Form 8.3 -WILLIS TOWERS WATSON PLC - Amendment

LONDON--()-- 

FORM 8.3 Amendment to purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

WILLIS TOWERS WATSON PLC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

4 May 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

1,694,365

1.31%

165,883

0.13%

 

(2)

Derivatives (other than options):

72,359

0.06%

0

0.00%

 

(3)

Options and agreements to
purchase/sell:

6,100

0.00%

6,100

0.00%

 
TOTAL:

1,772,824

1.37%

171,983

0.13%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

Purchase/sale Number of relevant securities Price per unit
Purchase

2

261.6200 USD
Purchase

3

262.8700 USD
Purchase

5

262.8750 USD
Purchase

6

262.3750 USD
Purchase

11

262.6972 USD
Purchase

13

262.5684 USD
Purchase

19

262.6334 USD
Purchase

35

262.4231 USD
Purchase

37

262.3089 USD
Purchase

68

262.0100 USD
Purchase

89

262.5397 USD
Purchase

154

261.9174 USD
Purchase

168

262.4309 USD
Purchase

396

262.0774 USD
Purchase

399

262.3891 USD
Purchase

403

262.4128 USD
Purchase

467

262.5353 USD
Purchase

512

262.2181 USD
Purchase

591

262.1929 USD
Purchase

1,628

262.2570 USD
Purchase

3,000

262.1650 USD
Purchase

3,206

262.1479 USD
Purchase

3,282

262.7790 USD
Purchase

4,231

262.7800 USD
Purchase

6,677

262.7520 USD
Purchase

8,244

262.0176 USD
Purchase

12,167

262.4181 USD
Sale

1

259.6100 USD
Sale

1

262.9200 USD
Sale

1

262.2900 USD
Sale

2

261.6200 USD
Sale

3

262.1100 USD
Sale

5

262.9300 USD
Sale

5

262.1000 USD
Sale

13

262.5684 USD
Sale

50

262.0300 USD
Sale

68

262.0100 USD
Sale

86

263.0900 USD
Sale

190

262.5036 USD
Sale

200

262.6750 USD
Sale

300

262.2600 USD
Sale

300

261.9533 USD
Sale

409

262.4102 USD
Sale

593

262.1874 USD
Sale

626

262.2230 USD
Sale

700

262.2408 USD
Sale

750

262.1300 USD
Sale

800

262.3239 USD
Sale

1,053

261.9958 USD
Sale

1,168

262.1756 USD
Sale

1,273

262.6338 USD
Sale

1,500

262.0850 USD
Sale

2,422

261.9846 USD
Sale

4,000

262.2039 USD
Sale

6,357

262.0512 USD
Sale

9,909

262.4794 USD
Sale

12,456

262.7800 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

71,000

262.7800 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

6 May 2021

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased

-100

220.0000

American Jul 16, 2021
Call Options Purchased

100

240.0000

American Jul 16, 2021
Call Options Purchased

6,000

220.0000

American Jul 16, 2021
Put Options Purchased

-6,000

200.0000

American Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 736812
Time of Receipt (offset from UTC): 20210506T132142+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC