Form 8.3 - KAZ MINERALS PLC

LONDON--(BUSINESS WIRE)-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	KAZ MINERALS PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	17 FEB 2021
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A”	NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		20p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	6,920,240	1.46%	3,786,107	0.80%
(2)	Cash-settled derivatives:
		13,502	0.00%	6,855,966	1.45%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
(4)
	TOTAL:	6,933,742	1.47%	10,642,073	2.25%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
20p ordinary	Purchase	8	8.1200 GBP
20p ordinary	Purchase	286	8.1100 GBP
20p ordinary	Purchase	345	8.2740 GBP
20p ordinary	Purchase	422	8.1260 GBP
20p ordinary	Purchase	500	8.1320 GBP
20p ordinary	Purchase	521	8.2611 GBP
20p ordinary	Purchase	531	8.2620 GBP
20p ordinary	Purchase	604	8.2214 GBP
20p ordinary	Purchase	1,620	8.1358 GBP
20p ordinary	Purchase	1,676	8.1786 GBP
20p ordinary	Purchase	2,006	8.2071 GBP
20p ordinary	Purchase	2,192	8.1349 GBP
20p ordinary	Purchase	2,785	8.2360 GBP
20p ordinary	Purchase	2,858	8.1422 GBP
20p ordinary	Purchase	3,454	8.1903 GBP
20p ordinary	Purchase	3,472	8.2246 GBP
20p ordinary	Purchase	3,964	8.1886 GBP
20p ordinary	Purchase	3,990	8.1744 GBP
20p ordinary	Purchase	4,038	8.1960 GBP
20p ordinary	Purchase	4,514	8.1815 GBP
20p ordinary	Purchase	4,786	8.1670 GBP
20p ordinary	Purchase	5,214	8.1241 GBP
20p ordinary	Purchase	25,961	8.1846 GBP
20p ordinary	Purchase	44,710	8.1894 GBP
20p ordinary	Purchase	73,273	8.1825 GBP
20p ordinary	Purchase	130,000	8.1328 GBP
20p ordinary	Sale	4	8.1240 GBP
20p ordinary	Sale	109	8.1280 GBP
20p ordinary	Sale	255	8.1680 GBP
20p ordinary	Sale	286	8.1100 GBP
20p ordinary	Sale	371	8.1685 GBP
20p ordinary	Sale	500	8.1320 GBP
20p ordinary	Sale	526	8.2620 GBP
20p ordinary	Sale	682	8.1600 GBP
20p ordinary	Sale	1,444	8.2258 GBP
20p ordinary	Sale	1,706	8.1718 GBP
20p ordinary	Sale	1,760	8.1596 GBP
20p ordinary	Sale	2,157	8.1876 GBP
20p ordinary	Sale	2,531	8.2599 GBP
20p ordinary	Sale	3,664	8.1947 GBP
20p ordinary	Sale	4,109	8.2360 GBP
20p ordinary	Sale	4,260	8.1281 GBP
20p ordinary	Sale	4,605	8.1232 GBP
20p ordinary	Sale	9,091	8.1595 GBP
20p ordinary	Sale	19,854	8.1696 GBP
20p ordinary	Sale	100,000	8.1844 GBP
(b)	Cash-settled derivative transactions
Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
20p ordinary	CFD	Long	1,041	8.2353 GBP
20p ordinary	SWAP	Long	2,531	8.2599 GBP
20p ordinary	CFD	Long	4,260	8.1281 GBP
20p ordinary	SWAP	Long	6,681	8.1754 GBP
20p ordinary	CFD	Long	25,822	8.1613 GBP
20p ordinary	SWAP	Short	564	8.2360 GBP
20p ordinary	SWAP	Short	12,163	8.2124 GBP
20p ordinary	SWAP	Short	13,212	8.1744 GBP
20p ordinary	SWAP	Short	25,397	8.1834 GBP
20p ordinary	SWAP	Short	29,625	8.1860 GBP
20p ordinary	SWAP	Short	130,000	8.1328 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	18 FEB 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number*:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.