Form 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

07 JUL 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

575,938

0.26%

1,697,400

0.75%

 

(2)

Derivatives (other than options):

274,019

0.12%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

24,200

0.01%

24,200

0.01%

 

(4)

TOTAL:

874,157

0.39%

1,721,600

0.76%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

239.4700 USD
Purchase

1

238.6700 USD
Purchase

1

239.4300 USD
Purchase

1

239.3700 USD
Purchase

2

238.6150 USD
Purchase

2

239.5200 USD
Purchase

3

239.0800 USD
Purchase

4

239.4000 USD
Purchase

4

237.7200 USD
Purchase

6

238.9200 USD
Purchase

6

238.8950 USD
Purchase

7

239.3057 USD
Purchase

7

238.9571 USD
Purchase

9

239.7200 USD
Purchase

13

239.2450 USD
Purchase

15

238.0700 USD
Purchase

22

238.5095 USD
Purchase

22

239.3872 USD
Purchase

24

238.7600 USD
Purchase

29

239.4989 USD
Purchase

33

239.3518 USD
Purchase

38

238.8663 USD
Purchase

94

239.5600 USD
Purchase

100

238.0500 USD
Purchase

200

238.7350 USD
Purchase

218

239.0816 USD
Purchase

259

239.0541 USD
Purchase

262

239.0124 USD
Purchase

300

239.3033 USD
Purchase

549

238.9561 USD
Purchase

600

238.6775 USD
Purchase

800

238.6887 USD
Purchase

816

239.0500 USD
Purchase

853

238.4423 USD
Purchase

1,393

238.9739 USD
Purchase

1,798

237.9833 USD
Purchase

2,327

237.7827 USD
Purchase

3,072

239.0473 USD
Purchase

3,089

238.9390 USD
Purchase

3,645

238.5501 USD
Purchase

5,047

239.0331 USD
Purchase

6,527

239.0787 USD
Purchase

16,057

238.7861 USD
Purchase

18,721

238.9199 USD
Purchase

185,021

238.7843 USD
Sale

1

237.0400 USD
Sale

2

239.1900 USD
Sale

5

238.5060 USD
Sale

11

238.4600 USD
Sale

15

238.0700 USD
Sale

41

238.7693 USD
Sale

48

237.1046 USD
Sale

81

237.5751 USD
Sale

87

237.6100 USD
Sale

94

239.5600 USD
Sale

100

238.0500 USD
Sale

100

238.9800 USD
Sale

100

238.9700 USD
Sale

101

238.5236 USD
Sale

126

238.3015 USD
Sale

170

239.5252 USD
Sale

184

239.3675 USD
Sale

295

239.2945 USD
Sale

318

239.0371 USD
Sale

400

239.1725 USD
Sale

600

239.0500 USD
Sale

1,288

238.9119 USD
Sale

1,345

239.0406 USD
Sale

1,704

238.0026 USD
Sale

2,701

239.0788 USD
Sale

2,812

239.1850 USD
Sale

2,880

238.8768 USD
Sale

2,886

238.6978 USD
Sale

3,009

239.0078 USD
Sale

3,233

239.0574 USD
Sale

3,490

239.1073 USD
Sale

4,011

238.9793 USD
Sale

4,946

239.0346 USD
Sale

5,075

238.3934 USD
Sale

5,345

238.6274 USD
Sale

5,550

238.9893 USD
Sale

6,764

238.9013 USD
Sale

6,824

238.9190 USD
Sale

6,956

239.0451 USD
Sale

7,212

238.9433 USD
Sale

9,892

239.0444 USD
Sale

10,427

238.7767 USD
Sale

10,690

238.7683 USD
Sale

10,948

238.7403 USD
Sale

12,935

238.7397 USD
Sale

31,209

238.5731 USD
Sale

36,895

238.8463 USD
Sale

48,056

238.7177 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

8 JULY 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-1,200

220.0000

American Jul 16, 2021
Call Options Purchased

1,200

240.0000

American Jul 16, 2021
Call Options Purchased

23,000

220.0000

American Jul 16, 2021
Put Options Purchased

-23,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 740772
Time of Receipt (offset from UTC): 20210708T111324+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC