Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 April 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

478,457

0.21%

1,722,909

0.76%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

101,976

0.05%

13,691

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

604,633

0.27%

1,760,800

0.78%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

236.9100 USD

Purchase

20

236.5610 USD

Purchase

50

236.6000 USD

Purchase

100

235.2600 USD

Purchase

102

236.5253 USD

Purchase

106

236.5986 USD

Purchase

116

236.7006 USD

Purchase

193

236.6629 USD

Purchase

196

236.5991 USD

Purchase

200

236.2250 USD

Purchase

200

236.5200 USD

Purchase

201

236.2478 USD

Purchase

304

235.9234 USD

Purchase

400

236.2217 USD

Purchase

531

236.4567 USD

Purchase

551

236.9954 USD

Purchase

600

236.5173 USD

Purchase

726

236.6761 USD

Purchase

922

236.7079 USD

Purchase

1,472

236.4935 USD

Purchase

2,000

236.6541 USD

Purchase

3,180

236.5364 USD

Purchase

3,581

236.1828 USD

Purchase

10,800

236.6532 USD

Purchase

11,484

236.5000 USD

Purchase

12,559

236.5326 USD

Purchase

23,168

236.3954 USD

Sale

1

236.7500 USD

Sale

1

236.4800 USD

Sale

2

236.6000 USD

Sale

2

236.7100 USD

Sale

2

236.7200 USD

Sale

2

237.2650 USD

Sale

4

235.8075 USD

Sale

10

236.7220 USD

Sale

12

236.9100 USD

Sale

13

236.6953 USD

Sale

15

236.5340 USD

Sale

22

236.3975 USD

Sale

48

236.9141 USD

Sale

48

236.5706 USD

Sale

52

236.5979 USD

Sale

67

236.5100 USD

Sale

69

236.6500 USD

Sale

77

236.6066 USD

Sale

85

236.6295 USD

Sale

100

236.3300 USD

Sale

100

235.2600 USD

Sale

100

236.5500 USD

Sale

100

236.5800 USD

Sale

100

236.7700 USD

Sale

104

236.7238 USD

Sale

151

236.5400 USD

Sale

168

236.5840 USD

Sale

196

236.7062 USD

Sale

226

236.7678 USD

Sale

244

236.7312 USD

Sale

250

236.6300 USD

Sale

266

236.6276 USD

Sale

274

236.7814 USD

Sale

300

236.5173 USD

Sale

300

236.6534 USD

Sale

304

236.6163 USD

Sale

324

236.6045 USD

Sale

400

236.7265 USD

Sale

400

236.6800 USD

Sale

486

236.5925 USD

Sale

676

236.6330 USD

Sale

806

236.7251 USD

Sale

918

236.4404 USD

Sale

931

236.3558 USD

Sale

978

236.4973 USD

Sale

1,000

236.4555 USD

Sale

1,002

236.5002 USD

Sale

1,393

236.6385 USD

Sale

2,015

236.6438 USD

Sale

2,339

236.5522 USD

Sale

2,529

236.6641 USD

Sale

2,535

236.6745 USD

Sale

2,595

236.4834 USD

Sale

8,978

236.5344 USD

Sale

11,152

236.5000 USD

Sale

28,502

236.3833 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Apr 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 735503
Time of Receipt (offset from UTC): 20210416T115847+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC