Form 8.3 - AON PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

10 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

445,621

0.20%

1,788,422

0.79%

 

(2)

Derivatives (other than options):

170,733

0.08%

7,021

0.00%

 

(3)

Options and agreements to
purchase/sell:

24,200

0.01%

24,200

0.01%

 
TOTAL:

640,554

0.28%

1,819,643

0.81%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

258.3900 USD
Purchase

2

258.5300 USD
Purchase

2

260.1500 USD
Purchase

3

259.3100 USD
Purchase

9

260.1200 USD
Purchase

12

259.2841 USD
Purchase

19

259.6000 USD
Purchase

20

259.2800 USD
Purchase

43

260.3306 USD
Purchase

80

258.5905 USD
Purchase

94

258.5131 USD
Purchase

100

257.7450 USD
Purchase

100

257.4800 USD
Purchase

100

257.4900 USD
Purchase

200

258.5475 USD
Purchase

420

258.0592 USD
Purchase

422

257.8039 USD
Purchase

739

258.5331 USD
Purchase

827

259.0761 USD
Purchase

900

258.1455 USD
Purchase

1,033

257.8404 USD
Purchase

1,631

258.4627 USD
Purchase

1,638

258.7055 USD
Purchase

1,825

257.6593 USD
Purchase

2,681

258.4500 USD
Purchase

2,834

258.5713 USD
Purchase

3,900

258.4594 USD
Purchase

3,991

258.6991 USD
Purchase

4,373

258.4591 USD
Purchase

4,696

258.8916 USD
Purchase

6,411

258.5600 USD
Purchase

7,109

258.8084 USD
Purchase

11,614

259.0672 USD
Purchase

21,653

258.7934 USD
Purchase

27,257

258.8304 USD
Sale

4

258.6000 USD
Sale

5

258.2600 USD
Sale

20

259.2800 USD
Sale

21

258.4600 USD
Sale

73

258.4997 USD
Sale

100

258.5000 USD
Sale

100

258.5800 USD
Sale

100

258.3700 USD
Sale

100

258.8100 USD
Sale

101

259.1806 USD
Sale

179

258.4581 USD
Sale

200

258.3500 USD
Sale

200

258.4234 USD
Sale

200

258.5725 USD
Sale

200

258.6150 USD
Sale

200

259.1400 USD
Sale

200

259.3650 USD
Sale

200

259.3850 USD
Sale

400

258.7175 USD
Sale

400

258.5325 USD
Sale

481

258.4135 USD
Sale

500

259.2280 USD
Sale

600

259.0966 USD
Sale

600

259.1241 USD
Sale

603

259.1165 USD
Sale

644

258.8072 USD
Sale

700

258.3971 USD
Sale

700

259.1814 USD
Sale

700

259.0828 USD
Sale

800

259.3225 USD
Sale

800

259.1475 USD
Sale

900

259.1411 USD
Sale

1,000

259.1185 USD
Sale

1,098

259.1608 USD
Sale

1,109

259.0823 USD
Sale

1,150

259.3400 USD
Sale

1,239

258.3937 USD
Sale

1,461

258.4182 USD
Sale

1,515

258.4286 USD
Sale

1,593

258.3600 USD
Sale

1,626

258.4633 USD
Sale

1,656

258.7104 USD
Sale

1,664

259.1634 USD
Sale

1,672

258.4068 USD
Sale

1,681

258.4180 USD
Sale

1,981

258.5600 USD
Sale

2,269

259.0582 USD
Sale

2,355

258.6064 USD
Sale

2,793

258.4500 USD
Sale

3,168

258.6894 USD
Sale

3,667

259.2523 USD
Sale

4,000

258.8648 USD
Sale

4,691

258.5543 USD
Sale

4,830

258.9035 USD
Sale

5,000

257.8586 USD
Sale

5,254

259.2148 USD
Sale

5,395

258.5852 USD
Sale

5,564

259.1393 USD
Sale

7,400

258.6912 USD
Sale

9,363

258.4902 USD
Sale

9,443

258.6779 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

11 May 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-1,200

220.0000

American Jul 16, 2021
Call Options Purchased

1,200

240.0000

American Jul 16, 2021
Call Options Purchased

23,000

220.0000

American Jul 16, 2021
Put Options Purchased

-23,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 736969
Time of Receipt (offset from UTC): 20210511T111946+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC