Form 8.3 - SPIRE HEALTHCARE GROUP PLC AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to sales and purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SPIRE HEALTHCARE GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 May 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

3,848,428

0.96%

205,678

0.05%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

150,455

0.04%

3,745,381

0.93%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

3,998,883

1.00%

3,951,059

0.99%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

1p ordinary

Purchase

765

2.4400 GBP

1p ordinary

Purchase

1,715

2.4500 GBP

1p ordinary

Purchase

2,198

2.4466 GBP

1p ordinary

Purchase

2,316

2.3961 GBP

1p ordinary

Purchase

2,950

2.4436 GBP

1p ordinary

Purchase

5,241

2.3950 GBP

1p ordinary

Purchase

6,207

2.4000 GBP

1p ordinary

Purchase

15,878

2.3986 GBP

1p ordinary

Purchase

18,637

2.4427 GBP

1p ordinary

Purchase

19,378

2.4088 GBP

1p ordinary

Purchase

23,282

2.4164 GBP

1p ordinary

Purchase

25,202

2.4127 GBP

1p ordinary

Purchase

25,387

2.3959 GBP

1p ordinary

Purchase

33,946

2.4263 GBP

1p ordinary

Purchase

46,591

2.4081 GBP

1p ordinary

Purchase

50,000

2.4405 GBP

1p ordinary

Purchase

63,658

2.4112 GBP

1p ordinary

Purchase

75,000

2.4301 GBP

1p ordinary

Purchase

76,351

2.4134 GBP

1p ordinary

Purchase

82,647

2.4379 GBP

1p ordinary

Purchase

127,599

2.4107 GBP

1p ordinary

Purchase

250,000

2.4401 GBP

1p ordinary

Purchase

319,979

2.4098 GBP

1p ordinary

Purchase

331,178

2.4290 GBP

1p ordinary

Purchase

600,000

2.4218 GBP

1p ordinary

Purchase

741,182

2.4100 GBP

1p ordinary

Sale

1

2.4502 GBP

1p ordinary

Sale

600

2.4425 GBP

1p ordinary

Sale

603

2.4098 GBP

1p ordinary

Sale

1,341

2.4450 GBP

1p ordinary

Sale

2,430

2.4292 GBP

1p ordinary

Sale

6,016

2.4350 GBP

1p ordinary

Sale

6,964

2.4501 GBP

1p ordinary

Sale

8,570

2.4343 GBP

1p ordinary

Sale

9,097

2.4000 GBP

1p ordinary

Sale

9,645

2.4354 GBP

1p ordinary

Sale

10,499

2.4030 GBP

1p ordinary

Sale

19,251

2.4189 GBP

1p ordinary

Sale

19,647

2.4407 GBP

1p ordinary

Sale

30,375

2.4405 GBP

1p ordinary

Sale

35,072

2.4286 GBP

1p ordinary

Sale

39,963

2.4400 GBP

1p ordinary

Sale

50,153

2.4261 GBP

1p ordinary

Sale

57,457

2.4409 GBP

1p ordinary

Sale

98,397

2.4100 GBP

1p ordinary

Sale

100,267

2.4357 GBP

1p ordinary

Sale

102,703

2.4026 GBP

1p ordinary

Sale

161,609

2.4367 GBP

1p ordinary

Sale

361,205

2.4108 GBP

1p ordinary

Sale

600,000

2.4101 GBP

1p ordinary

Sale

878,941

2.3966 GBP

1p ordinary

Sale

600,000

2.4194 GBP

1p ordinary

Sale

600,000

2.4218 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

1p ordinary

CFD

Long

1

2.4300 GBP

1p ordinary

SWAP

Long

100

2.4349 GBP

1p ordinary

CFD

Long

1,296

2.4059 GBP

1p ordinary

CFD

Long

2,430

2.4292 GBP

1p ordinary

SWAP

Long

3,180

2.4499 GBP

1p ordinary

CFD

Long

14,488

2.4447 GBP

1p ordinary

CFD

Long

14,986

2.4417 GBP

1p ordinary

CFD

Long

22,239

2.4347 GBP

1p ordinary

SWAP

Long

65,090

2.4232 GBP

1p ordinary

SWAP

Long

878,941

2.3966 GBP

1p ordinary

CFD

Short

820

2.4500 GBP

1p ordinary

SWAP

Short

6,353

2.4243 GBP

1p ordinary

SWAP

Short

13,937

2.4182 GBP

1p ordinary

CFD

Short

41,153

2.4440 GBP

1p ordinary

SWAP

Short

71,420

2.4348 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Jun 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 738444
Time of Receipt (offset from UTC): 20210601T113154+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC