Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 17 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

 

 

 

 

453,051

0.20%

1,776,568

0.79%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

197,981

0.09%

7,021

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

675,232

0.30%

1,807,789

0.80%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

254.7400 USD

Purchase

2

254.0800 USD

Purchase

6

254.2400 USD

Purchase

19

254.7200 USD

Purchase

19

253.8400 USD

Purchase

79

254.0041 USD

Purchase

100

254.0700 USD

Purchase

100

254.6400 USD

Purchase

100

253.4800 USD

Purchase

100

254.0500 USD

Purchase

100

254.6000 USD

Purchase

121

253.8626 USD

Purchase

200

254.0400 USD

Purchase

210

255.2571 USD

Purchase

260

254.2658 USD

Purchase

275

253.4600 USD

Purchase

300

253.8266 USD

Purchase

400

254.2825 USD

Purchase

401

253.4994 USD

Purchase

972

254.9323 USD

Purchase

1,458

254.5949 USD

Purchase

1,493

255.2100 USD

Purchase

2,992

254.8643 USD

Purchase

3,362

255.0542 USD

Purchase

3,714

255.2000 USD

Purchase

5,346

255.2005 USD

Purchase

5,628

253.7306 USD

Purchase

6,997

254.8632 USD

Purchase

10,388

254.4220 USD

Purchase

12,368

254.5088 USD

Purchase

19,006

255.1871 USD

Purchase

23,862

254.7283 USD

Sale

1

255.2700 USD

Sale

3

255.3900 USD

Sale

3

255.4600 USD

Sale

4

255.3300 USD

Sale

4

254.8975 USD

Sale

6

255.2750 USD

Sale

9

255.4100 USD

Sale

15

255.0800 USD

Sale

15

255.1050 USD

Sale

15

255.2900 USD

Sale

16

255.4000 USD

Sale

21

255.3200 USD

Sale

30

255.2775 USD

Sale

42

255.1900 USD

Sale

60

255.1733 USD

Sale

61

255.2057 USD

Sale

75

255.2620 USD

Sale

75

255.2600 USD

Sale

80

255.3575 USD

Sale

80

255.2650 USD

Sale

84

255.2050 USD

Sale

84

255.1850 USD

Sale

84

255.1550 USD

Sale

84

255.1100 USD

Sale

97

255.0790 USD

Sale

99

255.2800 USD

Sale

100

255.3160 USD

Sale

100

255.1000 USD

Sale

120

255.3133 USD

Sale

120

255.2816 USD

Sale

120

255.1216 USD

Sale

123

255.2368 USD

Sale

168

255.3100 USD

Sale

180

255.0933 USD

Sale

200

255.2570 USD

Sale

200

254.0400 USD

Sale

210

255.3440 USD

Sale

230

254.8352 USD

Sale

233

255.1631 USD

Sale

252

255.2433 USD

Sale

260

254.2658 USD

Sale

318

255.2397 USD

Sale

320

255.1759 USD

Sale

336

255.2693 USD

Sale

378

255.2661 USD

Sale

384

253.9513 USD

Sale

400

254.5775 USD

Sale

462

255.2645 USD

Sale

470

253.7900 USD

Sale

600

254.9100 USD

Sale

968

254.6833 USD

Sale

1,100

254.9781 USD

Sale

1,292

254.7826 USD

Sale

1,300

255.0339 USD

Sale

1,468

255.0950 USD

Sale

1,492

254.0472 USD

Sale

1,568

255.1985 USD

Sale

1,802

255.2000 USD

Sale

2,116

254.7419 USD

Sale

2,173

254.5425 USD

Sale

2,348

254.6096 USD

Sale

2,814

254.8984 USD

Sale

3,500

254.8583 USD

Sale

5,700

253.4829 USD

Sale

8,011

254.9199 USD

Sale

8,541

254.8940 USD

Sale

8,662

254.8950 USD

Sale

10,249

254.4605 USD

Sale

12,260

254.5408 USD

Sale

18,971

255.1868 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 18 May 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 737604
Time of Receipt (offset from UTC): 20210518T114806+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC