Form 8.3 - Ultra Electronics Holdings plc - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchases & Sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

08 July 2021

(f) In addition to the company in 1(c) above, is the discloser making 

NO

  disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary    
 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

689058+819-11

0.97%

94,414

0.13%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

69,932

0.10%

358,048

0.50%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

69,932

1.07%

452,462

0.64%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

5p ordinary

Purchase

133

23.6890   GBP

5p ordinary

Purchase

387

23.6939   GBP

5p ordinary

Purchase

686

23.5909   GBP

5p ordinary

Purchase

731

23.6856   GBP

5p ordinary

Purchase

2,054

23.5600   GBP

5p ordinary

Purchase

2,394

23.7052   GBP

5p ordinary

Purchase

18,045

23.6017   GBP

5p ordinary

Sale

11

23.9000   GBP

5p ordinary

Sale

63

23.6900   GBP

5p ordinary

Sale

93

23.6690   GBP

5p ordinary

Sale

106

23.6600   GBP

5p ordinary

Sale

131

23.5600   GBP

5p ordinary

Sale

186

23.7091   GBP

5p ordinary

Sale

249

23.7000   GBP

5p ordinary

Sale

416

23.7400   GBP

5p ordinary

Sale

488

23.6800   GBP

5p ordinary

Sale

608

23.6665   GBP

5p ordinary

Sale

986

23.6620   GBP

5p ordinary

Sale

2,054

23.5611   GBP

5p ordinary

Sale

4,055

23.7101   GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

5p ordinary

  SWAP  

Long

11

23.8997   GBP

5p ordinary

  SWAP  

Long

106

23.8600   GBP

5p ordinary

  SWAP  

Long

289

23.6797   GBP

5p ordinary

  CFD  

Long

416

23.7390   GBP

5p ordinary

  CFD  

Long

708

23.6967   GBP

5p ordinary

  SWAP  

Long

1,616

23.7176   GBP

5p ordinary

  SWAP  

Long

1,700

23.6611   GBP

5p ordinary

  SWAP  

Long

1,917

23.6948   GBP

5p ordinary

  CFD  

Short

1

23.5600   GBP

5p ordinary

  SWAP  

Short

133

23.6891   GBP

5p ordinary

  SWAP  

Short

213

23.6592   GBP

5p ordinary

  SWAP  

Short

468

23.7270   GBP

5p ordinary

  SWAP  

Short

473

23.5601   GBP

5p ordinary

  SWAP  

Short

785

23.7006   GBP

5p ordinary

  SWAP  

Short

966

23.7214   GBP

5p ordinary

  SWAP  

Short

2,537

23.5755   GBP

5p ordinary

  SWAP  

Short

4,920

23.6108   GBP

5p ordinary

  SWAP  

Short

11,880

23.6114   GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO 
Date of disclosure:

12 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 741216
Time of Receipt (offset from UTC): 20210712T125225+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC