Form 8.3 - AON PLC - Amendment

LONDON--()-- 

FORM 8.3 Amendment to purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

AON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

4 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

482,063

0.21%

1,758,760

0.78%

 

(2)

Derivatives (other than options):

144,543

0.06%

7,021

0.00%

 

(3)

Options and agreements to
purchase/sell:

24,200

0.01%

24,200

0.01%

 
TOTAL:

650,806

0.29%

1,789,981

0.79%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

253.4000 USD
Purchase

1

253.7600 USD
Purchase

2

253.7000 USD
Purchase

2

253.8000 USD
Purchase

9

253.8433 USD
Purchase

11

253.1390 USD
Purchase

25

252.8900 USD
Purchase

40

253.5621 USD
Purchase

74

252.8500 USD
Purchase

75

252.9300 USD
Purchase

100

252.7100 USD
Purchase

100

252.9135 USD
Purchase

200

252.5050 USD
Purchase

200

252.9167 USD
Purchase

250

253.8360 USD
Purchase

300

253.2766 USD
Purchase

300

253.5000 USD
Purchase

400

252.6725 USD
Purchase

642

253.6854 USD
Purchase

1,539

252.9605 USD
Purchase

2,830

253.0656 USD
Purchase

2,874

253.0732 USD
Purchase

2,996

253.6317 USD
Purchase

3,436

252.5004 USD
Purchase

4,411

253.4840 USD
Purchase

4,459

253.1709 USD
Purchase

5,983

253.2646 USD
Purchase

10,503

253.3071 USD
Purchase

12,122

253.0294 USD
Purchase

15,944

253.7498 USD
Purchase

17,067

253.9300 USD
Purchase

31,556

253.5488 USD
Sale

1

252.2800 USD
Sale

1

253.5400 USD
Sale

2

252.3000 USD
Sale

5

253.6600 USD
Sale

8

252.2875 USD
Sale

33

253.7650 USD
Sale

47

253.6980 USD
Sale

100

252.4000 USD
Sale

100

253.1500 USD
Sale

101

253.6232 USD
Sale

102

253.6013 USD
Sale

102

253.5303 USD
Sale

142

254.1200 USD
Sale

177

253.6938 USD
Sale

200

253.0700 USD
Sale

200

253.4050 USD
Sale

200

252.3900 USD
Sale

200

253.5500 USD
Sale

200

252.9168 USD
Sale

200

252.6200 USD
Sale

200

252.9167 USD
Sale

237

252.5071 USD
Sale

248

252.6036 USD
Sale

275

253.6926 USD
Sale

297

252.3274 USD
Sale

300

253.3883 USD
Sale

300

253.5233 USD
Sale

300

252.3833 USD
Sale

350

253.2942 USD
Sale

400

253.2900 USD
Sale

400

253.6575 USD
Sale

400

253.4775 USD
Sale

400

253.4500 USD
Sale

400

253.2700 USD
Sale

461

253.4309 USD
Sale

500

253.5570 USD
Sale

500

253.6720 USD
Sale

578

253.6765 USD
Sale

587

253.5169 USD
Sale

600

253.3116 USD
Sale

610

253.3518 USD
Sale

634

253.0352 USD
Sale

647

253.1294 USD
Sale

700

253.4807 USD
Sale

700

252.6250 USD
Sale

736

252.4031 USD
Sale

1,035

252.7070 USD
Sale

1,071

253.7481 USD
Sale

1,100

252.9818 USD
Sale

1,103

253.0372 USD
Sale

1,200

253.2648 USD
Sale

1,500

253.2203 USD
Sale

1,819

253.4642 USD
Sale

2,644

253.3449 USD
Sale

2,874

253.0732 USD
Sale

3,848

253.2494 USD
Sale

3,853

253.0692 USD
Sale

3,900

253.4125 USD
Sale

4,501

253.2723 USD
Sale

4,503

253.2027 USD
Sale

7,763

253.1160 USD
Sale

8,880

253.5377 USD
Sale

12,003

253.9144 USD
Sale

12,339

253.9256 USD
Sale

13,016

253.0544 USD
Sale

14,616

253.9300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

6 May 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-1,200

220.0000

American Jul 16, 2021
Call Options Purchased

1,200

240.0000

American Jul 16, 2021
Call Options Purchased

23,000

220.0000

American Jul 16, 2021
Put Options Purchased

-23,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 736690
Time of Receipt (offset from UTC): 20210506T134015+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC