Form 8.3 - AON PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 15 March 2021

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

502,845

0.22%

1,779,423

0.79%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

106,098

0.05%

30,257

0.01%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

24,200

0.01%

24,200

0.01%

 

 

 

 

TOTAL:

 

 

 

 

633,143

0.28%

1,833,880

0.81%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

225.3400 USD

Purchase

5

225.9900 USD

Purchase

14

226.0600 USD

Purchase

16

225.9600 USD

Purchase

16

226.1700 USD

Purchase

19

226.0650 USD

Purchase

29

225.8417 USD

Purchase

32

226.0825 USD

Purchase

43

225.9800 USD

Purchase

80

225.9060 USD

Purchase

84

225.6906 USD

Purchase

85

226.1900 USD

Purchase

90

225.7124 USD

Purchase

95

225.8803 USD

Purchase

96

225.6583 USD

Purchase

100

225.4300 USD

Purchase

100

226.1000 USD

Purchase

108

226.8268 USD

Purchase

110

225.8847 USD

Purchase

112

225.8464 USD

Purchase

114

226.1377 USD

Purchase

128

225.5425 USD

Purchase

128

226.0275 USD

Purchase

134

225.9608 USD

Purchase

135

225.7488 USD

Purchase

150

226.3300 USD

Purchase

177

225.8232 USD

Purchase

208

226.2020 USD

Purchase

256

225.7556 USD

Purchase

257

226.2413 USD

Purchase

289

226.0856 USD

Purchase

300

225.6933 USD

Purchase

360

225.9986 USD

Purchase

367

226.8722 USD

Purchase

367

226.8723 USD

Purchase

384

225.6695 USD

Purchase

407

225.9790 USD

Purchase

464

225.6837 USD

Purchase

472

226.0981 USD

Purchase

500

225.6900 USD

Purchase

610

225.9544 USD

Purchase

672

225.5842 USD

Purchase

689

225.6603 USD

Purchase

855

226.0997 USD

Purchase

1,098

225.5380 USD

Purchase

1,298

225.8004 USD

Purchase

1,667

226.7517 USD

Purchase

1,701

225.7196 USD

Purchase

1,771

226.1099 USD

Purchase

2,800

225.7132 USD

Purchase

2,822

226.0637 USD

Purchase

3,342

226.1462 USD

Purchase

3,807

226.0961 USD

Purchase

5,126

225.8203 USD

Purchase

5,424

226.0984 USD

Purchase

8,066

225.8982 USD

Purchase

11,734

225.9637 USD

Purchase

11,804

225.5000 USD

Purchase

14,258

226.0289 USD

Purchase

21,545

225.5064 USD

Purchase

55,613

225.7193 USD

Sale

1

225.1100 USD

Sale

5

225.9900 USD

Sale

16

226.1550 USD

Sale

18

225.2750 USD

Sale

78

225.3300 USD

Sale

89

225.9000 USD

Sale

100

225.4850 USD

Sale

100

225.8500 USD

Sale

100

225.1400 USD

Sale

100

225.6800 USD

Sale

100

226.0800 USD

Sale

100

226.3200 USD

Sale

100

225.6400 USD

Sale

151

225.5200 USD

Sale

198

225.9746 USD

Sale

200

225.4950 USD

Sale

200

225.4750 USD

Sale

200

226.8300 USD

Sale

280

227.2783 USD

Sale

367

226.8722 USD

Sale

383

226.8362 USD

Sale

611

225.5638 USD

Sale

744

225.6734 USD

Sale

950

226.0342 USD

Sale

985

225.7982 USD

Sale

1,100

225.6747 USD

Sale

1,700

225.7670 USD

Sale

1,818

226.3399 USD

Sale

3,870

226.1138 USD

Sale

4,698

225.6685 USD

Sale

5,854

226.2083 USD

Sale

9,456

225.9775 USD

Sale

9,687

225.8680 USD

Sale

11,672

225.5000 USD

Sale

32,281

225.6983 USD

Sale

70,981

225.7815 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 7)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 5)

 

 

 

 

 

 

 

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

16 Mar 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Purchased

-1,200

220.0000

American

Jul 16, 2021

Call Options

Purchased

1,200

240.0000

American

Jul 16, 2021

Call Options

Purchased

23,000

220.0000

American

Jul 16, 2021

Put Options

Purchased

-23,000

200.0000

American

Jul 16, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Category Code: RET
Sequence Number: 732757
Time of Receipt (offset from UTC): 20210316T121357+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC