Form 8.3 - SIGNATURE AVIATION PLC AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment to sales

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SIGNATURE AVIATION PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 March 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

31,350,201

3.78%

11,782,056

1.42%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

11,517,615

1.39%

29,753,829

3.59%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

42,867,816

5.17%

41,535,885

5.01%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

37p ordinary

Purchase

1,123

4.0615 GBP

37p ordinary

Purchase

1,545

4.0386 GBP

37p ordinary

Purchase

1,831

4.0485 GBP

37p ordinary

Purchase

2,024

4.0556 GBP

37p ordinary

Purchase

4,014

4.0356 GBP

37p ordinary

Purchase

5,680

4.0461 GBP

37p ordinary

Purchase

6,248

4.0450 GBP

37p ordinary

Purchase

6,402

4.0409 GBP

37p ordinary

Purchase

7,502

4.0352 GBP

37p ordinary

Purchase

7,639

4.0389 GBP

37p ordinary

Purchase

8,669

4.0480 GBP

37p ordinary

Purchase

8,742

4.0404 GBP

37p ordinary

Purchase

11,392

4.0477 GBP

37p ordinary

Purchase

13,766

4.0355 GBP

37p ordinary

Purchase

15,430

4.0360 GBP

37p ordinary

Purchase

31,660

4.0369 GBP

37p ordinary

Purchase

43,322

4.0376 GBP

37p ordinary

Purchase

75,388

4.0380 GBP

37p ordinary

Purchase

112,301

4.0432 GBP

37p ordinary

Sale

19

4.0620 GBP

37p ordinary

Sale

333

4.0580 GBP

37p ordinary

Sale

382

4.0610 GBP

37p ordinary

Sale

389

4.0650 GBP

37p ordinary

Sale

1,437

4.0497 GBP

37p ordinary

Sale

1,474

4.0551 GBP

37p ordinary

Sale

1,478

4.0382 GBP

37p ordinary

Sale

1,831

4.0485 GBP

37p ordinary

Sale

8,515

4.0325 GBP

37p ordinary

Sale

11,475

4.0322 GBP

37p ordinary

Sale

11,942

4.0484 GBP

37p ordinary

Sale

12,038

4.0480 GBP

37p ordinary

Sale

90,527

4.0393 GBP

37p ordinary

Sale

140,609

4.0504 GBP

37p ordinary

Sale

500,000

4.0478 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

37p ordinary

SWAP

Long

1,437

4.0497 GBP

37p ordinary

SWAP

Long

2,160

4.0501 GBP

37p ordinary

SWAP

Long

6,019

4.0484 GBP

37p ordinary

SWAP

Long

103,816

4.0372 GBP

37p ordinary

SWAP

Short

1,646

4.0455 GBP

37p ordinary

CFD

Short

3,256

4.0485 GBP

37p ordinary

CFD

Short

3,305

4.0480 GBP

37p ordinary

CFD

Short

5,364

4.0479 GBP

37p ordinary

SWAP

Short

32,729

4.0485 GBP

37p ordinary

SWAP

Short

40,538

4.0408 GBP

37p ordinary

SWAP

Short

50,228

4.0407 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 Mar 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 734111
Time of Receipt (offset from UTC): 20210330T160944+0100

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC