Form 8.3 - SIGNATURE AVIATION PLC AMENDMENT

LONDON--()-- 

FORM 8.3 Amendment in purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

SIGNATURE AVIATION PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 March 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

32,207,732

3.82%

11,729,212

1.42%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

11,522,636

1.39%

29,807,438

3.60%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

43,730,368

5.21%

41,536,650

5.01%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

37p ordinary

Purchase

7

4.0250 GBP

37p ordinary

Purchase

554

3.9980 GBP

37p ordinary

Purchase

593

3.9955 GBP

37p ordinary

Purchase

747

4.0160 GBP

37p ordinary

Purchase

1,113

4.0139 GBP

37p ordinary

Purchase

1,467

4.0200 GBP

37p ordinary

Purchase

1,720

4.0155 GBP

37p ordinary

Purchase

5,877

3.9990 GBP

37p ordinary

Purchase

7,425

4.0015 GBP

37p ordinary

Purchase

16,456

4.0027 GBP

37p ordinary

Purchase

18,600

3.9945 GBP

37p ordinary

Purchase

45,252

4.0062 GBP

37p ordinary

Purchase

82,604

4.0168 GBP

37p ordinary

Purchase

93,975

4.0055 GBP

37p ordinary

Purchase

105,607

4.0092 GBP

37p ordinary

Purchase

110,861

4.0178 GBP

37p ordinary

Purchase

140,352

4.0018 GBP

37p ordinary

Purchase

493,223

4.0180 GBP

37p ordinary

Purchase

560,000

3.9897 GBP

37p ordinary

Purchase

800,751

4.0058 GBP

37p ordinary

Purchase

2,792,846

4.0052 GBP

37p ordinary

Sale

269

4.0160 GBP

37p ordinary

Sale

324

4.0232 GBP

37p ordinary

Sale

686

3.9960 GBP

37p ordinary

Sale

1,426

4.0247 GBP

37p ordinary

Sale

1,926

4.0269 GBP

37p ordinary

Sale

2,377

4.0089 GBP

37p ordinary

Sale

2,560

4.0242 GBP

37p ordinary

Sale

3,623

4.0054 GBP

37p ordinary

Sale

4,123

4.0256 GBP

37p ordinary

Sale

7,024

4.0058 GBP

37p ordinary

Sale

7,547

3.9998 GBP

37p ordinary

Sale

9,300

4.0020 GBP

37p ordinary

Sale

9,835

4.0045 GBP

37p ordinary

Sale

10,395

4.0318 GBP

37p ordinary

Sale

15,146

4.0235 GBP

37p ordinary

Sale

17,425

4.0182 GBP

37p ordinary

Sale

17,810

4.0323 GBP

37p ordinary

Sale

18,617

4.0130 GBP

37p ordinary

Sale

47,146

4.0221 GBP

37p ordinary

Sale

47,582

4.0097 GBP

37p ordinary

Sale

56,850

4.0273 GBP

37p ordinary

Sale

74,079

4.0220 GBP

37p ordinary

Sale

105,322

4.0064 GBP

37p ordinary

Sale

118,034

4.0135 GBP

37p ordinary

Sale

135,177

4.0180 GBP

37p ordinary

Sale

147,643

4.0072 GBP

37p ordinary

Sale

259,149

4.0041 GBP

37p ordinary

Sale

286,743

4.0123 GBP

37p ordinary

Sale

345,889

4.0203 GBP

37p ordinary

Sale

467,757

4.0184 GBP

37p ordinary

Sale

492,038

4.0091 GBP

37p ordinary

Sale

623,667

4.0005 GBP

37p ordinary

Sale

811,157

4.0047 GBP

37p ordinary

Sale

500,000

4.0164 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities

37p ordinary

CFD

Long

25,397

4.0180 GBP

37p ordinary

SWAP

Long

46,289

4.0180 GBP

37p ordinary

SWAP

Long

76,740

4.0086 GBP

37p ordinary

SWAP

Long

90,507

4.0067 GBP

37p ordinary

CFD

Long

95,390

4.0162 GBP

37p ordinary

CFD

Short

21

4.0200 GBP

37p ordinary

SWAP

Short

3,252

4.0065 GBP

37p ordinary

CFD

Short

5,668

4.0179 GBP

37p ordinary

CFD

Short

6,134

4.0205 GBP

37p ordinary

SWAP

Short

13,118

4.0019 GBP

37p ordinary

SWAP

Short

114,328

4.0077 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 23 Mar 2021
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 733503
Time of Receipt (offset from UTC): 20210323T134706+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC