Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

12 July 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

686,634

0.96%

93,324

0.13%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

70,118

0.10%

355,994

0.50%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

756,752

1.06%

449,318

0.63%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

5p ordinary

Purchase

32

23.6400 GBP

5p ordinary

Purchase

43

23.5988 GBP

5p ordinary

Purchase

97

23.6476 GBP

5p ordinary

Purchase

112

23.6634 GBP

5p ordinary

Purchase

236

23.7033 GBP

5p ordinary

Purchase

464

23.7382 GBP

5p ordinary

Purchase

1,023

23.6000 GBP

5p ordinary

Purchase

1,257

23.6294 GBP

5p ordinary

Purchase

2,926

23.6679 GBP

5p ordinary

Sale

12

23.6998 GBP

5p ordinary

Sale

89

23.7400 GBP

5p ordinary

Sale

95

23.8000 GBP

5p ordinary

Sale

97

23.7300 GBP

5p ordinary

Sale

130

23.6200 GBP

5p ordinary

Sale

183

23.7452 GBP

5p ordinary

Sale

186

23.7143 GBP

5p ordinary

Sale

254

23.7278 GBP

5p ordinary

Sale

546

23.7334 GBP

5p ordinary

Sale

668

23.6360 GBP

5p ordinary

Sale

1,997

23.7352 GBP

5p ordinary

Sale

2,375

23.6558 GBP

(b) Cash-settled derivative transactions

Class of

Product Nature of dealing Number of Price per

relevant

description reference unit

security

securities

5p ordinary

SWAP

Long

12

23.6998 GBP

5p ordinary

CFD

Long

140

23.6567 GBP

5p ordinary

SWAP

Long

656

23.7047 GBP

5p ordinary

CFD

Long

668

23.6360 GBP

5p ordinary

SWAP

Long

2,187

23.7459 GBP

5p ordinary

SWAP

Short

40

23.7600 GBP

5p ordinary

SWAP

Short

51

23.6001 GBP

5p ordinary

SWAP

Short

61

23.7162 GBP

5p ordinary

SWAP

Short

86

23.7409 GBP

5p ordinary

SWAP

Short

154

23.6261 GBP

5p ordinary

SWAP

Short

236

23.7032 GBP

5p ordinary

SWAP

Short

343

23.7397 GBP

5p ordinary

SWAP

Short

1,227

23.6299 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

13 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 741328
Time of Receipt (offset from UTC): 20210713T115531+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC