FORM 8.3 - SIGNATURE AVIATION PLC

LONDON--()-- 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser: Barclays PLC.
 
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose SIGNATURE AVIATION PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken:

04 January 2021

(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 37p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

9,013,919

1.09%

2,463,558

0.30%

 

(2)

Cash-settled derivatives:

1,928,695

0.23%

7,646,550

0.92%

 

(3)

Stock-settled derivatives (including options)
and agreements to purchase/sell:

0

0.00%

0

0.00%

 
 
TOTAL:

10,942,614

1.32%

10,110,108

1.22%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities

37p ordinary

Purchase

132

3.9080 GBP

37p ordinary

Purchase

154

3.9290 GBP

37p ordinary

Purchase

167

3.9230 GBP

37p ordinary

Purchase

296

3.9223 GBP

37p ordinary

Purchase

4,014

3.9240 GBP

37p ordinary

Purchase

11,251

3.9221 GBP

37p ordinary

Purchase

11,438

3.9169 GBP

37p ordinary

Purchase

18,548

3.9183 GBP

37p ordinary

Purchase

19,893

3.9182 GBP

37p ordinary

Purchase

28,032

3.9203 GBP

37p ordinary

Purchase

37,549

3.9341 GBP

37p ordinary

Purchase

214,640

3.9193 GBP

37p ordinary

Purchase

397,879

3.9170 GBP

37p ordinary

Sale

3,804

3.9258 GBP

37p ordinary

Sale

8,221

3.9170 GBP

37p ordinary

Sale

10,588

3.9194 GBP

37p ordinary

Sale

10,916

3.9171 GBP

37p ordinary

Sale

19,754

3.9180 GBP

37p ordinary

Sale

26,175

3.9195 GBP

37p ordinary

Sale

629,527

3.9080 GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

37p ordinary

SWAP

Long

933

3.9207 GBP

37p ordinary

SWAP

Long

8,044

3.9235 GBP

37p ordinary

SWAP

Long

23,181

3.9174 GBP

37p ordinary

SWAP

Short

427

3.9213 GBP

37p ordinary

SWAP

Short

545

3.9184 GBP

37p ordinary

SWAP

Short

4,417

3.9243 GBP

37p ordinary

CFD

Short

6,834

3.9197 GBP

37p ordinary

SWAP

Short

9,705

3.9199 GBP

37p ordinary

CFD

Short

26,261

3.9266 GBP

37p ordinary

CFD

Short

28,032

3.9203 GBP

37p ordinary

SWAP

Short

30,793

3.9257 GBP

37p ordinary

CFD

Short

31,943

3.9173 GBP

37p ordinary

CFD

Short

35,724

3.9259 GBP

37p ordinary

SWAP

Short

117,895

3.9197 GBP

37p ordinary

SWAP

Short

397,879

3.9170 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

5 Jan 2021

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Category Code: RET
Sequence Number: 726574
Time of Receipt (offset from UTC): 20210105T125547+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC