

4,241

10.8287 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

22 Jul 2021

Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 742058
Time of Receipt (offset from UTC): 20210722T121420+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC