Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

06 July 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

685,877

0.96%

113,457

0.16%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

88,281

0.12%

349,534

0.49%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

774,158

1.09%

462,991

0.65%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

5p ordinary

Purchase

33

23.5800 GBP

5p ordinary

Purchase

80

23.8000 GBP

5p ordinary

Purchase

451

23.9800 GBP

5p ordinary

Purchase

600

23.8509 GBP

5p ordinary

Purchase

719

23.9788 GBP

5p ordinary

Purchase

805

23.7800 GBP

5p ordinary

Purchase

973

23.8392 GBP

5p ordinary

Purchase

2,731

23.8530 GBP

5p ordinary

Purchase

3,443

23.8754 GBP

5p ordinary

Purchase

7,220

23.8488 GBP

5p ordinary

Sale

162

23.7887 GBP

5p ordinary

Sale

270

23.7514 GBP

5p ordinary

Sale

317

23.8260 GBP

5p ordinary

Sale

419

23.8490 GBP

5p ordinary

Sale

459

23.9305 GBP

5p ordinary

Sale

499

23.5800 GBP

5p ordinary

Sale

683

23.9092 GBP

5p ordinary

Sale

1,008

23.9118 GBP

5p ordinary

Sale

1,692

23.9000 GBP

5p ordinary

Sale

11,976

23.9231 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

5p ordinary

CFD

Long

1

23.5800 GBP

5p ordinary

SWAP

Long

20

23.9790 GBP

5p ordinary

SWAP

Long

320

23.7130 GBP

5p ordinary

CFD

Long

498

23.5778 GBP

5p ordinary

SWAP

Long

558

23.8470 GBP

5p ordinary

CFD

Long

1,394

23.9780 GBP

5p ordinary

SWAP

Long

2,107

23.8574 GBP

5p ordinary

SWAP

Long

2,109

23.9074 GBP

5p ordinary

SWAP

Long

3,667

23.9299 GBP

5p ordinary

SWAP

Long

4,529

23.9487 GBP

5p ordinary

SWAP

Short

12

23.9800 GBP

5p ordinary

SWAP

Short

747

23.9801 GBP

5p ordinary

SWAP

Short

976

23.8535 GBP

5p ordinary

SWAP

Short

1,033

23.8494 GBP

5p ordinary

SWAP

Short

1,185

23.7833 GBP

5p ordinary

SWAP

Short

1,934

23.8588 GBP

5p ordinary

SWAP

Short

2,696

23.8463 GBP

5p ordinary

SWAP

Short

2,731

23.8530 GBP

5p ordinary

SWAP

Short

3,178

23.8589 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

7 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 740899
Time of Receipt (offset from UTC): 20210707T110232+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC