FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	ULTRA ELECTRONICS HOLDINGS PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	01 July 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		5p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	683,942	0.96%	134,886	0.19%
(2)	Cash-settled derivatives:
		89,145	0.13%	350,671	0.49%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	773,087	1.09%	485,557	0.68%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
5p ordinary	Purchase	29	22.6705 GBP
5p ordinary	Purchase	84	22.9577 GBP
5p ordinary	Purchase	147	22.7542 GBP
5p ordinary	Purchase	231	23.0188 GBP
5p ordinary	Purchase	259	22.8735 GBP
5p ordinary	Purchase	448	22.7056 GBP
5p ordinary	Purchase	1,145	22.7744 GBP
5p ordinary	Purchase	2,568	23.0200 GBP
5p ordinary	Purchase	14,200	22.9212 GBP
5p ordinary	Sale	170	23.0098 GBP
5p ordinary	Sale	259	22.6935 GBP
5p ordinary	Sale	366	23.0091 GBP
5p ordinary	Sale	382	22.9997 GBP
5p ordinary	Sale	399	22.9915 GBP
5p ordinary	Sale	546	22.7494 GBP
5p ordinary	Sale	830	23.0133 GBP
5p ordinary	Sale	1,219	22.7787 GBP
5p ordinary	Sale	1,515	23.0102 GBP
5p ordinary	Sale	1,948	23.0200 GBP
5p ordinary	Sale	7,027	22.8244 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
5p ordinary	SWAP	Long	100	22.9577 GBP
5p ordinary	SWAP	Long	108	23.0038 GBP
5p ordinary	SWAP	Long	270	22.9998 GBP
5p ordinary	SWAP	Long	382	22.9997 GBP
5p ordinary	SWAP	Long	560	22.6997 GBP
5p ordinary	SWAP	Long	560	23.0198 GBP
5p ordinary	CFD	Long	789	22.4969 GBP
5p ordinary	SWAP	Long	2,000	23.0077 GBP
5p ordinary	SWAP	Long	2,361	22.8974 GBP
5p ordinary	SWAP	Long	2,649	23.0200 GBP
5p ordinary	SWAP	Long	4,529	22.7941 GBP
5p ordinary	SWAP	Short	29	22.6705 GBP
5p ordinary	SWAP	Short	61	22.7050 GBP
5p ordinary	SWAP	Short	200	22.7360 GBP
5p ordinary	CFD	Short	350	22.9030 GBP
5p ordinary	CFD	Short	416	22.8465 GBP
5p ordinary	SWAP	Short	448	22.7056 GBP
5p ordinary	SWAP	Short	641	22.7772 GBP
5p ordinary	SWAP	Short	799	22.7359 GBP
5p ordinary	SWAP	Short	1,945	23.0200 GBP
5p ordinary	SWAP	Short	5,367	22.7989 GBP
5p ordinary	CFD	Short	7,917	23.0218 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	2 Jul 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.