Form 8.3 - DIALOG SEMICONDUCTOR PLC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	DIALOG SEMICONDUCTOR PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	12 March 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	1,750,446	2.28%	191,414	0.25%
(2)	Cash-settled derivatives:
		42,835	0.06%	1,223,411	1.60%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	1,793,281	2.34%	1,414,825	1.85%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	55	63.9580 EUR
10p ordinary	Purchase	55	63.9600 EUR
10p ordinary	Purchase	69	64.0057 EUR
10p ordinary	Purchase	132	64.1208 EUR
10p ordinary	Purchase	300	64.1000 EUR
10p ordinary	Purchase	539	64.0001 EUR
10p ordinary	Purchase	679	63.9800 EUR
10p ordinary	Purchase	1,089	64.0176 EUR
10p ordinary	Purchase	1,106	64.0028 EUR
10p ordinary	Purchase	1,290	64.0077 EUR
10p ordinary	Purchase	1,826	64.0178 EUR
10p ordinary	Purchase	2,508	64.0015 EUR
10p ordinary	Purchase	2,895	63.9919 EUR
10p ordinary	Purchase	4,304	63.9995 EUR
10p ordinary	Purchase	10,000	63.9414 EUR
10p ordinary	Purchase	41,893	64.0198 EUR
10p ordinary	Purchase	55,015	64.0200 EUR
10p ordinary	Purchase	59,526	64.0004 EUR
10p ordinary	Purchase	141,213	64.0061 EUR
10p ordinary	Sale	55	63.9600 EUR
10p ordinary	Sale	65	64.0000 EUR
10p ordinary	Sale	296	64.0200 EUR
10p ordinary	Sale	401	64.0043 EUR
10p ordinary	Sale	432	64.1122 EUR
10p ordinary	Sale	438	64.0005 EUR
10p ordinary	Sale	580	63.9832 EUR
10p ordinary	Sale	729	63.9887 EUR
10p ordinary	Sale	930	63.9800 EUR
10p ordinary	Sale	1,337	64.0105 EUR
10p ordinary	Sale	6,608	64.0010 EUR
10p ordinary	Sale	7,461	63.9949 EUR
10p ordinary	Sale	150,000	64.0707 EUR
(b)	Cash-settled derivative transactions
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	SWAP	Long	91	64.0393 EUR
10p ordinary	CFD	Long	401	64.0043 EUR
10p ordinary	CFD	Long	438	64.0005 EUR
10p ordinary	CFD	Long	17,554	63.9871 EUR
10p ordinary	CFD	Short	1,290	64.0077 EUR
10p ordinary	SWAP	Short	141,213	64.0061 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	15 March 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure:	Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	DIALOG SEMICONDUCTOR PLC

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class	Product	Writing,	Number	Exercise	Type	Expiry
of	description	purchasing,	of	price		date
relevant		selling,	securities	per unit
security		varying etc	to which
			option
			relates
10p ordinary	Call Options	Purchased	22,020	69.0099	European	30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.