Form 8.3 - Dialog Semiconductor plc

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

DIALOG SEMICONDUCTOR PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

14 July 2021

(f) In addition to the company in 1(c) above, is the discloser making 

NO

  disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

2,466,775

3.22%

525,811

0.69%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

525,610

0.69%

2,374,325

3.10%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

2,992,385

3.90%

2,900,136

3.78%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

18

65.1600   EUR

10p ordinary

Purchase

24

65.0800   EUR

10p ordinary

Purchase

30

65.1720   EUR

10p ordinary

Purchase

77

65.1080   EUR

10p ordinary

Purchase

315

65.0599   EUR

10p ordinary

Purchase

904

64.9446   EUR

10p ordinary

Purchase

2,266

65.0581   EUR

10p ordinary

Purchase

3,426

65.1000   EUR

10p ordinary

Purchase

3,477

65.1002   EUR

10p ordinary

Purchase

5,625

65.0142   EUR

10p ordinary

Sale

10

64.9800   EUR

10p ordinary

Sale

27

65.0414   EUR

10p ordinary

Sale

44

64.9600   EUR

10p ordinary

Sale

86

65.0439   EUR

10p ordinary

Sale

95

65.1290   EUR

10p ordinary

Sale

110

65.0127   EUR

10p ordinary

Sale

114

65.0534   EUR

10p ordinary

Sale

168

65.1000   EUR

10p ordinary

Sale

193

64.9279   EUR

10p ordinary

Sale

218

65.0448   EUR

10p ordinary

Sale

271

64.9400   EUR

10p ordinary

Sale

367

64.9000   EUR

10p ordinary

Sale

380

64.9536   EUR

10p ordinary

Sale

399

64.9200   EUR

10p ordinary

Sale

428

64.9068   EUR

10p ordinary

Sale

437

65.0629   EUR

10p ordinary

Sale

735

64.9356   EUR

10p ordinary

Sale

1,031

65.0206   EUR

10p ordinary

Sale

2,204

65.0777   EUR

10p ordinary

Sale

5,082

65.0671   EUR

10p ordinary

Sale

20,000

64.9325   EUR

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

  SWAP  

Long

1

65.0800   EUR

10p ordinary

  CFD  

Long

114

65.0534   EUR

10p ordinary

  SWAP  

Long

464

65.0617   EUR

10p ordinary

  SWAP  

Long

952

64.9598   EUR

10p ordinary

  CFD  

Short

3,562

65.0403   EUR

10p ordinary

  SWAP  

Short

5,625

65.0142   EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO 
Date of disclosure:

15 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 741592
Time of Receipt (offset from UTC): 20210715T105840+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC