Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 March 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

481,083

0.21%

1,730,518

0.77%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

97,128

0.04%

13,757

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

602,411

0.27%

1,768,475

0.78%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

224.7500 USD

Purchase

8

224.0881 USD

Purchase

19

224.4115 USD

Purchase

41

225.0343 USD

Purchase

46

224.2277 USD

Purchase

100

225.1200 USD

Purchase

100

224.9574 USD

Purchase

126

225.0515 USD

Purchase

135

224.2288 USD

Purchase

140

224.4664 USD

Purchase

150

224.6960 USD

Purchase

172

224.6888 USD

Purchase

200

224.2325 USD

Purchase

226

224.8999 USD

Purchase

290

224.5712 USD

Purchase

300

224.8616 USD

Purchase

322

224.9108 USD

Purchase

350

225.0085 USD

Purchase

385

224.8560 USD

Purchase

400

224.3387 USD

Purchase

455

224.9223 USD

Purchase

598

224.6826 USD

Purchase

600

224.7616 USD

Purchase

742

224.5483 USD

Purchase

900

224.3505 USD

Purchase

944

224.9010 USD

Purchase

1,000

224.4090 USD

Purchase

1,056

224.6632 USD

Purchase

1,100

224.5535 USD

Purchase

1,714

225.0305 USD

Purchase

3,180

224.9513 USD

Purchase

4,124

224.9147 USD

Purchase

5,489

224.4354 USD

Purchase

5,562

224.5875 USD

Purchase

7,855

225.0300 USD

Purchase

8,631

224.4879 USD

Purchase

10,105

224.5594 USD

Purchase

10,618

224.5358 USD

Purchase

11,802

224.5523 USD

Purchase

12,867

224.5891 USD

Purchase

13,897

224.5447 USD

Purchase

20,346

224.8514 USD

Purchase

50,472

224.8402 USD

Sale

1

224.6200 USD

Sale

18

224.5400 USD

Sale

24

224.4350 USD

Sale

27

224.4822 USD

Sale

39

224.3330 USD

Sale

49

225.1300 USD

Sale

51

224.6300 USD

Sale

63

224.4742 USD

Sale

73

224.5500 USD

Sale

90

223.9950 USD

Sale

100

224.2000 USD

Sale

100

223.8600 USD

Sale

100

225.0600 USD

Sale

101

223.9821 USD

Sale

114

224.2531 USD

Sale

114

224.4821 USD

Sale

117

224.6287 USD

Sale

119

223.5250 USD

Sale

168

224.9960 USD

Sale

200

225.1800 USD

Sale

200

225.2700 USD

Sale

227

225.1587 USD

Sale

234

224.7476 USD

Sale

296

224.6579 USD

Sale

300

224.1783 USD

Sale

300

224.3750 USD

Sale

310

224.5999 USD

Sale

367

224.0456 USD

Sale

390

224.7601 USD

Sale

400

225.0900 USD

Sale

532

224.5745 USD

Sale

605

224.0853 USD

Sale

635

224.6261 USD

Sale

654

224.4293 USD

Sale

700

224.9714 USD

Sale

700

224.3571 USD

Sale

939

224.7507 USD

Sale

1,500

224.5473 USD

Sale

1,616

225.1562 USD

Sale

1,853

224.8592 USD

Sale

2,610

224.3693 USD

Sale

2,900

224.9810 USD

Sale

3,663

224.3412 USD

Sale

4,480

224.9275 USD

Sale

4,904

224.5806 USD

Sale

7,010

224.8025 USD

Sale

7,858

224.4262 USD

Sale

9,035

224.6972 USD

Sale

10,448

224.9028 USD

Sale

10,942

224.4141 USD

Sale

11,941

225.0300 USD

Sale

17,209

224.5544 USD

Sale

71,516

224.7669 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

26 Mar 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 733630
Time of Receipt (offset from UTC): 20210326T142849+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC