FORM 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 June 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

545,167

0.24%

1,696,990

0.75%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

274,019

0.12%

0

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

(4)

TOTAL:

 

 

 

 

843,386

0.37%

1,721,190

0.76%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

5

240.7500 USD
Purchase

15

238.5500 USD
Purchase

15

238.7100 USD
Purchase

64

238.7393 USD
Purchase

100

240.7000 USD
Purchase

100

240.7300 USD
Purchase

100

239.4850 USD
Purchase

109

241.1393 USD
Purchase

135

240.7879 USD
Purchase

183

238.6663 USD
Purchase

200

241.4350 USD
Purchase

200

240.6500 USD
Purchase

200

239.7375 USD
Purchase

201

239.8838 USD
Purchase

301

239.6182 USD
Purchase

334

241.4560 USD
Purchase

340

239.3452 USD
Purchase

342

238.6721 USD
Purchase

400

239.4800 USD
Purchase

400

239.2762 USD
Purchase

440

239.6106 USD
Purchase

450

238.4777 USD
Purchase

467

241.3002 USD
Purchase

500

238.4900 USD
Purchase

500

239.4650 USD
Purchase

532

239.5150 USD
Purchase

617

240.9228 USD
Purchase

629

239.5834 USD
Purchase

658

239.5755 USD
Purchase

700

238.7842 USD
Purchase

788

238.9134 USD
Purchase

1,002

239.5800 USD
Purchase

1,104

241.7401 USD
Purchase

1,146

239.4955 USD
Purchase

1,200

238.5058 USD
Purchase

1,209

239.5454 USD
Purchase

1,500

241.6473 USD
Purchase

1,569

238.6334 USD
Purchase

1,684

239.9738 USD
Purchase

1,782

239.5840 USD
Purchase

1,824

239.6464 USD
Purchase

2,040

239.4107 USD
Purchase

2,239

239.2965 USD
Purchase

2,373

239.6975 USD
Purchase

2,506

239.3764 USD
Purchase

2,544

239.9026 USD
Purchase

2,615

238.8394 USD
Purchase

3,514

238.7167 USD
Purchase

4,140

238.6277 USD
Purchase

4,140

238.6278 USD
Purchase

4,205

238.9102 USD
Purchase

4,826

241.4815 USD
Purchase

5,652

239.2807 USD
Purchase

8,396

239.3685 USD
Purchase

8,819

238.7484 USD
Purchase

10,026

238.7600 USD
Purchase

11,275

239.6015 USD
Purchase

14,169

238.9553 USD
Purchase

19,781

238.9954 USD
Purchase

25,658

241.7238 USD
Purchase

32,574

239.0339 USD
Sale

5

240.7500 USD
Sale

8

238.9300 USD
Sale

10

238.8100 USD
Sale

10

242.4700 USD
Sale

12

240.0500 USD
Sale

31

240.7983 USD
Sale

50

239.0900 USD
Sale

52

239.3400 USD
Sale

64

238.8500 USD
Sale

100

240.7800 USD
Sale

100

240.7300 USD
Sale

105

238.7195 USD
Sale

129

238.8296 USD
Sale

140

238.7596 USD
Sale

159

239.0086 USD
Sale

175

238.7228 USD
Sale

175

238.5428 USD
Sale

175

238.7000 USD
Sale

204

238.2301 USD
Sale

280

238.7568 USD
Sale

300

238.6958 USD
Sale

332

238.4570 USD
Sale

390

240.7661 USD
Sale

402

239.7754 USD
Sale

403

238.5865 USD
Sale

440

239.9151 USD
Sale

522

239.0570 USD
Sale

600

238.5566 USD
Sale

600

239.4491 USD
Sale

649

238.7808 USD
Sale

858

238.6492 USD
Sale

915

238.9870 USD
Sale

1,428

238.9904 USD
Sale

1,749

238.8840 USD
Sale

2,997

240.3157 USD
Sale

4,140

238.6277 USD
Sale

7,110

239.1074 USD
Sale

7,577

238.9275 USD
Sale

8,003

239.3381 USD
Sale

8,527

238.7354 USD
Sale

8,631

239.4818 USD
Sale

10,747

238.7600 USD
Sale

14,303

239.4639 USD
Sale

35,065

241.6571 USD
Sale

65,905

238.9643 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 740606
Time of Receipt (offset from UTC): 20210701T110011+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC