FORM 8.3 - AON PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

446,218

0.20%

1,794,617

0.80%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

161,781

0.07%

7,021

0.00%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

(4)

TOTAL:

 

 

 

 

630,800

0.28%

1,825,838

0.81%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

253.9400 USD
Purchase

2

254.4600 USD
Purchase

4

255.9550 USD
Purchase

100

253.4500 USD
Purchase

100

254.0601 USD
Purchase

110

257.9000 USD
Purchase

200

253.7700 USD
Purchase

268

254.5601 USD
Purchase

300

255.9500 USD
Purchase

327

254.0857 USD
Purchase

609

254.0717 USD
Purchase

1,057

254.7754 USD
Purchase

1,582

254.1177 USD
Purchase

1,667

253.4302 USD
Purchase

1,726

254.0778 USD
Purchase

1,800

255.4900 USD
Purchase

1,900

254.7618 USD
Purchase

1,959

254.2085 USD
Purchase

3,917

254.2972 USD
Purchase

4,943

254.4157 USD
Purchase

5,891

254.1233 USD
Purchase

7,986

253.9473 USD
Purchase

8,281

254.8665 USD
Purchase

8,893

254.1200 USD
Purchase

9,720

253.8828 USD
Purchase

12,598

254.1300 USD
Purchase

14,139

254.2014 USD
Purchase

16,838

253.9213 USD
Sale

1

253.4000 USD
Sale

2

254.4600 USD
Sale

2

253.6650 USD
Sale

2

253.4050 USD
Sale

3

253.2783 USD
Sale

47

254.3800 USD
Sale

100

255.4300 USD
Sale

100

253.7100 USD
Sale

100

254.0900 USD
Sale

100

253.4700 USD
Sale

110

257.9000 USD
Sale

143

253.9793 USD
Sale

161

253.8895 USD
Sale

163

254.9885 USD
Sale

167

253.7906 USD
Sale

180

254.0266 USD
Sale

197

254.0269 USD
Sale

200

254.1400 USD
Sale

296

253.9036 USD
Sale

327

253.6946 USD
Sale

500

254.0940 USD
Sale

555

253.8786 USD
Sale

628

253.9576 USD
Sale

948

254.4026 USD
Sale

959

253.7892 USD
Sale

1,576

254.1207 USD
Sale

1,900

253.9476 USD
Sale

1,914

254.6121 USD
Sale

1,974

254.1236 USD
Sale

2,189

253.9781 USD
Sale

3,574

253.9231 USD
Sale

4,057

254.1165 USD
Sale

4,632

253.8374 USD
Sale

4,938

254.3342 USD
Sale

5,600

254.1200 USD
Sale

8,894

253.4325 USD
Sale

9,217

254.1315 USD
Sale

10,000

254.7589 USD
Sale

11,739

254.1097 USD
Sale

11,911

254.1675 USD
Sale

15,507

254.5545 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 May 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

 

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 737397
Time of Receipt (offset from UTC): 20210514T133435+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC