LONDON--(BUSINESS WIRE)--
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) |
Barclays PLC. |
Company dealt in |
AON PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) |
ORD |
Date of dealing |
2 FEB 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
(1) |
Relevant securities | ||||
429,735 |
0.19% |
2,383,880 |
1.04% |
||
|
|
|
|
||
(2) |
Derivatives (other than options): |
|
|
|
|
619,137 |
0.27% |
30,257 |
0.01% |
||
|
|
|
|
||
(3) |
Options and agreements to |
|
|
|
|
| purchase/sell: | 23,000 |
0.01% |
23,000 |
0.01% |
|
|
|
|
|
||
| TOTAL: |
|
|
|
|
|
1,071,872 |
0.47% |
2,437,137 |
1.07% |
||
|
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
Class of relevant security: |
Long |
Short |
||||
|
Number |
|
(%) |
Number |
|
(%) |
(1) Relevant securities |
|
|
||||
(2) Derivatives (other than options) |
|
|
||||
(3) Options and agreements to purchase/sell |
|
|
||||
Total |
|
|
||||
|
||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities |
Price per unit |
| Purchase | 2 |
210.5000 USD |
| Purchase | 2 |
209.9700 USD |
| Purchase | 3 |
211.1700 USD |
| Purchase | 4 |
209.5000 USD |
| Purchase | 5 |
210.8380 USD |
| Purchase | 11 |
209.9336 USD |
| Purchase | 13 |
209.9230 USD |
| Purchase | 21 |
210.8580 USD |
| Purchase | 22 |
210.5831 USD |
| Purchase | 27 |
210.5675 USD |
| Purchase | 29 |
210.6853 USD |
| Purchase | 32 |
210.5236 USD |
| Purchase | 35 |
210.6242 USD |
| Purchase | 41 |
210.0400 USD |
| Purchase | 44 |
210.7250 USD |
| Purchase | 49 |
210.5165 USD |
| Purchase | 64 |
210.5201 USD |
| Purchase | 85 |
210.6044 USD |
| Purchase | 99 |
210.4841 USD |
| Purchase | 100 |
210.9673 USD |
| Purchase | 100 |
210.7300 USD |
| Purchase | 101 |
210.6010 USD |
| Purchase | 101 |
210.5119 USD |
| Purchase | 300 |
210.6400 USD |
| Purchase | 300 |
210.5500 USD |
| Purchase | 364 |
210.4365 USD |
| Purchase | 399 |
210.5347 USD |
| Purchase | 400 |
210.5050 USD |
| Purchase | 677 |
210.4714 USD |
| Purchase | 697 |
210.5976 USD |
| Purchase | 780 |
210.6755 USD |
| Purchase | 846 |
210.5472 USD |
| Purchase | 917 |
210.2020 USD |
| Purchase | 1,078 |
210.2161 USD |
| Purchase | 2,036 |
210.6236 USD |
| Purchase | 2,747 |
210.3566 USD |
| Purchase | 3,100 |
210.4064 USD |
| Purchase | 3,424 |
210.2990 USD |
| Purchase | 5,645 |
209.9866 USD |
| Purchase | 8,066 |
210.1801 USD |
| Purchase | 10,245 |
210.1859 USD |
| Purchase | 15,572 |
210.1800 USD |
| Purchase | 27,000 |
210.5519 USD |
| Sale | 1 |
209.8000 USD |
| Sale | 1 |
210.7400 USD |
| Sale | 1 |
210.0800 USD |
| Sale | 2 |
210.6300 USD |
| Sale | 2 |
210.5850 USD |
| Sale | 3 |
210.2033 USD |
| Sale | 4 |
210.1500 USD |
| Sale | 8 |
210.7275 USD |
| Sale | 10 |
210.5252 USD |
| Sale | 41 |
210.0400 USD |
| Sale | 69 |
209.8250 USD |
| Sale | 79 |
210.0684 USD |
| Sale | 100 |
210.1600 USD |
| Sale | 100 |
210.7450 USD |
| Sale | 100 |
210.5925 USD |
| Sale | 138 |
210.2800 USD |
| Sale | 141 |
209.3165 USD |
| Sale | 200 |
210.2450 USD |
| Sale | 254 |
210.3071 USD |
| Sale | 300 |
210.5041 USD |
| Sale | 310 |
210.7050 USD |
| Sale | 369 |
210.0037 USD |
| Sale | 392 |
210.9217 USD |
| Sale | 414 |
210.2233 USD |
| Sale | 436 |
209.9575 USD |
| Sale | 500 |
210.2200 USD |
| Sale | 500 |
210.7630 USD |
| Sale | 558 |
210.5239 USD |
| Sale | 564 |
210.4098 USD |
| Sale | 608 |
210.6288 USD |
| Sale | 799 |
210.4320 USD |
| Sale | 836 |
210.5705 USD |
| Sale | 906 |
210.5289 USD |
| Sale | 1,000 |
210.5160 USD |
| Sale | 1,073 |
210.4117 USD |
| Sale | 1,761 |
209.6518 USD |
| Sale | 1,900 |
210.7107 USD |
| Sale | 2,117 |
210.4297 USD |
| Sale | 2,489 |
210.4089 USD |
| Sale | 2,983 |
210.1805 USD |
| Sale | 3,609 |
210.0376 USD |
| Sale | 4,024 |
210.5875 USD |
| Sale | 8,125 |
210.1815 USD |
| Sale | 13,411 |
210.2366 USD |
| Sale | 16,645 |
210.1800 USD |
| Sale | 20,325 |
210.5711 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
|
|
|
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) |
Details |
Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure |
3 FEB 2021 |
Contact name |
Large Holdings Regulatory Operations |
Telephone number |
020 3134 7213 |
If a connected EFM, name of offeree/offeror with which connected |
|
If a connected EFM, state nature of connection (Note 10) |
|
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 23,000 |
220.0000 |
American | Jul 16, 2021 |
| Put Options | Purchased | -23,000 |
200.0000 |
American | Jul 16, 2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.