Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

451,292

0.20%

1,751,196

0.78%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

161,781

0.07%

7,021

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

637,273

0.28%

1,782,417

0.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

254.2000 USD

Purchase

2

254.9950 USD

Purchase

4

254.2200 USD

Purchase

6

254.5916 USD

Purchase

9

254.6313 USD

Purchase

13

254.5134 USD

Purchase

21

254.2716 USD

Purchase

23

254.5600 USD

Purchase

25

254.4784 USD

Purchase

30

254.7630 USD

Purchase

32

254.6234 USD

Purchase

36

254.4181 USD

Purchase

38

254.5100 USD

Purchase

40

254.6508 USD

Purchase

41

254.5660 USD

Purchase

46

254.5713 USD

Purchase

64

254.2421 USD

Purchase

65

254.4000 USD

Purchase

66

254.4345 USD

Purchase

72

253.4900 USD

Purchase

85

254.1900 USD

Purchase

98

254.2389 USD

Purchase

100

254.4100 USD

Purchase

100

254.9200 USD

Purchase

100

254.6700 USD

Purchase

183

254.4700 USD

Purchase

200

254.6030 USD

Purchase

300

254.3660 USD

Purchase

360

254.3965 USD

Purchase

412

254.4184 USD

Purchase

500

254.4440 USD

Purchase

602

254.3906 USD

Purchase

658

254.2400 USD

Purchase

1,102

254.3972 USD

Purchase

1,190

253.9355 USD

Purchase

1,291

254.7197 USD

Purchase

1,695

254.1733 USD

Purchase

2,000

254.4810 USD

Purchase

2,348

254.2435 USD

Purchase

6,383

254.7477 USD

Purchase

7,328

254.6885 USD

Purchase

7,965

254.7431 USD

Purchase

9,811

254.4056 USD

Purchase

19,612

254.2949 USD

Sale

2

252.5400 USD

Sale

2

253.3000 USD

Sale

10

254.4100 USD

Sale

18

254.6050 USD

Sale

18

254.4500 USD

Sale

32

254.4484 USD

Sale

50

254.8950 USD

Sale

51

254.4547 USD

Sale

59

254.3674 USD

Sale

64

254.4700 USD

Sale

86

253.7195 USD

Sale

87

254.1900 USD

Sale

100

254.1700 USD

Sale

100

255.0900 USD

Sale

100

255.2000 USD

Sale

100

255.0300 USD

Sale

100

254.3900 USD

Sale

122

254.2739 USD

Sale

173

254.6938 USD

Sale

184

254.4685 USD

Sale

198

254.5904 USD

Sale

200

254.4850 USD

Sale

200

254.4325 USD

Sale

200

254.4675 USD

Sale

244

254.4000 USD

Sale

292

254.2294 USD

Sale

300

254.7783 USD

Sale

300

254.6858 USD

Sale

353

254.6658 USD

Sale

390

254.8685 USD

Sale

400

254.5133 USD

Sale

422

254.3789 USD

Sale

705

254.7940 USD

Sale

1,200

254.7695 USD

Sale

1,694

254.7635 USD

Sale

2,073

254.8722 USD

Sale

2,100

254.4730 USD

Sale

2,654

254.7005 USD

Sale

2,708

254.2847 USD

Sale

2,900

254.4778 USD

Sale

3,458

254.1362 USD

Sale

4,693

254.2855 USD

Sale

5,085

254.7641 USD

Sale

7,749

254.7593 USD

Sale

10,832

254.2400 USD

Sale

12,745

254.3254 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

17 May 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 737424
Time of Receipt (offset from UTC): 20210517T112637+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC