Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 01 July 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

560,577

0.25%

1,697,165

0.75%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

274,019

0.12%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

858,796

0.38%

1,721,365

0.76%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

238.4100 USD

Purchase

9

239.1950 USD

Purchase

24

239.2900 USD

Purchase

25

238.9192 USD

Purchase

26

238.7850 USD

Purchase

38

239.0158 USD

Purchase

39

238.9251 USD

Purchase

47

238.9953 USD

Purchase

50

238.7100 USD

Purchase

79

238.7410 USD

Purchase

100

238.4550 USD

Purchase

100

238.4050 USD

Purchase

100

239.2400 USD

Purchase

100

239.0200 USD

Purchase

100

238.9000 USD

Purchase

113

238.7346 USD

Purchase

125

238.4314 USD

Purchase

137

238.7667 USD

Purchase

214

238.6815 USD

Purchase

361

240.1495 USD

Purchase

400

238.7400 USD

Purchase

500

238.7980 USD

Purchase

630

238.4825 USD

Purchase

700

238.4000 USD

Purchase

796

238.6800 USD

Purchase

900

238.8291 USD

Purchase

1,145

238.7350 USD

Purchase

1,258

238.9120 USD

Purchase

1,875

238.6650 USD

Purchase

2,505

238.7874 USD

Purchase

2,539

238.7870 USD

Purchase

2,548

239.0738 USD

Purchase

2,883

239.1472 USD

Purchase

3,020

238.7711 USD

Purchase

4,481

238.8522 USD

Purchase

6,684

238.7717 USD

Purchase

15,602

238.8146 USD

Purchase

36,200

238.7759 USD

Sale

2

239.0700 USD

Sale

3

239.0100 USD

Sale

9

239.1950 USD

Sale

17

240.2200 USD

Sale

36

238.9983 USD

Sale

43

238.8102 USD

Sale

48

238.6870 USD

Sale

50

238.7100 USD

Sale

50

238.4500 USD

Sale

418

238.7400 USD

Sale

453

238.9166 USD

Sale

544

238.8486 USD

Sale

800

238.4006 USD

Sale

841

238.8852 USD

Sale

918

238.8880 USD

Sale

919

238.9595 USD

Sale

1,209

238.9655 USD

Sale

1,557

238.6800 USD

Sale

2,412

238.7063 USD

Sale

4,409

239.1793 USD

Sale

12,565

238.8056 USD

Sale

59,685

238.7828 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Jul 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 740699
Time of Receipt (offset from UTC): 20210702T105946+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC