Form 8.3 - DIALOG SEMICONDUCTOR PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

 
(b) Owner or controller of interest and short

 

positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

DIALOG SEMICONDUCTOR PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

09 March 2021

(f) In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 10p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

1,172,102

1.53%

147,731

0.19%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

62,196

0.08%

855,253

1.12%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

1,234,298

1.61%

1,002,984

1.31%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

10p ordinary

Purchase

7

64.0400 EUR

10p ordinary

Purchase

168

63.9776 EUR

10p ordinary

Purchase

241

64.0858 EUR

10p ordinary

Purchase

330

63.9880 EUR

10p ordinary

Purchase

416

64.1000 EUR

10p ordinary

Purchase

560

64.0176 EUR

10p ordinary

Purchase

625

64.0599 EUR

10p ordinary

Purchase

1,017

63.9805 EUR

10p ordinary

Purchase

3,702

64.0000 EUR

10p ordinary

Purchase

3,719

63.9800 EUR

10p ordinary

Purchase

5,854

63.9981 EUR

10p ordinary

Purchase

11,116

64.0028 EUR

10p ordinary

Purchase

11,675

64.0119 EUR

10p ordinary

Purchase

37,381

64.0120 EUR

10p ordinary

Sale

48

64.0129 EUR

10p ordinary

Sale

97

63.9965 EUR

10p ordinary

Sale

139

63.9964 EUR

10p ordinary

Sale

165

63.9800 EUR

10p ordinary

Sale

191

63.9900 EUR

10p ordinary

Sale

222

63.9400 EUR

10p ordinary

Sale

529

64.0935 EUR

10p ordinary

Sale

531

63.9479 EUR

10p ordinary

Sale

581

64.0688 EUR

10p ordinary

Sale

820

63.9522 EUR

10p ordinary

Sale

2,077

63.9634 EUR

10p ordinary

Sale

3,500

64.0100 EUR

10p ordinary

Sale

5,363

64.0000 EUR

10p ordinary

Sale

15,246

63.9326 EUR

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

10p ordinary

CFD

Long

6

64.0133 EUR

10p ordinary

CFD

Long

8

64.0125 EUR

10p ordinary

CFD

Long

34

64.0129 EUR

10p ordinary

SWAP

Long

2,585

64.0000 EUR

10p ordinary

CFD

Long

3,650

63.9476 EUR

10p ordinary

CFD

Long

15,246

63.9326 EUR

10p ordinary

CFD

Short

2

64.0150 EUR

10p ordinary

CFD

Short

360

64.0388 EUR

10p ordinary

CFD

Short

558

64.0176 EUR

10p ordinary

SWAP

Short

2,585

64.0000 EUR

10p ordinary

CFD

Short

11,116

64.0028 EUR

10p ordinary

SWAP

Short

13,373

64.0119 EUR

10p ordinary

SWAP

Short

35,683

64.0120 EUR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

10 Mar 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings

Barclays PLC.

are being disclosed:
Name of offeror/offeree in relation to whose

DIALOG SEMICONDUCTOR PLC

relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

 

date

relevant

 

selling,

securities

per unit

 

 

security

 

varying etc

to which

 

 

 

 

 

 

option

 

 

 

 

 

 

relates

 

 

 

10p ordinary

Call Options

Purchased

19,361

53.6607

European

12 Mar 2021

10p ordinary

Call Options

Purchased

22,020

69.0099

European

30 Apr 2021

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 732475
Time of Receipt (offset from UTC): 20210310T121903+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC